Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MCI Preferred Income Fund II, LLC See All Filings	D/A	2020-06-15 16:51:23 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Securities, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital, L.P., Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, Saxony Securitites, Inc., Chalice Capital Partners, LLC, Asset Preservation Group Inc., WestPark Capital, Inc., Lucia Securities, LLC, Arete Wealth Management, LLC, SWBC Investment Services, LLC, David A Noyes & Company, Crown Capital Securities, L.P., Legacy Wealth Management, LLC, SW Financial, Altus Wealth Group, LLC, Personal Wealth Management, LLC, Frontier Wealth Strategies Inc., Titus Financial, Inc., Vanderbilt Securities, LLC, Orthniel Financial Advisory Services, LLC, Lifemark Securities Corp., Crosspoint Financial, LLC, The Hughes Group Wealth Management Partners, LLC, Harbor Light Investment Advisors, LLC, Investment Planners, Inc., Koshinski Asset Management, Inc., Lyles Wealth Management, LLC, Arive Capital Markets, Green Vista Capital, LLC, Matrix Private Wealth Solutions, Inc., Barndollar Investment Advisory Services Incorporated, World Equity Group, Inc., Willow Grove Advisors, LLC, and T Dibernardo Consulting Inc. CIK Number 0001713236 Filed Document 0001713236-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:51:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Comstock Metals Ltd. See All Filings	D	2020-06-15 16:45:44 UTC
Amount To Be Raised $269,890 Associated Brokers / Dealers N/A CIK Number 0001557185 Filed Document 0001557185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:45:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Range Summit Capital Fund 2, LP See All Filings	D	2020-06-15 16:42:43 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001815105 Filed Document 0001815105-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:42:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Event Partners LLC See All Filings	D/A	2020-06-15 16:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644549 Filed Document 0001814674-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Red Fox Capital Mortgage Fund, LP See All Filings	D	2020-06-15 16:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814379 Filed Document 0001814379-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bast Fibre Technologies Inc. See All Filings	D	2020-06-15 16:25:29 UTC
Amount To Be Raised $448,010 Associated Brokers / Dealers N/A CIK Number 0001776435 Filed Document 0001776435-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:25:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Summit Partners Venture Capital Fund V-B, L.P. See All Filings	D	2020-06-15 16:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798785 Filed Document 0001798785-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SMRxT, INC. See All Filings	D	2020-06-15 16:22:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001562772 Filed Document 0001562772-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:22:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
NORTH AMERICAN DIGITAL ENTERPRISES, LLC See All Filings	D	2020-06-15 16:21:30 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001813997 Filed Document 0001813997-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-15 16:21:30 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Event-Driven Fund, Ltd. See All Filings	D/A	2020-06-15 16:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610032 Filed Document 0001814674-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:18:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knightscope, Inc See All Filings	1-A	2020-06-15 16:17:58 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001600983 Filed Document 0001104659-20-073399 Accepted Date 2020-06-15 16:17:58 UTC Type of Offering 1-A Industry COMMUNICATIONS EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,025,303 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Summit Partners Venture Capital Fund V-A, L.P. See All Filings	D	2020-06-15 16:17:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798786 Filed Document 0001798786-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:17:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Moose Hill Fund I, L.P. See All Filings	D/A	2020-06-15 16:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668445 Filed Document 0001668445-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:16:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vintage Co-Investment Fund III, L.P. See All Filings	D/A	2020-06-15 16:11:22 UTC
Amount To Be Raised $170,129,130 Associated Brokers / Dealers N/A CIK Number 0001784932 Filed Document 0001784932-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collectable Technologies, Inc. See All Filings	D	2020-06-15 16:10:32 UTC
Amount To Be Raised $313,061 Associated Brokers / Dealers N/A CIK Number 0001812283 Filed Document 0001812283-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:10:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Sigma Auto Capital, LLC See All Filings	C/A	2020-06-15 16:10:32 UTC
Financial Interest Filing Platform Buy The Block Offering Amount $1,070,000 CIK Number 0001809401 Filed Document 0001809401-20-000003 Accepted Date 2020-06-15 16:10:32 UTC Type of Offering C/A Security Offered Amount 107,000 Security Offered Type Common Stock State FLORIDA
Summit Partners Venture Capital Investors V, L.P. See All Filings	D	2020-06-15 16:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798782 Filed Document 0001798782-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:04:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TA Fund I, a series of 10x cap, LP See All Filings	D	2020-06-15 16:02:51 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001815132 Filed Document 0001815132-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:02:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextGen UrbanStems LLC See All Filings	D/A	2020-06-15 16:01:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779878 Filed Document 0001567619-20-012136 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:01:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
K2 Mauna Kea LLC K2 Trian Partners Series See All Filings	D/A	2020-06-15 16:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743152 Filed Document 0001743152-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 16:01:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextGen Bungee LLC See All Filings	D/A	2020-06-15 15:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779742 Filed Document 0001567619-20-012134 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
REBEL FUND, LLC See All Filings	D	2020-06-15 15:59:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001815130 Filed Document 0001815130-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:59:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carnelian Fund, Ltd. See All Filings	D/A	2020-06-15 15:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579118 Filed Document 0001814674-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:58:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Capital Opportunities Feeder Fund IV LP See All Filings	D	2020-06-15 15:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and IBK Securities Co., Ltd. CIK Number 0001814324 Filed Document 0001814324-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Beverage Technologies Inc. See All Filings	D	2020-06-15 15:55:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001484286 Filed Document 0001484286-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:55:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GSO CAPITAL OPPORTUNITIES FUND IV LP See All Filings	D	2020-06-15 15:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and IBK Securities Co., Ltd. CIK Number 0001812795 Filed Document 0001812795-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPL I, LP See All Filings	D/A	2020-06-15 15:48:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778764 Filed Document 0001778764-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:48:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIONEER ENERGY SERVICES CORP See All Filings	D	2020-06-15 15:47:13 UTC
Amount To Be Raised $207,896,000 Associated Brokers / Dealers N/A CIK Number 0000320575 Filed Document 0000320575-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:47:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GSO Capital Opportunities Fund IV EEA Feeder SCSp See All Filings	D	2020-06-15 15:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and IBK Securities Co., Ltd. CIK Number 0001814286 Filed Document 0001814286-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:46:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKYSAND CAPITAL I LP See All Filings	D	2020-06-15 15:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806040 Filed Document 0001806040-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:45:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Storage, LLC See All Filings	D	2020-06-15 15:43:07 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001814639 Filed Document 0001814639-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:43:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
K2 Mauna Kea LLC K2 AKO Partners Series See All Filings	D/A	2020-06-15 15:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743155 Filed Document 0001743154-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Agriculture Opportunity Zone Fund, LLC See All Filings	D/A	2020-06-15 15:38:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001781217 Filed Document 0001781217-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-06-15 15:38:48 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GSO Capital Opportunities Fund IV EEA SCSp See All Filings	D	2020-06-15 15:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and IBK Securities Co., Ltd. CIK Number 0001814284 Filed Document 0001814284-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:37:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensato Asia Pacific Master Fund, LP See All Filings	D/A	2020-06-15 15:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494200 Filed Document 0001494200-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensato Asia Pacific Fund LP See All Filings	D/A	2020-06-15 15:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493805 Filed Document 0001493805-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom Consumer Credit Fund, LLC - Series B See All Filings	D/A	2020-06-15 15:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677136 Filed Document 0001677136-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Tusk Lapis Lazuli Offshore Fund LP See All Filings	D/A	2020-06-15 15:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781727 Filed Document 0000950142-20-001580 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC FED 2020 SGI NC Energy Fund, LLC See All Filings	D	2020-06-15 15:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815112 Filed Document 0001815112-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:28:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
One Tusk Lapis Lazuli Master Fund LP See All Filings	D/A	2020-06-15 15:28:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740088 Filed Document 0000950142-20-001579 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:28:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sepio Capital Partners Offshore, Ltd. See All Filings	D	2020-06-15 15:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813661 Filed Document 0001104659-20-073358 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:28:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Tusk Lapis Lazuli Partners Fund LP See All Filings	D/A	2020-06-15 15:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740085 Filed Document 0000950142-20-001578 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:27:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northland Fund VII, L.P. See All Filings	D/A	2020-06-15 15:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779207 Filed Document 0001779207-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Mauna Kea LLC - K2 Suvretta Partners Series See All Filings	D/A	2020-06-15 15:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741115 Filed Document 0001743154-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:25:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sepio Capital Partners, LP See All Filings	D	2020-06-15 15:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813663 Filed Document 0001104659-20-073356 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Apartment Fund LLC See All Filings	D	2020-06-15 15:24:58 UTC
Amount To Be Raised $2,170,000 Associated Brokers / Dealers N/A CIK Number 0001815074 Filed Document 0001815074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:24:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Altai Capital Osprey, LLC See All Filings	D/A	2020-06-15 15:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676992 Filed Document 0001812316-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Oceans Seafood Company, Inc. See All Filings	D	2020-06-15 15:20:28 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001783428 Filed Document 0001783428-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:20:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Northland Ventures L.P. See All Filings	D/A	2020-06-15 15:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779226 Filed Document 0001779226-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1824 Fund, Ltd. See All Filings	D/A	2020-06-15 15:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676614 Filed Document 0001814674-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-15 15:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund