Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TOP SHELF COOKIES LLC See All Filings	C	2020-06-05 16:12:49 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $100,000 CIK Number 0001765327 Filed Document 0001746059-20-000165 Accepted Date 2020-06-05 16:12:49 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
eAgile Inc See All Filings	D	2020-06-05 16:12:37 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001475751 Filed Document 0001475751-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 16:12:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Levered Loan Opportunities Fund IV L.P. See All Filings	D/A	2020-06-05 16:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778139 Filed Document 0000905718-20-000541 Exclusions or Exemptions 506b Accepted Date 2020-06-05 16:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starstream Entertainment, Inc. See All Filings	1-A/A	2020-06-05 16:02:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001683168-20-001884 Accepted Date 2020-06-05 16:02:28 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $328,266 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Tewksbury Futures Fund, LP See All Filings	D	2020-06-05 16:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814271 Filed Document 0001814271-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 16:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLITZ CAPITAL RAPIDUS FUND, LP See All Filings	D	2020-06-05 15:58:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001813154 Filed Document 0001813154-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:58:59 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
QLCP Co-Investment Fund, LP See All Filings	D/A	2020-06-05 15:56:49 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001779181 Filed Document 0001773198-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gant Medical Inc. See All Filings	D	2020-06-05 15:52:55 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001738421 Filed Document 0001738421-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:52:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Shamrock #1 Joint Venture See All Filings	D	2020-06-05 15:51:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001814094 Filed Document 0001814094-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-05 15:51:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
ROTUNDA CAPITAL PARTNERS FUND II-A, L.P. See All Filings	D/A	2020-06-05 15:49:37 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001778222 Filed Document 0001778222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ROTUNDA CAPITAL PARTNERS FUND II, L.P. See All Filings	D/A	2020-06-05 15:45:40 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001778221 Filed Document 0001778221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:45:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
F99 INCOME FUND, LLC See All Filings	D	2020-06-05 15:40:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001813591 Filed Document 0001813591-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:40:59 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
QL Capital Partners, LP See All Filings	D/A	2020-06-05 15:38:09 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001773198 Filed Document 0001773198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdPlay, Inc. See All Filings	D/A	2020-06-05 15:33:42 UTC
Amount To Be Raised $1,329,972 Associated Brokers / Dealers N/A CIK Number 0001809285 Filed Document 0001809285-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:33:42 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Western Highland Fund II LLC See All Filings	D	2020-06-05 15:32:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:32:47 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AnaBios Corp See All Filings	D/A	2020-06-05 15:32:12 UTC
Amount To Be Raised $7,000,627 Associated Brokers / Dealers ARCADIA SECURITIES, LLC CIK Number 0001517420 Filed Document 0001517420-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:32:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Safespill Systems LLC See All Filings	D/A	2020-06-05 15:29:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655278 Filed Document 0001567619-20-011786 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:29:42 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bluecore, Inc. See All Filings	D	2020-06-05 15:27:15 UTC
Amount To Be Raised $29,999,990 Associated Brokers / Dealers N/A CIK Number 0001582981 Filed Document 0001231919-20-000035 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:27:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARITAS ROYALTY FUND LLC See All Filings	D/A	2020-06-05 15:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001460288-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zimmerman BioPharma Holding, Inc. See All Filings	1-A/A	2020-06-05 15:12:30 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers None CIK Number 0001797807 Filed Document 0001575705-20-000100 Accepted Date 2020-06-05 15:12:30 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $1,415,640 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
SYW LP See All Filings	D/A	2020-06-05 15:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374238 Filed Document 0001374238-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:11:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARITAS ROYALTIES FUND (BERMUDA) LTD. See All Filings	D/A	2020-06-05 15:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460288 Filed Document 0001460288-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SRS PARTNERS LTD See All Filings	D/A	2020-06-05 15:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392286 Filed Document 0001392286-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avant Investment Fund, LLC See All Filings	D/A	2020-06-05 15:03:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787058 Filed Document 0001787058-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:03:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
99 Fund I, a series of Ault Krug Ventures, LP See All Filings	D	2020-06-05 15:00:24 UTC
Amount To Be Raised $357,561 Associated Brokers / Dealers N/A CIK Number 0001814266 Filed Document 0001814266-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:00:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FI Fund I, a series of Founders First Fund, LP See All Filings	D	2020-06-05 15:00:19 UTC
Amount To Be Raised $158,550 Associated Brokers / Dealers N/A CIK Number 0001814275 Filed Document 0001814275-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:00:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LA Fund I, a series of DV Deals, LP See All Filings	D	2020-06-05 15:00:14 UTC
Amount To Be Raised $80,255 Associated Brokers / Dealers N/A CIK Number 0001814270 Filed Document 0001814270-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 15:00:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSIG Partners Fund LP See All Filings	D/A	2020-06-05 14:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780050 Filed Document 0001780050-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CereVasc, Inc. See All Filings	D	2020-06-05 14:41:52 UTC
Amount To Be Raised $32,452,974 Associated Brokers / Dealers N/A CIK Number 0001814258 Filed Document 0001567619-20-011782 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:41:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Atrium Legal Capital 4, LLC See All Filings	D	2020-06-05 14:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814267 Filed Document 0001814267-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:41:23 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Chowbus, Inc. See All Filings	D	2020-06-05 14:26:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001710691 Filed Document 0001710691-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:26:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Energea Portfolio 1 LLC See All Filings	1-A/A	2020-06-05 14:25:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001808949 Filed Document 0001213900-20-014190 Accepted Date 2020-06-05 14:25:37 UTC Type of Offering 1-A/A Industry ELECTRIC SERVICES Offering Tier Tier2 Principal Place of Business CONNECTICUT Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Hadestown North American Touring Ltd Liability Co See All Filings	D	2020-06-05 14:25:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001812675 Filed Document 0001812675-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:25:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
C-4 Investors, LLC See All Filings	D/A	2020-06-05 14:22:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001813599 Filed Document 0001813599-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-06-05 14:22:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mid-Valley Surgical Services LLC See All Filings	D	2020-06-05 14:20:34 UTC
Amount To Be Raised $176,000 Associated Brokers / Dealers N/A CIK Number 0001669026 Filed Document 0001709711-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:20:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corner Ventures DAG Fund I-A, L.P. See All Filings	D	2020-06-05 14:18:29 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001762483 Filed Document 0001209191-20-034668 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:18:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerrAscend Corp. See All Filings	D	2020-06-05 14:12:01 UTC
Amount To Be Raised $49,110,000 Associated Brokers / Dealers FBN Securities, Inc. CIK Number 0001778129 Filed Document 0001062993-20-002729 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:12:01 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
West Texas Surgical Services, LLC See All Filings	D	2020-06-05 14:11:08 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001709711-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:11:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Golf Genius Holdings, LLC See All Filings	D	2020-06-05 14:10:45 UTC
Amount To Be Raised $5,000,213 Associated Brokers / Dealers N/A CIK Number 0001814040 Filed Document 0001192482-20-000419 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:10:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Quidnet Energy Inc. See All Filings	D	2020-06-05 14:10:30 UTC
Amount To Be Raised $13,999,996 Associated Brokers / Dealers N/A CIK Number 0001740743 Filed Document 0001740743-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:10:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TETRATECH HOLDINGS INC See All Filings	D	2020-06-05 14:03:47 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001813799 Filed Document 0001663577-20-000162 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:03:47 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
SRS PARTNERS US L P See All Filings	D/A	2020-06-05 14:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392287 Filed Document 0001392287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Credit Strategies ASP Fund, a series of ASP, LLC See All Filings	D/A	2020-06-05 14:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001742845 Filed Document 0001794159-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Surgical Services LLC See All Filings	D	2020-06-05 14:00:13 UTC
Amount To Be Raised $227,000 Associated Brokers / Dealers N/A CIK Number 0001709711 Filed Document 0001709711-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 14:00:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bridge Agency MBS Fund International LP See All Filings	D	2020-06-05 13:57:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814049 Filed Document 0001814050-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 13:57:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Gold Corp. See All Filings	D	2020-06-05 13:56:15 UTC
Amount To Be Raised $1,150,355 Associated Brokers / Dealers N/A CIK Number 0001686000 Filed Document 0001686000-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 13:56:15 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Sensato China Equity Master Fund, LP See All Filings	D/A	2020-06-05 13:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777384 Filed Document 0001777384-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 13:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ER Group, LLC See All Filings	D/A	2020-06-05 13:47:48 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001813718 Filed Document 0001813718-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-05 13:47:48 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sensato China Equity Fund, L.P. See All Filings	D/A	2020-06-05 13:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777394 Filed Document 0001777394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-05 13:46:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocket Dollar Inc See All Filings	D/A	2020-06-05 13:46:44 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001769091 Filed Document 0001769091-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-05 13:46:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity