Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND, LTD. See All Filings	D/A	2018-09-21 15:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479690 Filed Document 0000919574-18-006278 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:47:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVAPREP INC. See All Filings	D	2018-09-21 15:45:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001753878 Filed Document 0001753878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:45:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VistaGen Therapeutics, Inc. See All Filings	D	2018-09-21 15:43:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001411685 Filed Document 0001415889-18-001409 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:43:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Passco District Lofts DST See All Filings	D	2018-09-21 15:40:44 UTC
Amount To Be Raised $33,250,000 Associated Brokers / Dealers Passco Capital, Inc., Capulent LLC, Colorado Financial Service Corporation, Courtland Securities Corporation, Emerson Equity LLC, Great Point Capital LLC, Lightpath Capital, Inc., McDermott Investment Services, LLC, Nationwide Planning Associates Inc., and Primex CIK Number 0001750810 Filed Document 0001750810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:40:44 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lonkero, LLC See All Filings	D	2018-09-21 15:27:11 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001728836 Filed Document 0001728836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:27:11 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DUNE REAL ESTATE FUND IV LP See All Filings	D/A	2018-09-21 15:18:43 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HODES WEILL SECURITIES, LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001714625 Filed Document 0001714625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manikay Global Opportunities 1, L.P. See All Filings	D	2018-09-21 15:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753881 Filed Document 0001753881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tap Global See All Filings	D	2018-09-21 15:04:07 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001752743 Filed Document 0001752743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 15:04:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Virion Therapeutics, LLC See All Filings	D/A	2018-09-21 14:53:17 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001746726 Filed Document 0001746726-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:53:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
XTRACTION SERVICES INC. See All Filings	D	2018-09-21 14:46:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001737712 Filed Document 0001737712-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:46:49 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Oncorus, Inc. See All Filings	D/A	2018-09-21 14:45:13 UTC
Amount To Be Raised $61,425,089 Associated Brokers / Dealers N/A CIK Number 0001671818 Filed Document 0001671818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:45:13 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bitmo, Inc. See All Filings	D/A	2018-09-21 14:38:43 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001736169 Filed Document 0001736169-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:38:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ATTN: Inc. See All Filings	D	2018-09-21 14:34:12 UTC
Amount To Be Raised $18,264,000 Associated Brokers / Dealers N/A CIK Number 0001607550 Filed Document 0001607550-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:34:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CJ E&M America, Inc. See All Filings	D	2018-09-21 14:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753857 Filed Document 0001753857-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:33:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Workit Health, Inc. See All Filings	D	2018-09-21 14:18:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001753577 Filed Document 0001753577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:18:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Panama City 32, LLC See All Filings	D/A	2018-09-21 14:16:06 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001750503 Filed Document 0001750503-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:16:06 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XXXVII US Investor, LP See All Filings	D/A	2018-09-21 14:14:19 UTC
Amount To Be Raised $14,150,000 Associated Brokers / Dealers N/A CIK Number 0001748633 Filed Document 0001642247-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:14:19 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Viola Growth III (Feeder) L.P. See All Filings	D	2018-09-21 14:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co CIK Number 0001753854 Filed Document 0001753854-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:14:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RateGravity, Inc. See All Filings	D/A	2018-09-21 14:13:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685735 Filed Document 0001685735-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:13:51 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
REALPAGE INC See All Filings	D	2018-09-21 14:04:04 UTC
Amount To Be Raised $5,300,120 Associated Brokers / Dealers N/A CIK Number 0001286225 Filed Document 0001286225-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:04:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Western Wealth Capital XXXIII US Investor, LP See All Filings	D/A	2018-09-21 14:02:52 UTC
Amount To Be Raised $9,960,000 Associated Brokers / Dealers N/A CIK Number 0001742454 Filed Document 0001642247-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:02:52 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RealAtom, Inc. See All Filings	D	2018-09-21 14:02:06 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001750930 Filed Document 0001750930-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 14:02:06 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
X4 Pharmaceuticals, Inc. See All Filings	D/A	2018-09-21 13:53:12 UTC
Amount To Be Raised $34,999,150 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001632304 Filed Document 0001632304-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:53:12 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gateway India LP See All Filings	D/A	2018-09-21 13:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652294 Filed Document 0001652294-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:48:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PsiKick, Inc. See All Filings	D/A	2018-09-21 13:40:59 UTC
Amount To Be Raised $14,844,527 Associated Brokers / Dealers N/A CIK Number 0001562446 Filed Document 0001562446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:40:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealAtom, Inc. See All Filings	D	2018-09-21 13:39:53 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001750930 Filed Document 0001750930-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:39:53 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
WBPE Fund I (Cayman) LP See All Filings	D	2018-09-21 13:23:25 UTC
Amount To Be Raised $215,000,000 Associated Brokers / Dealers N/A CIK Number 0001753301 Filed Document 0001753301-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:23:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pearl Hotel Investors, L.P. See All Filings	D/A	2018-09-21 13:22:19 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Lucia Securities, LLC CIK Number 0001749755 Filed Document 0001749755-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:22:19 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hills Capital Investors, LLC See All Filings	D/A	2018-09-21 13:16:44 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001454422 Filed Document 0001454422-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America, LLC See All Filings	D/A	2018-09-21 13:11:17 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001646298 Filed Document 0001646298-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Flint Hills Permian Co-Invest III L.P. See All Filings	D	2018-09-21 13:09:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001753837 Filed Document 0001753837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:09:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LFIS Vision UCITS - Premia Access See All Filings	D	2018-09-21 13:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Olden Lane Securities, LLC CIK Number 0001752752 Filed Document 0000943663-18-000189 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:08:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Med Innovations, LLC See All Filings	D	2018-09-21 13:06:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001747838 Filed Document 0001747838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:06:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TaxToken, Inc. See All Filings	D/A	2018-09-21 13:04:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Desmoine Delancey West CIK Number 0001743803 Filed Document 0001743803-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-21 13:04:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WI LAKEVIEW CROSSING LLC See All Filings	D	2018-09-21 12:59:52 UTC
Amount To Be Raised $3,420,151 Associated Brokers / Dealers N/A CIK Number 0001752709 Filed Document 0001752709-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:59:52 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LFIS Vision - Premia Opportunities See All Filings	D	2018-09-21 12:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OLDEN LANE SECURITIES, LLC CIK Number 0001742562 Filed Document 0000943663-18-000188 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRATED ENDOSCOPY, INC. See All Filings	D	2018-09-21 12:45:56 UTC
Amount To Be Raised $16,717,686 Associated Brokers / Dealers Brillimed Group Limited CIK Number 0001693864 Filed Document 0001693864-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:45:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Enam India Growth Fund (Delaware) LP See All Filings	D/A	2018-09-21 12:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654940 Filed Document 0001654940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:37:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boldstart Ventures IV L.P. See All Filings	D	2018-09-21 12:35:20 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001752754 Filed Document 0001752754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TwinVC LP See All Filings	D	2018-09-21 12:30:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751915 Filed Document 0001751915-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:30:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LFIS Vision - Credit Opportunities See All Filings	D	2018-09-21 12:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Olden Lane Securities, LLC CIK Number 0001742564 Filed Document 0000943663-18-000187 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LS605, LLC See All Filings	D	2018-09-21 12:08:09 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001753769 Filed Document 0001753769-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:08:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Prusik Asian Equity Income Fund See All Filings	D/A	2018-09-21 12:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530611 Filed Document 0000902664-18-003512 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D Plug Software Inc. See All Filings	D	2018-09-21 12:03:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001751588 Filed Document 0001751588-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:03:17 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ENB Therapeutics, Inc. See All Filings	D	2018-09-21 12:00:14 UTC
Amount To Be Raised $9,094,584 Associated Brokers / Dealers N/A CIK Number 0001753420 Filed Document 0001144204-18-050283 Exclusions or Exemptions 506b Accepted Date 2018-09-21 12:00:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tessera QP Fund LP See All Filings	D/A	2018-09-21 11:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001398989 Filed Document 0000919574-18-006276 Exclusions or Exemptions 506b Accepted Date 2018-09-21 11:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2018-09-21 11:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-18-000186 Exclusions or Exemptions 506b Accepted Date 2018-09-21 11:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Popitz, LLC See All Filings	D	2018-09-21 11:47:20 UTC
Amount To Be Raised $1,065,000 Associated Brokers / Dealers N/A CIK Number 0001747625 Filed Document 0001747625-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-21 11:47:20 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Private Equity Asia V TEI Intermediate, L.P. See All Filings	D	2018-09-21 11:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001753678 Filed Document 0001753678-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-21 11:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TESSERA FUND, L.P. See All Filings	D/A	2018-09-21 11:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001310420 Filed Document 0000919574-18-006274 Exclusions or Exemptions 506b Accepted Date 2018-09-21 11:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity