Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FREG The View Associates, LLC See All Filings	D	2018-10-01 13:17:11 UTC
Amount To Be Raised $7,875,000 Associated Brokers / Dealers N/A CIK Number 0001753744 Filed Document 0001567619-18-003326 Exclusions or Exemptions 506b Accepted Date 2018-10-01 13:17:11 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Meritize Financial, Inc. See All Filings	D	2018-10-01 13:09:53 UTC
Amount To Be Raised $15,003,013 Associated Brokers / Dealers N/A CIK Number 0001732596 Filed Document 0001732596-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 13:09:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HGI KF50, LLC See All Filings	D	2018-10-01 13:00:45 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001754024 Filed Document 0001754024-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 13:00:45 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Benchmark Capital Partners IX, L.P. See All Filings	D	2018-10-01 13:00:13 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001754447 Filed Document 0001754447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 13:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
2Morrow, Inc. See All Filings	D	2018-10-01 12:55:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636618 Filed Document 0001636618-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:55:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BizBnk Holdings, Ltd. See All Filings	D	2018-10-01 12:47:52 UTC
Amount To Be Raised $4,711,538 Associated Brokers / Dealers N/A CIK Number 0001687116 Filed Document 0001687116-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:47:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Futurism Markets, LLC See All Filings	D	2018-10-01 12:41:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001752908 Filed Document 0001567619-18-003317 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:41:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Waterwheel Hellenic Opportunities Fund, LP See All Filings	D/A	2018-10-01 12:34:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630370 Filed Document 0001630370-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:34:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBCap Fund, LP See All Filings	D/A	2018-10-01 12:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685860 Filed Document 0001685860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:28:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLG Partners, L.P. See All Filings	D	2018-10-01 12:24:22 UTC
Amount To Be Raised $5,115,000 Associated Brokers / Dealers More than 5 and More than 5 CIK Number 0001529627 Filed Document 0001529627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:24:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bror & Edgell Financial Group, LLC See All Filings	D	2018-10-01 12:21:29 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001748809 Filed Document 0001748809-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:21:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ChainWave Capital LP See All Filings	D/A	2018-10-01 12:18:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718310 Filed Document 0001718310-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Startup253 Fund 2018, LLC See All Filings	D	2018-10-01 12:13:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001754650 Filed Document 0001754650-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:13:28 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ARCTIC HUNTER ENERGY INC. See All Filings	D	2018-10-01 12:12:40 UTC
Amount To Be Raised $172,753 Associated Brokers / Dealers N/A CIK Number 0001436817 Filed Document 0001436817-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:12:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Breach Inlet Capital, LP See All Filings	D/A	2018-10-01 12:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685925 Filed Document 0001685925-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 12:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
US BEVERAGE NET INC See All Filings	D	2018-10-01 11:49:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001369878 Filed Document 0001369878-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-01 11:49:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NEW ENGLAND LIFE INSURANCE CO See All Filings	D/A	2018-10-01 11:32:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs, Jennifer H. Macaulay, and Various Agents CIK Number 0001030011 Filed Document 0001030011-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 11:32:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
MediaMorph Inc See All Filings	D/A	2018-10-01 11:24:21 UTC
Amount To Be Raised $8,210,975 Associated Brokers / Dealers N/A CIK Number 0001411023 Filed Document 0001411023-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 11:24:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub ZCF LLC See All Filings	D	2018-10-01 11:00:22 UTC
Amount To Be Raised $185,700 Associated Brokers / Dealers N/A CIK Number 0001753378 Filed Document 0001753378-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 11:00:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 Capital Tax Advantaged Fund, LP\DE See All Filings	D	2018-10-01 10:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753847 Filed Document 0001393725-18-000097 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:43:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiled, Inc. See All Filings	D/A	2018-10-01 10:40:10 UTC
Amount To Be Raised $2,256,736 Associated Brokers / Dealers N/A CIK Number 0001745034 Filed Document 0001745034-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:40:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morphic Holding, LLC See All Filings	D	2018-10-01 10:39:28 UTC
Amount To Be Raised $79,999,990 Associated Brokers / Dealers N/A CIK Number 0001679363 Filed Document 0001679363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tortuga Trace Holdings, LLC See All Filings	D/A	2018-10-01 10:38:45 UTC
Amount To Be Raised $16,094,534 Associated Brokers / Dealers Jason C. Griggs, Sterling V. Louviere, Brett F. Ewing, John N. Marcheso, Ryan E. Loynd, DFPG Investments, Inc., Bryan A. Repple, Jay S. Salamone, Jason H. Freeman, Scott A. Morris, Kalos Capital, Inc., James Teegarden, Guy Harrigan, The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001723068 Filed Document 0001723068-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:38:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KSQ Therapeutics, Inc. See All Filings	D	2018-10-01 10:36:00 UTC
Amount To Be Raised $80,599,985 Associated Brokers / Dealers N/A CIK Number 0001754052 Filed Document 0001567619-18-003298 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:36:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ELEVATION CAPITAL SERIES 1, L.P. See All Filings	D/A	2018-10-01 10:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754479 Filed Document 0001754479-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
WVP Emerging Manager Private Fund LLC See All Filings	D/A	2018-10-01 10:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718084 Filed Document 0001013594-18-000550 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Private Fund LLC - Alternative Lending Aggregate Series See All Filings	D/A	2018-10-01 10:18:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718080 Filed Document 0001013594-18-000549 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:18:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Private Fund LLC - Non-Performing Loan Series See All Filings	D/A	2018-10-01 10:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718078 Filed Document 0001013594-18-000548 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:17:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Private Fund LLC - Lateral Series See All Filings	D/A	2018-10-01 10:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718089 Filed Document 0001013594-18-000547 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:16:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OccasionGenius, LLC See All Filings	D/A	2018-10-01 10:09:11 UTC
Amount To Be Raised $520,664 Associated Brokers / Dealers N/A CIK Number 0001700519 Filed Document 0001700519-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 10:09:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SI Elk Grove IL, LP See All Filings	D	2018-10-01 09:45:28 UTC
Amount To Be Raised $6,615,000 Associated Brokers / Dealers N/A CIK Number 0001754492 Filed Document 0001754492-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 09:45:28 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Town Capital Inc See All Filings	D	2018-10-01 09:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Townsley CIK Number 0001751940 Filed Document 0001751940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 09:27:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Liberty Park Fund, LP See All Filings	D/A	2018-10-01 09:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540853 Filed Document 0001315863-18-000746 Exclusions or Exemptions 506b Accepted Date 2018-10-01 09:20:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Propanc Biopharma, Inc. See All Filings	D	2018-10-01 09:20:18 UTC
Amount To Be Raised $6,315,435 Associated Brokers / Dealers N/A CIK Number 0001517681 Filed Document 0001493152-18-013932 Exclusions or Exemptions 506b Accepted Date 2018-10-01 09:20:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
TCXpress, Inc. See All Filings	D	2018-10-01 08:47:24 UTC
Amount To Be Raised $15,000,024 Associated Brokers / Dealers N/A CIK Number 0001754734 Filed Document 0001754734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-01 08:47:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VCAP Fixed Term Income, LLC See All Filings	D	2018-09-28 20:11:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001754576 Filed Document 0001754576-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:11:51 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
Brevan Howard FG Macro Fund Ltd See All Filings	D/A	2018-09-28 20:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001754285 Filed Document 0001754285-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inheritance Funding Company, Inc. See All Filings	D/A	2018-09-28 20:07:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001718965 Filed Document 0001718965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:07:46 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
El Capitan Short-Term Liquid Fund I, L.P. See All Filings	D	2018-09-28 20:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737321 Filed Document 0001737321-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:06:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ CVC 2019 B, L.P. See All Filings	D	2018-09-28 19:52:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753526 Filed Document 0001753526-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ CVC 2019 A, L.P. See All Filings	D	2018-09-28 19:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753527 Filed Document 0001753527-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIVE RIVERS PROPERTY FUND LLC See All Filings	D/A	2018-09-28 19:29:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001460010 Filed Document 0001460010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:29:10 UTC Type of Offering D/A Industry Residential Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Defer Gain Fund I, LP See All Filings	D	2018-09-28 19:20:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001754625 Filed Document 0001754625-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:20:34 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2018-09-28 19:18:48 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:18:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Spirits Importers LLC See All Filings	D	2018-09-28 18:58:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001546756 Filed Document 0001546756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 18:58:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TI Platform SMRS SMA, L.P. See All Filings	D	2018-09-28 18:24:50 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001750291 Filed Document 0001750291-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 18:24:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND LXXVIII LLC See All Filings	D	2018-09-28 18:08:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC CIK Number 0001754643 Filed Document 0001754643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 18:08:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MCI Preferred Income Fund II, LLC See All Filings	D/A	2018-09-28 17:59:38 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Securities, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital, L.P., Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, Saxony Securitites, Inc., Chalice Capital Partners, LLC, Asset Preservation Group Inc., WestPark Capital, Inc., Lucia Securities, LLC, Arete Wealth Management, LLC, SWBC Investment Services, LLC, David A Noyes & Company, Crown Capital Securities, L.P., Legacy Wealth Management, LLC, SW Financial, Altus Wealth Group, LLC, Personal Wealth Management, LLC, and Frontier Wealth Strategies Inc. CIK Number 0001713236 Filed Document 0001713236-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:59:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2018-09-28 17:46:54 UTC
Amount To Be Raised $27,712,848 Associated Brokers / Dealers DCS Advisory LLC CIK Number 0001590956 Filed Document 0001590956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:46:54 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREENBOX ROBOTICS LLC See All Filings	D	2018-09-28 17:31:02 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001754635 Filed Document 0001754635-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:31:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity