Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Edgestream Nias Fund, Ltd. See All Filings	D/A	2018-09-13 09:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-18-000719 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
C360 Technologies, Inc. See All Filings	D	2018-09-13 09:43:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689049 Filed Document 0001689049-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:43:35 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
FARMHOUSE SCOTTSDALE LLC See All Filings	D	2018-09-13 09:42:06 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001742381 Filed Document 0001591408-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:42:06 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gathering, Inc. See All Filings	D	2018-09-13 09:37:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001665182 Filed Document 0001665182-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:37:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PF4, LLC See All Filings	D	2018-09-13 09:34:47 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001698743 Filed Document 0001698743-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:34:47 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aegon High Yield Fund, a series of Aegon AM Funds, LLC See All Filings	D/A	2018-09-13 09:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716663 Filed Document 0001716663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 09:24:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Pharma, Inc. See All Filings	D	2018-09-13 08:36:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752787 Filed Document 0001209191-18-050747 Exclusions or Exemptions 506b Accepted Date 2018-09-13 08:36:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Pass Partners LP See All Filings	D/A	2018-09-13 08:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737303 Filed Document 0001737303-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-13 08:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Capital Income Fund LP See All Filings	D/A	2018-09-13 08:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517958 Filed Document 0001517958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-13 08:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 2 Offshore, Ltd. See All Filings	D/A	2018-09-13 06:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683717 Filed Document 0000902664-18-003421 Exclusions or Exemptions 506b Accepted Date 2018-09-13 06:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 2 Onshore, L.P. See All Filings	D/A	2018-09-13 06:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683728 Filed Document 0000902664-18-003420 Exclusions or Exemptions 506b Accepted Date 2018-09-13 06:14:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMDTY SPV3, LP See All Filings	D/A	2018-09-13 06:07:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716647 Filed Document 0000902664-18-003419 Exclusions or Exemptions 506b Accepted Date 2018-09-13 06:07:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoppin Vines, LLC See All Filings	D	2018-09-12 22:01:16 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001751981 Filed Document 0001751981-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 22:01:16 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Tri-Land Equity Investors III LLC See All Filings	D	2018-09-12 21:58:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001750479 Filed Document 0001750479-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 21:58:32 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Auberge Holdings Co, LLC See All Filings	D/A	2018-09-12 21:43:05 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001712531 Filed Document 0001382963-18-000128 Exclusions or Exemptions 506b Accepted Date 2018-09-12 21:43:05 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AgGenetics, Inc. See All Filings	D	2018-09-12 21:39:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001725546 Filed Document 0001725546-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 21:39:44 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Primo Wind, Inc. See All Filings	D	2018-09-12 21:00:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Michael Frager, Lynne Rach, and Michael Losse CIK Number 0001736304 Filed Document 0001736304-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-09-12 21:00:05 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2018-09-12 20:17:30 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-09-12 20:17:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Hellman & Friedman Capital Partners IX, L.P. See All Filings	D	2018-09-12 20:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751512 Filed Document 0001751512-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 20:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doculife Global, Inc. See All Filings	D	2018-09-12 20:02:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001709377 Filed Document 0001446933-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-12 20:02:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hellman & Friedman Capital Partners IX (Parallel), L.P. See All Filings	D	2018-09-12 19:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751510 Filed Document 0001751510-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H&F Executives IX, L.P. See All Filings	D	2018-09-12 19:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751508 Filed Document 0001751508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:52:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H&F Executives IX-A, L.P. See All Filings	D	2018-09-12 19:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751507 Filed Document 0001751507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:46:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Maple Fund, LP (Series I) See All Filings	D	2018-09-12 19:39:57 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001752152 Filed Document 0001315863-18-000718 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:39:57 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HFCP IX (Parallel-A), L.P. See All Filings	D	2018-09-12 19:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751509 Filed Document 0001751509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:38:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Company Venture Capital Fund I, LP See All Filings	D	2018-09-12 19:38:09 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001751559 Filed Document 0001751559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:38:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Maple Fund, LP (Series H) See All Filings	D	2018-09-12 19:37:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752124 Filed Document 0001315863-18-000717 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:37:27 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas St. Ventures Fund III, LP See All Filings	D	2018-09-12 19:35:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001751924 Filed Document 0001751924-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP (Series G) See All Filings	D	2018-09-12 19:34:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752112 Filed Document 0001315863-18-000716 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:34:36 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Premier Clay Investors, LLC See All Filings	D	2018-09-12 19:13:25 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001752240 Filed Document 0001752240-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:13:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XXXV US Investor, LP See All Filings	D/A	2018-09-12 19:06:24 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001744190 Filed Document 0001642247-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-09-12 19:06:24 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Orderly Health Inc. See All Filings	D	2018-09-12 18:43:21 UTC
Amount To Be Raised $1,908,588 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-12 18:43:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Veritone, Inc. See All Filings	D	2018-09-12 18:42:55 UTC
Amount To Be Raised $7,499,967 Associated Brokers / Dealers N/A CIK Number 0001615165 Filed Document 0001556663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 18:42:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MycoTechnology, Inc. See All Filings	D	2018-09-12 18:40:43 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001589814 Filed Document 0001589814-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 18:40:43 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Champion South Glendale, LLC See All Filings	D	2018-09-12 18:13:42 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001752664 Filed Document 0001752664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 18:13:42 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CryptoParency Partners, LP See All Filings	D/A	2018-09-12 18:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752495 Filed Document 0000935836-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-09-12 18:05:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryptoParency Master Fund, LP See All Filings	D/A	2018-09-12 18:03:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752487 Filed Document 0000935836-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-09-12 18:03:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrakRef, Inc. See All Filings	D	2018-09-12 17:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752442 Filed Document 0001752442-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:52:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
83North III Opportunity Limited Partnership See All Filings	D	2018-09-12 17:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752853 Filed Document 0001752853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitfinder, Inc. See All Filings	D	2018-09-12 17:49:00 UTC
Amount To Be Raised $3,169,076 Associated Brokers / Dealers N/A CIK Number 0001676059 Filed Document 0001676059-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:49:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
CAPCG-PT, LLC See All Filings	D	2018-09-12 17:47:37 UTC
Amount To Be Raised $3,595,000 Associated Brokers / Dealers N/A CIK Number 0001752764 Filed Document 0001752764-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:47:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Covalence Capital Fund I, LP See All Filings	D	2018-09-12 17:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752859 Filed Document 0001752859-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:45:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Leaders Offshore Fund LP See All Filings	D/A	2018-09-12 17:45:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600342 Filed Document 0000902664-18-003409 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:45:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2018-09-12 17:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001575038 Filed Document 0000902664-18-003408 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Offshore Fund LP See All Filings	D/A	2018-09-12 17:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653179 Filed Document 0000902664-18-003407 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Fund LP See All Filings	D/A	2018-09-12 17:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651047 Filed Document 0000902664-18-003406 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HomeBase Treatment, Inc. See All Filings	D	2018-09-12 17:37:58 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Non Applicable CIK Number 0001752783 Filed Document 0001752783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:37:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CORTRUST BANK NATIONAL ASSOCIATION See All Filings	D	2018-09-12 17:35:11 UTC
Amount To Be Raised $10,162,500 Associated Brokers / Dealers N/A CIK Number 0001126623 Filed Document 0001126623-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:35:11 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
30A Beach Properties I, LLC See All Filings	D	2018-09-12 17:34:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Donald Taylor CIK Number 0001752850 Filed Document 0001752850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:34:10 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ribbit Capital V, L.P. See All Filings	D	2018-09-12 17:16:30 UTC
Amount To Be Raised $420,000,000 Associated Brokers / Dealers N/A CIK Number 0001751613 Filed Document 0001751613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 17:16:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund