Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Core Fixed Income, LLC See All Filings	D/A	2020-06-04 09:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773272 Filed Document 0001793631-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feals, Inc. See All Filings	D	2020-06-04 09:35:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001777891 Filed Document 0001777891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:35:33 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TCA LA Fund 1, a series of TCA LA, LLC See All Filings	D/A	2020-06-04 09:33:39 UTC
Amount To Be Raised $1,385,350 Associated Brokers / Dealers N/A CIK Number 0001790385 Filed Document 0001812581-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:33:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-LPM, a series of Forge Investments LLC See All Filings	D/A	2020-06-04 09:26:44 UTC
Amount To Be Raised $3,819,706 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001784667 Filed Document 0001812581-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:26:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBF STEEZY SPV II a series of Assure Labs 2020, LLC See All Filings	D	2020-06-04 09:24:32 UTC
Amount To Be Raised $62,840 Associated Brokers / Dealers N/A CIK Number 0001812581 Filed Document 0001812581-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:24:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NXT POWER, LLC See All Filings	D	2020-06-04 09:12:47 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001813754 Filed Document 0001813754-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:12:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Berkeley Road WC Funding SPV, LP See All Filings	D/A	2020-06-04 09:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778184 Filed Document 0000945621-20-000177 Exclusions or Exemptions 506b Accepted Date 2020-06-04 09:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondial Life Fund LLC See All Filings	D	2020-06-03 21:59:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001814134 Filed Document 0001814134-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 21:59:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
TT6, LLC See All Filings	D	2020-06-03 21:43:13 UTC
Amount To Be Raised $106,000 Associated Brokers / Dealers N/A CIK Number 0001796702 Filed Document 0001796702-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-06-03 21:43:13 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Menlo Equities Absolute Return Fund LP See All Filings	D/A	2020-06-03 20:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert H. Eng and Altegris Investments, LLC CIK Number 0001672622 Filed Document 0001672622-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 20:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Menlo Equities Absolute Return Holdings LP See All Filings	D/A	2020-06-03 20:45:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672713 Filed Document 0001672713-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 20:45:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Entrada Ventures SPV I, LLC See All Filings	D/A	2020-06-03 20:07:40 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001807022 Filed Document 0001807022-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-03 20:07:40 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CADRAFTTECH LLC See All Filings	C/A	2020-06-03 19:52:53 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount CIK Number 0001803912 Filed Document 0001803912-20-000003 Accepted Date 2020-06-03 19:52:53 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
ScrappyCito, LLC See All Filings	D	2020-06-03 19:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798363 Filed Document 0001798363-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-03 19:36:12 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Ezra New Economy Fund, LP See All Filings	D	2020-06-03 19:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739604 Filed Document 0001739604-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-03 19:17:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisades Goldcorp Ltd. See All Filings	D	2020-06-03 19:16:00 UTC
Amount To Be Raised $973,993 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-06-03 19:16:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
OG SPV 1 Inc See All Filings	D	2020-06-03 19:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814092 Filed Document 0001814092-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-03 19:14:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lodging Fund REIT III, Inc. See All Filings	D	2020-06-03 19:13:38 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001745032 Filed Document 0001745032-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-03 19:13:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Austin Residential Holdings I, LLC See All Filings	D/A	2020-06-03 18:56:52 UTC
Amount To Be Raised $17,365,000 Associated Brokers / Dealers Emerson Equity and Derek Uldricks CIK Number 0001771352 Filed Document 0001771352-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-03 18:56:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Salon Lofts Group, LLC See All Filings	D	2020-06-03 18:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679431 Filed Document 0001679431-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 18:36:12 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BLAKENEY L.P. See All Filings	D/A	2020-06-03 18:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545976 Filed Document 0000943663-20-000163 Exclusions or Exemptions 506b Accepted Date 2020-06-03 18:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thing Daemon, Inc. See All Filings	C	2020-06-03 18:24:20 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001493022 Filed Document 0001670254-20-000416 Accepted Date 2020-06-03 18:24:20 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Pawson Capital Fund I, LP See All Filings	D/A	2020-06-03 18:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001778803 Filed Document 0001778803-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-06-03 18:05:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
3204 Lyons Avenue LLC See All Filings	C/A	2020-06-03 17:59:14 UTC
Financial Interest None Filing Platform Buy The Block Offering Amount $1,070,000 CIK Number 0001796828 Filed Document 0001796828-20-000004 Accepted Date 2020-06-03 17:59:14 UTC Type of Offering C/A Security Offered Amount 21,800 Security Offered Type Common Stock State TEXAS
Comparison Co Inc See All Filings	D	2020-06-03 17:39:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001761152 Filed Document 0001761152-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:39:25 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EVP Debt GP LLC See All Filings	D	2020-06-03 17:37:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001814038 Filed Document 0001814038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:37:41 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
MIMG CLXV Indian Springs, LLC See All Filings	D	2020-06-03 17:33:43 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001814111 Filed Document 0001814111-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:33:43 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Cortado Ventures Fund I, LP See All Filings	D	2020-06-03 17:30:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001813806 Filed Document 0001813806-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livewire Ergogenics, Inc. See All Filings	1-A/A	2020-06-03 17:29:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n.a. CIK Number 0001421289 Filed Document 0001493152-20-010482 Accepted Date 2020-06-03 17:29:56 UTC Type of Offering 1-A/A Industry SUGAR & CONFECTIONERY PRODUCTS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $1,354,400 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Vista Credit Partners - SD I, L.P. See All Filings	D	2020-06-03 17:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812279 Filed Document 0001812279-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:29:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marcus RE Fund I, LP See All Filings	D/A	2020-06-03 17:27:51 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001776064 Filed Document 0001567619-20-011636 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:27:51 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Osprey Master Fund, LP See All Filings	D	2020-06-03 17:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813980 Filed Document 0001813980-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:25:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unicycive Therapeutics, Inc. See All Filings	D	2020-06-03 17:17:52 UTC
Amount To Be Raised $604,140 Associated Brokers / Dealers N/A CIK Number 0001766140 Filed Document 0001213900-20-014033 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:17:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TR Fund I, a series of JJK Funds, LP See All Filings	D	2020-06-03 17:15:47 UTC
Amount To Be Raised $514,075 Associated Brokers / Dealers N/A CIK Number 0001814129 Filed Document 0001814129-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TP Seasons Assisted Living, LLC See All Filings	D	2020-06-03 17:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814122 Filed Document 0001814122-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:12:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FORTRESS CAPITIS, LP See All Filings	D/A	2020-06-03 17:06:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jason Oleinick CIK Number 0001778550 Filed Document 0001778550-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 17:06:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BBR Real Assets Fund V, LP See All Filings	D/A	2020-06-03 16:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741436 Filed Document 0001013594-20-000533 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Multi-Asset Absolute Return Fund, LLC See All Filings	D/A	2020-06-03 16:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001708339 Filed Document 0001708339-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Private Investment Fund - Series J, LP See All Filings	D/A	2020-06-03 16:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741437 Filed Document 0001013594-20-000532 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:58:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-RedBird Series 2019 Access Fund, L.P. See All Filings	D	2020-06-03 16:58:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813288 Filed Document 0000897069-20-000271 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN JAPANESE EQUITY FUND See All Filings	D/A	2020-06-03 16:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408857 Filed Document 0001408857-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:55:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Global Equity Fund See All Filings	D/A	2020-06-03 16:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405788 Filed Document 0001405788-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS ICG Strategic Equity III LP See All Filings	D/A	2020-06-03 16:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BB&T Securities, LLC, Rockefeller Financial LLC, and Castle Hill Partners, Inc. CIK Number 0001779079 Filed Document 0001779079-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO Fund I, a series of Pre-Script SPV, LP See All Filings	D	2020-06-03 16:45:54 UTC
Amount To Be Raised $223,000 Associated Brokers / Dealers N/A CIK Number 0001814113 Filed Document 0001814113-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:45:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Tech Fund I, a series of Velocity Waterloo Incubator, LP See All Filings	D	2020-06-03 16:45:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001814115 Filed Document 0001814115-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:45:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AtlasXomics Inc. See All Filings	D	2020-06-03 16:44:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001813773 Filed Document 0001813773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:44:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sentinel Parent Holdings LLC See All Filings	D	2020-06-03 16:38:53 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001753044 Filed Document 0001753044-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:38:53 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PU Fund I, a series of Grant Park Ventures, LP See All Filings	D	2020-06-03 16:30:53 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001814055 Filed Document 0001814055-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:30:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncternal Therapeutics, Inc. See All Filings	D	2020-06-03 16:28:49 UTC
Amount To Be Raised $2,814,260 Associated Brokers / Dealers H.C. Wainwright & Co., LLC and Rodman & Renshaw, LLC CIK Number 0001260990 Filed Document 0001567619-20-011596 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:28:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Storage Spot Midway, LLC See All Filings	D	2020-06-03 16:20:23 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001814103 Filed Document 0001814087-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-03 16:20:23 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity