Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
All World Inc. See All Filings	D	2018-09-17 15:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752983 Filed Document 0001752983-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:30:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Lokyata, Inc. See All Filings	D	2018-09-17 15:30:03 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001751352 Filed Document 0001751352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Freedom Fund, LLC See All Filings	D/A	2018-09-17 15:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001672274-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SQN Investors Fund LP See All Filings	D/A	2018-09-17 15:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-18-000518 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco U.S. Defensive Growth Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D/A	2018-09-17 15:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001718038 Filed Document 0001718038-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antara Capital Offshore Fund Ltd See All Filings	D	2018-09-17 15:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752993 Filed Document 0001315863-18-000727 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:08:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MARIZYME INC See All Filings	D	2018-09-17 15:07:42 UTC
Amount To Be Raised $14,554,903 Associated Brokers / Dealers N/A CIK Number 0001413754 Filed Document 0001078782-18-001002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:07:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Antara Capital Onshore Fund LP See All Filings	D	2018-09-17 15:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752918 Filed Document 0001315863-18-000726 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ERP Funds II, LP See All Filings	D/A	2018-09-17 15:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001716212 Filed Document 0001315863-18-000725 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Global Targeted Returns Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D/A	2018-09-17 15:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001671173 Filed Document 0001671173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATCL Productions, LLC See All Filings	D/A	2018-09-17 15:05:33 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001736861 Filed Document 0001736861-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 15:05:33 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cosmos Holdings Inc. See All Filings	D	2018-09-17 14:59:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Roth Capital Partners LLC CIK Number 0001474167 Filed Document 0001477932-18-004534 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:59:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
STABILIZ ORTHOPAEDICS LLC See All Filings	D/A	2018-09-17 14:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The DeAngelis Group CIK Number 0001675270 Filed Document 0001675270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:59:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Versant Venture Capital VII, L.P. See All Filings	D	2018-09-17 14:53:44 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001750266 Filed Document 0001750266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:53:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATCPC of Ohio, LLC See All Filings	D/A	2018-09-17 14:46:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001736815 Filed Document 0001736815-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:46:11 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Turning Point Brands, Inc. See All Filings	D	2018-09-17 14:45:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001290677 Filed Document 0001290677-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:45:57 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Over $100,000,000 Type of Security Equity
RAF 4 LLC See All Filings	D	2018-09-17 14:45:18 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001753213 Filed Document 0001753213-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:45:18 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hilltop 18 Fund, LLC See All Filings	D	2018-09-17 14:45:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001751933 Filed Document 0001751933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:45:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Risk Labs See All Filings	D	2018-09-17 14:44:52 UTC
Amount To Be Raised $4,000,001 Associated Brokers / Dealers N/A CIK Number 0001752882 Filed Document 0001752882-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:44:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oxbow Fund (Offshore) Ltd See All Filings	D/A	2018-09-17 14:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650558 Filed Document 0001650558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpringBoard Royalties, LLC See All Filings	D	2018-09-17 14:38:06 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001753205 Filed Document 0001753205-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:38:06 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ASC OVERLAKE LLC See All Filings	D	2018-09-17 14:29:45 UTC
Amount To Be Raised $20,225,000 Associated Brokers / Dealers N/A CIK Number 0001752464 Filed Document 0001752464-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:29:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Oxbow Fund (Onshore) Ltd See All Filings	D/A	2018-09-17 14:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652997 Filed Document 0001652997-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:26:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArcLine Alternatives TOPS Long/Short Equity Fund Ltd See All Filings	D	2018-09-17 14:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752317 Filed Document 0001752317-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:24:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17 HONOR CODE/UNENCHANTEDEVENING, LLC See All Filings	D	2018-09-17 14:22:10 UTC
Amount To Be Raised $247,000 Associated Brokers / Dealers N/A CIK Number 0001753048 Filed Document 0001752892-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:22:10 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Campbell Offshore Fund Ltd SPC See All Filings	D/A	2018-09-17 14:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co., L.P. Capital Advisors, Limited, and Constellar Capital Partners Hong Kong Limited CIK Number 0001390565 Filed Document 0001390565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPRV CAPITAL FUND, LTD. See All Filings	D/A	2018-09-17 14:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716919 Filed Document 0001567619-18-002719 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPRV CAPITAL FUND, LP See All Filings	D/A	2018-09-17 14:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716913 Filed Document 0001567619-18-002718 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternate Health Corp. See All Filings	D	2018-09-17 14:16:45 UTC
Amount To Be Raised $1,935,000 Associated Brokers / Dealers None CIK Number 0001695838 Filed Document 0001250853-18-000122 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:16:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Whiskey Aging Co 2, LLC See All Filings	D/A	2018-09-17 14:14:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001745418 Filed Document 0001745418-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:14:08 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SDP Flagship Offshore Fund, Ltd. See All Filings	D/A	2018-09-17 14:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652985 Filed Document 0001652985-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:13:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17 WILL TAKE CHARGE/UNBRIDLED EMPIRE, LLC See All Filings	D	2018-09-17 14:12:30 UTC
Amount To Be Raised $249,500 Associated Brokers / Dealers N/A CIK Number 0001753161 Filed Document 0001752892-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:12:30 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Paristown Preservation Trust, LLC See All Filings	D	2018-09-17 14:09:11 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001752959 Filed Document 0001752959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:09:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Select Milk Producers, Inc. See All Filings	D	2018-09-17 14:05:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001580388 Filed Document 0001580388-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:05:02 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Azora Offshore Fund, Ltd. See All Filings	D	2018-09-17 14:00:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702345 Filed Document 0001013594-18-000533 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:00:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fundsmith Equity Fund, L.P. See All Filings	D/A	2018-09-17 14:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520023 Filed Document 0001748316-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 14:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17 TONALIST/HOT STONES, LLC See All Filings	D	2018-09-17 13:57:31 UTC
Amount To Be Raised $322,000 Associated Brokers / Dealers N/A CIK Number 0001753019 Filed Document 0001752892-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:57:31 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Private Market Opportunity - Vista Fund II, LLC See All Filings	D	2018-09-17 13:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001726973 Filed Document 0001567619-18-002712 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:53:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trolley Venture Fund I, LP See All Filings	D	2018-09-17 13:51:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001752436 Filed Document 0001752436-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17 AMERICAN PHAROAH/MAYBELLENE, LLC See All Filings	D	2018-09-17 13:44:28 UTC
Amount To Be Raised $199,500 Associated Brokers / Dealers N/A CIK Number 0001752892 Filed Document 0001752892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:44:28 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
OPENGATE CAPITAL PARTNERS II-A, LP See All Filings	D	2018-09-17 13:33:40 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001753200 Filed Document 0001753200-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPENGATE CAPITAL PARTNERS II, LP See All Filings	D	2018-09-17 13:32:35 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001753199 Filed Document 0001753199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:32:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP 1, LP See All Filings	D/A	2018-09-17 13:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660964 Filed Document 0001660964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE OAKS ALTERNATIVE STRATEGIES FUND SP See All Filings	D/A	2018-09-17 13:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672801 Filed Document 0001672801-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:13:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Moderate Growth Fund SP See All Filings	D/A	2018-09-17 13:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672813 Filed Document 0001672813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MYDA Capital LP See All Filings	D/A	2018-09-17 13:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500949 Filed Document 0001500949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Montoro Resources Inc. See All Filings	D	2018-09-17 12:57:57 UTC
Amount To Be Raised $38,420 Associated Brokers / Dealers N/A CIK Number 0001608808 Filed Document 0001176256-18-000176 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:57:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WHITE OAKS AGGRESSIVE GROWTH FUND SP See All Filings	D/A	2018-09-17 12:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672804 Filed Document 0001672804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:57:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series See All Filings	D/A	2018-09-17 12:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652003 Filed Document 0001652003-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYDA Advantage, L.P. See All Filings	D/A	2018-09-17 12:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589840 Filed Document 0001589840-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund