Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ME Fund I, a series of FJ Labs Funds, LP See All Filings	D	2020-06-19 17:43:30 UTC
Amount To Be Raised $207,000 Associated Brokers / Dealers N/A CIK Number 0001815692 Filed Document 0001815692-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:43:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 248 See All Filings	D/A	2020-06-19 17:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001794699 Filed Document 0001794699-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YB Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2020-06-19 17:38:32 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001815694 Filed Document 0001815694-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:38:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Gate Investors LLC See All Filings	D	2020-06-19 17:36:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Oak Gate Investors LLC CIK Number 0001812694 Filed Document 0001812694-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:36:17 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fund Two-O - BMAC, LLC See All Filings	D	2020-06-19 17:36:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001815610 Filed Document 0001815610-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:36:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 247 See All Filings	D/A	2020-06-19 17:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791506 Filed Document 0001791506-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amar LLC See All Filings	C	2020-06-19 17:30:34 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $500,000 CIK Number 0001811402 Filed Document 0001746059-20-000175 Accepted Date 2020-06-19 17:30:34 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State RHODE ISLAND
ID Fund I, a series of Smolboon AL, LP See All Filings	D	2020-06-19 17:28:37 UTC
Amount To Be Raised $260,996 Associated Brokers / Dealers N/A CIK Number 0001815693 Filed Document 0001815693-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:28:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO Fund I, a series of PLG Master Partnership, LP See All Filings	D	2020-06-19 17:28:32 UTC
Amount To Be Raised $71,000 Associated Brokers / Dealers N/A CIK Number 0001815691 Filed Document 0001815691-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Global Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2020-06-19 17:24:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568649 Filed Document 0001104659-20-075333 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:24:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundrise East Coast Opportunistic REIT, LLC See All Filings	1-A/A	2020-06-19 17:24:27 UTC
Amount To Be Raised $21,194,201 Associated Brokers / Dealers N/A CIK Number 0001660918 Filed Document 0001104659-20-075332 Accepted Date 2020-06-19 17:24:27 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $3,184,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Caspian Inefficient Markets Fund II, L.P. See All Filings	D/A	2020-06-19 17:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001710710 Filed Document 0001710710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FF III LP See All Filings	D	2020-06-19 17:18:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001815513 Filed Document 0001815513-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:18:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makeba, Inc See All Filings	C	2020-06-19 17:18:34 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $700,000 CIK Number 0001813522 Filed Document 0001670254-20-000545 Accepted Date 2020-06-19 17:18:34 UTC Type of Offering C Security Offered Amount 285 Security Offered Type Common Stock State NEW YORK
Lombard International Life Assurance Co Separate Account VL 246 See All Filings	D/A	2020-06-19 17:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northwestern Mutual Investment Services, Inc. CIK Number 0001790374 Filed Document 0001790374-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:17:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MogulREIT I, LLC See All Filings	1-A POS	2020-06-19 17:16:12 UTC
Amount To Be Raised $28,174,089 Associated Brokers / Dealers North Capital Private Securities Corp. and Mogul Securities, LLC CIK Number 0001669664 Filed Document 0001493152-20-011525 Accepted Date 2020-06-19 17:16:12 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $7,437,162 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Summit Wireless Technologies, Inc. See All Filings	D	2020-06-19 17:15:36 UTC
Amount To Be Raised $5,801,250 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001682149 Filed Document 0001104659-20-075318 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:15:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cloud Water Filter, LLC See All Filings	D	2020-06-19 17:14:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001815430 Filed Document 0001815430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:14:53 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symbiome, Inc. See All Filings	D	2020-06-19 17:12:48 UTC
Amount To Be Raised $7,999,997 Associated Brokers / Dealers N/A CIK Number 0001815492 Filed Document 0001815492-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:12:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LMR FUND Ltd See All Filings	D/A	2020-06-19 17:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551236 Filed Document 0000919574-20-004230 Exclusions or Exemptions 506b Accepted Date 2020-06-19 17:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GroGuru, Inc. See All Filings	C/A	2020-06-19 16:59:48 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001812857 Filed Document 0001670254-20-000543 Accepted Date 2020-06-19 16:59:48 UTC Type of Offering C/A Security Offered Amount 200,000 Security Offered Type Other State CALIFORNIA
LMR ALPHA RATES TRADING FUND Ltd See All Filings	D/A	2020-06-19 16:58:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551185 Filed Document 0000919574-20-004228 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:58:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroGuru, Inc. See All Filings	C	2020-06-19 16:51:10 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001812857 Filed Document 0001670254-20-000542 Accepted Date 2020-06-19 16:51:10 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State CALIFORNIA
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2020-06-19 16:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-20-004226 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Long-Short Fund (EUR, GBP & NOK) Ltd See All Filings	D/A	2020-06-19 16:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-20-004224 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Investment Partners, L.P. See All Filings	D/A	2020-06-19 16:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358569 Filed Document 0000919574-20-004222 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Capital Partners, L.P. See All Filings	D/A	2020-06-19 16:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467583 Filed Document 0000919574-20-004220 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:39:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Commercial Mortgage Income Fund, L.P. See All Filings	D/A	2020-06-19 16:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001705684 Filed Document 0001705684-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:37:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Can-Fite BioPharma Ltd. See All Filings	D	2020-06-19 16:35:27 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001536196 Filed Document 0001213900-20-015364 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:35:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
XN Exponent Offshore Fund LP See All Filings	D	2020-06-19 16:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804248 Filed Document 0000950142-20-001609 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:33:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Capital Equity Fund See All Filings	D/A	2020-06-19 16:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501224 Filed Document 0000919574-20-004218 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
XN Exponent Onshore Fund LP See All Filings	D	2020-06-19 16:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804307 Filed Document 0000950142-20-001608 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:32:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boardwalktech Software Corp. See All Filings	D	2020-06-19 16:29:00 UTC
Amount To Be Raised $85,753 Associated Brokers / Dealers N/A CIK Number 0001769626 Filed Document 0001062993-20-002922 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:29:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Do Only Good Certified Pet Nutrition, LLC See All Filings	C	2020-06-19 16:27:42 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,998 CIK Number 0001813516 Filed Document 0001670254-20-000540 Accepted Date 2020-06-19 16:27:42 UTC Type of Offering C Security Offered Amount 45,046 Security Offered Type Preferred Stock State CALIFORNIA
Playa Hotels & Resorts N.V. See All Filings	D	2020-06-19 16:22:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001692412 Filed Document 0001209191-20-037927 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:22:41 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HITE Hedge QP LP See All Filings	D/A	2020-06-19 16:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617140 Filed Document 0001617140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIVIC CORP. See All Filings	D	2020-06-19 16:12:00 UTC
Amount To Be Raised $24,006 Associated Brokers / Dealers N/A CIK Number 0001703073 Filed Document 0001808108-20-000011 Exclusions or Exemptions 506c Accepted Date 2020-06-19 16:12:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dhandho Junoon Offshore Ltd See All Filings	D	2020-06-19 16:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676539 Filed Document 0001676538-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:05:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAYFONE INC See All Filings	D	2020-06-19 16:02:52 UTC
Amount To Be Raised $96,281,665 Associated Brokers / Dealers N/A CIK Number 0001437377 Filed Document 0001437377-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:02:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RNAissance AG LLC See All Filings	D	2020-06-19 16:02:40 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001815272 Filed Document 0001815272-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:02:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2020-06-19 16:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568659 Filed Document 0001104659-20-075209 Exclusions or Exemptions 506b Accepted Date 2020-06-19 16:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhandho Junoon LP See All Filings	D	2020-06-19 15:57:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676538 Filed Document 0001676538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 15:57:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMIA CAPITAL MACRO FUND LP See All Filings	D/A	2020-06-19 15:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709896 Filed Document 0001709896-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-19 15:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elegance Brands, Inc. See All Filings	1-A/A	2020-06-19 15:47:00 UTC
Amount To Be Raised $13,721,453 Associated Brokers / Dealers Dalmore Group CIK Number 0001745449 Filed Document 0001493152-20-011491 Accepted Date 2020-06-19 15:47:00 UTC Type of Offering 1-A/A Industry MALT BEVERAGES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,420 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Knopp Biosciences LLC See All Filings	D/A	2020-06-19 15:44:04 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-20-000604 Exclusions or Exemptions 506b Accepted Date 2020-06-19 15:44:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CoPeace PBC See All Filings	C	2020-06-19 15:43:06 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,920 CIK Number 0001760488 Filed Document 0001670254-20-000539 Accepted Date 2020-06-19 15:43:06 UTC Type of Offering C Security Offered Amount 417 Security Offered Type Other State COLORADO
SportBLX Thoroughbreds Corp. See All Filings	C/A	2020-06-19 15:40:56 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,960 CIK Number 0001804175 Filed Document 0001670254-20-000538 Accepted Date 2020-06-19 15:40:56 UTC Type of Offering C/A Security Offered Amount 544 Security Offered Type Other State NEW YORK
Glucose Health, Inc. See All Filings	D	2020-06-19 15:30:14 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001420108 Filed Document 0001477932-20-003466 Exclusions or Exemptions 506b Accepted Date 2020-06-19 15:30:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Whizdotai, Inc. See All Filings	D	2020-06-19 15:29:29 UTC
Amount To Be Raised $5,819,203 Associated Brokers / Dealers N/A CIK Number 0001757484 Filed Document 0000905718-20-000603 Exclusions or Exemptions 506b Accepted Date 2020-06-19 15:29:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Floortopia, Inc. See All Filings	D	2020-06-19 15:21:47 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001815636 Filed Document 0001815636-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-19 15:21:47 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity