Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ASP LUX RAIF - PC II Fund See All Filings	D	2020-06-18 15:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811360 Filed Document 0001811360-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-18 15:02:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ANNE WITH AN E, Ltd LIABILITY Co See All Filings	D/A	2020-06-18 15:01:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001779998 Filed Document 0001779998-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 15:01:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RHEONIX INC See All Filings	D	2020-06-18 14:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454559 Filed Document 0001239944-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:53:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ASP Sr Private Credit Fund II-C LP See All Filings	D	2020-06-18 14:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811364 Filed Document 0001811364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:50:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Solutions Vending International, Inc. See All Filings	1-A/A	2020-06-18 14:38:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers StartEngine Primary LLC CIK Number 0001759081 Filed Document 0001104659-20-074594 Accepted Date 2020-06-18 14:38:39 UTC Type of Offering 1-A/A Industry MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
TPEG Dispatch Investors LLC See All Filings	D	2020-06-18 14:36:34 UTC
Amount To Be Raised $2,159,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001760593 Filed Document 0001760593-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:36:34 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DBL Digital Smart Beta LLC - Series L See All Filings	D	2020-06-18 14:33:04 UTC
Amount To Be Raised $9,894 Associated Brokers / Dealers N/A CIK Number 0001813779 Filed Document 0001813779-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-18 14:33:04 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pro Cyclist Fund, LP See All Filings	D	2020-06-18 14:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815399 Filed Document 0001815399-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Small Cap Offshore, Ltd. See All Filings	D/A	2020-06-18 14:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413543 Filed Document 0001413543-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:30:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Circinus Medical Technology LLC See All Filings	D	2020-06-18 14:30:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001815322 Filed Document 0001815322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:30:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Partners Qualified, L.P. See All Filings	D/A	2020-06-18 14:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557974 Filed Document 0001557974-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced HedgeFocus Fund LP See All Filings	D/A	2020-06-18 14:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and iCapital Securities, LLC CIK Number 0001630450 Filed Document 0001630450-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Small Cap Partners, L.P. See All Filings	D/A	2020-06-18 14:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327697 Filed Document 0001327697-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAKES LANDING ASSOCIATES L P See All Filings	D/A	2020-06-18 14:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075128 Filed Document 0000935836-20-000344 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:20:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FULLERTON PARTNERS See All Filings	D/A	2020-06-18 14:18:36 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0000940748 Filed Document 0000935836-20-000343 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square International, Ltd. See All Filings	D/A	2020-06-18 14:10:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited CIK Number 0001324919 Filed Document 0001324919-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-18 14:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect US HedgeFocus Fund LP See All Filings	D/A	2020-06-18 14:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and iCapital Securities, LLC CIK Number 0001571024 Filed Document 0001571024-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:06:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F2020 Employee Participation Fund LLC See All Filings	D	2020-06-18 14:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814711 Filed Document 0001567619-20-012357 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:05:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square, L.P. See All Filings	D/A	2020-06-18 14:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. CIK Number 0001313682 Filed Document 0001313682-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-18 14:01:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stilwell Value Partners VII, L.P. See All Filings	D/A	2020-06-18 14:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555931 Filed Document 0001104659-20-074579 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STILWELL PARTNERS L P See All Filings	D/A	2020-06-18 14:00:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC CIK Number 0001048212 Filed Document 0001104659-20-074578 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:00:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STILWELL ASSOCIATES L P See All Filings	D/A	2020-06-18 14:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000913960 Filed Document 0001104659-20-074577 Exclusions or Exemptions 506b Accepted Date 2020-06-18 14:00:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Investments, L.P. See All Filings	D/A	2020-06-18 13:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573720 Filed Document 0001104659-20-074576 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Fund, L.P. See All Filings	D/A	2020-06-18 13:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC CIK Number 0001564452 Filed Document 0001104659-20-074575 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DBL Digital Smart Beta LLC - Series O See All Filings	D	2020-06-18 13:57:43 UTC
Amount To Be Raised $48,960 Associated Brokers / Dealers N/A CIK Number 0001814804 Filed Document 0001814804-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-18 13:57:43 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MKCA Opportunity Fund, LLC See All Filings	D/A	2020-06-18 13:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0001465069 Filed Document 0001465069-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wigmore Street BDC IV Co-Investment No.2 LP See All Filings	D	2020-06-18 13:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814540 Filed Document 0001814540-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Valley Gold, Limited Partnership See All Filings	D/A	2020-06-18 13:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000907336 Filed Document 0000919574-20-004186 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Cityzenith Holdings, Inc. See All Filings	1-A/A	2020-06-18 13:34:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers StartEngine Primary LLC CIK Number 0001778262 Filed Document 0001445866-20-000873 Accepted Date 2020-06-18 13:34:49 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $182,632 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AlphaOne Satori Fund II L.P. See All Filings	D	2020-06-18 13:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815385 Filed Document 0001815385-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forestry.io Holdings, Inc. See All Filings	D	2020-06-18 13:30:31 UTC
Amount To Be Raised $4,287,594 Associated Brokers / Dealers N/A CIK Number 0001815187 Filed Document 0001815187-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:30:31 UTC Type of Offering D Industry Other Principal Place of Business PRINCE EDWARD ISLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Home EC Inc. See All Filings	D/A	2020-06-18 13:30:04 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001528566 Filed Document 0001528566-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:30:04 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
La Tia Pepa LLC See All Filings	C	2020-06-18 13:28:41 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $80,000 CIK Number 0001814688 Filed Document 0001746059-20-000173 Accepted Date 2020-06-18 13:28:41 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State DISTRICT OF COLUMBIA
Clear Creek Real Estate Acquisitions, LLC See All Filings	D	2020-06-18 13:27:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001815452 Filed Document 0001815452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:27:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Brownstone Equity Partners I, L.P. See All Filings	D/A	2020-06-18 13:21:50 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001763417 Filed Document 0001763417-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Forestry.io Holdings, Inc. See All Filings	D	2020-06-18 13:17:36 UTC
Amount To Be Raised $4,699,962 Associated Brokers / Dealers N/A CIK Number 0001815187 Filed Document 0001815187-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:17:36 UTC Type of Offering D Industry Other Principal Place of Business PRINCE EDWARD ISLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OHA AD Co-Investment Fund, L.P. See All Filings	D	2020-06-18 13:14:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809975 Filed Document 0000950142-20-001605 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:14:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Smith Asset Management Group Absolute Return Fund I, L.P. See All Filings	D/A	2020-06-18 13:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583043 Filed Document 0001583043-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Odyssey Investment Partners Fund VI (F&F), LP See All Filings	D	2020-06-18 13:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815412 Filed Document 0001815412-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:04:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Millhouse Partners, LP See All Filings	D	2020-06-18 13:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815507 Filed Document 0001815507-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 13:04:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LandTrust, Inc. See All Filings	D	2020-06-18 12:58:43 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001780903 Filed Document 0001780903-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:58:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
JADE LEADER CORP See All Filings	D	2020-06-18 12:56:40 UTC
Amount To Be Raised $330,462 Associated Brokers / Dealers N/A CIK Number 0001756258 Filed Document 0001756258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:56:40 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LEGION WORKS, INC See All Filings	1-A/A	2020-06-18 12:54:05 UTC
Amount To Be Raised $47,025,000 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0001802719 Filed Document 0001477932-20-003442 Accepted Date 2020-06-18 12:54:05 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Iberville Capital, L.P. See All Filings	D/A	2020-06-18 12:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780004 Filed Document 0001780004-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-18 12:52:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
PROPRIO, INC See All Filings	D	2020-06-18 12:51:27 UTC
Amount To Be Raised $22,999,998 Associated Brokers / Dealers N/A CIK Number 0001712064 Filed Document 0001712064-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:51:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Shuttersong Inc See All Filings	D	2020-06-18 12:45:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001563301 Filed Document 0001563301-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:45:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IMBED BIOSCIENCES, INC See All Filings	D	2020-06-18 12:43:35 UTC
Amount To Be Raised $1,507,600 Associated Brokers / Dealers N/A CIK Number 0001606055 Filed Document 0001606055-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:43:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ASW Life Alternatives LLC See All Filings	D	2020-06-18 12:41:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001801636 Filed Document 0001801636-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PAI 2 Fund, LLC See All Filings	D	2020-06-18 12:33:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001812453 Filed Document 0001812453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-18 12:33:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Matrix Industries, Inc. See All Filings	D	2020-06-18 12:23:40 UTC
Amount To Be Raised $13,120,000 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-18 12:23:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity