Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Redwood-Kairos Real Estate Value Fund VI LP See All Filings	D/A	2018-09-14 19:05:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001720465 Filed Document 0001720465-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 19:05:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightyear Corp See All Filings	D	2018-09-14 18:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753025 Filed Document 0001753025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:44:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CR3 Fresh, LLC See All Filings	D/A	2018-09-14 18:28:10 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001715262 Filed Document 0001715262-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
BaseMap, Inc. See All Filings	D	2018-09-14 18:19:42 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001753153 Filed Document 0001753153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:19:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Galera Therapeutics, Inc. See All Filings	D	2018-09-14 18:18:02 UTC
Amount To Be Raised $70,185,418 Associated Brokers / Dealers N/A CIK Number 0001563577 Filed Document 0000950138-18-000520 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:18:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Metropolis International Ltd See All Filings	D	2018-09-14 18:08:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001724569 Filed Document 0001213900-18-012599 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:08:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
3500 Decker Holdings, LLC See All Filings	D	2018-09-14 17:42:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001753146 Filed Document 0001753146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:42:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CalBioGas LLC See All Filings	D	2018-09-14 17:28:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001751027 Filed Document 0001751027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:28:04 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Scopia PX LLC See All Filings	D/A	2018-09-14 17:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301882 Filed Document 0000919574-18-006155 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vedantra Pharmaceuticals, Inc. See All Filings	D	2018-09-14 17:23:53 UTC
Amount To Be Raised $36,235,347 Associated Brokers / Dealers None CIK Number 0001555192 Filed Document 0001567619-18-002672 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:23:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LiveSafe, Inc. See All Filings	D	2018-09-14 17:22:56 UTC
Amount To Be Raised $11,149,985 Associated Brokers / Dealers N/A CIK Number 0001578125 Filed Document 0001578125-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:22:56 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WATERFRONT CP ENHANCED OFFSHORE FUND LTD See All Filings	D/A	2018-09-14 17:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694901 Filed Document 0001694901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:22:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSS Capital, L.P. See All Filings	D	2018-09-14 17:22:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001752396 Filed Document 0001752396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sunnova Energy Corp See All Filings	D/A	2018-09-14 17:21:22 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001608828 Filed Document 0001608828-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:21:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA PX INTERNATIONAL LTD See All Filings	D/A	2018-09-14 17:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350984 Filed Document 0000919574-18-006153 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA PARTNERS LLC See All Filings	D/A	2018-09-14 17:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001141561 Filed Document 0000919574-18-006152 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:20:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WATERFRONT CP ENHANCED PARTNERS LP See All Filings	D/A	2018-09-14 17:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694899 Filed Document 0001694899-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Gold Corp. See All Filings	D	2018-09-14 17:19:09 UTC
Amount To Be Raised $318,753 Associated Brokers / Dealers N/A CIK Number 0001424864 Filed Document 0001424864-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:19:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Waterfront CP Offshore Fund Ltd. See All Filings	D/A	2018-09-14 17:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587112 Filed Document 0001587112-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:18:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSI Hedged Convertible Opportunity Fund, L.P. See All Filings	D/A	2018-09-14 17:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177950 Filed Document 0000919574-18-006149 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marblegate Partners Offshore Fund I, L.P. See All Filings	D	2018-09-14 17:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745110 Filed Document 0000902664-18-003435 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:17:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Q6 Capital SPV, LLC See All Filings	D	2018-09-14 17:16:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001751342 Filed Document 0001751342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:16:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SCOPIA INTERNATIONAL LTD See All Filings	D/A	2018-09-14 17:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341006 Filed Document 0000919574-18-006148 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Marblegate Partners Onshore Fund I, L.P. See All Filings	D	2018-09-14 17:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745111 Filed Document 0000902664-18-003434 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA LONG LLC See All Filings	D/A	2018-09-14 17:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315533 Filed Document 0000919574-18-006145 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARTELO BIOSCIENCES, INC. See All Filings	D	2018-09-14 17:14:31 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001621221 Filed Document 0001640334-18-001768 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:14:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carrick Capital Partners III Co-Investment Fund I, L.P. See All Filings	D	2018-09-14 17:13:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001750768 Filed Document 0001750768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pointillist Global Macro Series of Pointillist Partners LLC See All Filings	D/A	2018-09-14 17:11:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570762 Filed Document 0001570762-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:11:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blantyre Special Situations Fund I Ltd See All Filings	D	2018-09-14 17:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753165 Filed Document 0001315863-18-000724 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:06:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blantyre Special Situations Fund I LP See All Filings	D	2018-09-14 17:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753166 Filed Document 0001315863-18-000723 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:05:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV See All Filings	D	2018-09-14 17:02:56 UTC
Amount To Be Raised $399,984,750 Associated Brokers / Dealers Broadhaven Securities LLC CIK Number 0000733986 Filed Document 0000733986-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:02:56 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
First Western Financial Inc See All Filings	D	2018-09-14 17:00:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327607 Filed Document 0001104659-18-056944 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:00:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Moser Capital Fund II, LLC See All Filings	D	2018-09-14 16:58:13 UTC
Amount To Be Raised $4,386,552 Associated Brokers / Dealers N/A CIK Number 0001705094 Filed Document 0001705094-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:58:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Adar Glenmont Investors, LLC See All Filings	D	2018-09-14 16:56:37 UTC
Amount To Be Raised $25,200,000 Associated Brokers / Dealers N/A CIK Number 0001753150 Filed Document 0001753150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:56:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Moser Capital Fund, LLC See All Filings	D	2018-09-14 16:56:09 UTC
Amount To Be Raised $1,919,416 Associated Brokers / Dealers N/A CIK Number 0001705107 Filed Document 0001705107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Capita3 Venture Fund I L.P. See All Filings	D	2018-09-14 16:53:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001753092 Filed Document 0001753092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuWave Large Cap Active Alpha L.P. See All Filings	D/A	2018-09-14 16:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619335 Filed Document 0001619335-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Topstone Inv Fund I, LLC See All Filings	D	2018-09-14 16:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705522 Filed Document 0001705522-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:41:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
RapidSOS, Inc. See All Filings	D	2018-09-14 16:41:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651005 Filed Document 0001651005-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:41:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Toce Financial Group See All Filings	D	2018-09-14 16:40:22 UTC
Amount To Be Raised $38,500 Associated Brokers / Dealers N/A CIK Number 0001753040 Filed Document 0001753040-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:40:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Permira Star Opportunities SCSp See All Filings	D	2018-09-14 16:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753061 Filed Document 0001753061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:37:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
La Playa Capital Fund, L.P. See All Filings	D	2018-09-14 16:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752105 Filed Document 0001752105-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XANITOS INC See All Filings	D	2018-09-14 16:29:49 UTC
Amount To Be Raised $3,174,000 Associated Brokers / Dealers N/A CIK Number 0001428451 Filed Document 0001428451-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:29:49 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Proof Network Ventures Inc. See All Filings	D	2018-09-14 16:27:27 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001752900 Filed Document 0001752900-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2018-09-14 16:24:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-18-000184 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:24:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yaupon Fund LP See All Filings	D	2018-09-14 16:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751958 Filed Document 0000919574-18-006143 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Your Style Unzipped, LLC See All Filings	D	2018-09-14 16:22:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001752771 Filed Document 0001752771-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:22:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Navemar Capital Fund LP See All Filings	D	2018-09-14 16:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753036 Filed Document 0001567619-18-002633 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOWISH TECHNOLOGIES INTERNATIONAL INC. See All Filings	D	2018-09-14 16:20:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001581101 Filed Document 0001581101-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:20:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Valyant AI, Inc. See All Filings	D	2018-09-14 16:15:20 UTC
Amount To Be Raised $2,190,541 Associated Brokers / Dealers N/A CIK Number 0001709373 Filed Document 0001709373-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-14 16:15:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity