Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oula Health, Inc. See All Filings	D	2020-06-23 16:59:10 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001815723 Filed Document 0001815723-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:59:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Voya TALF Opportunity Cayman Fund L.P. See All Filings	D	2020-06-23 16:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Voya Investments Distributor, LLC CIK Number 0001815897 Filed Document 0001815897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Market Buyout & Credit Select Fund, L.P. See All Filings	D/A	2020-06-23 16:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001780889 Filed Document 0000897069-20-000293 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:54:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arctaris Opportunity Zone Select Fund I, LLC See All Filings	D	2020-06-23 16:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CapLink Securities, Inc CIK Number 0001815631 Filed Document 0001815631-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 16:53:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNUM ID, Inc. See All Filings	D	2020-06-23 16:53:25 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001815797 Filed Document 0001815797-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:53:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Financial Credit Investment IV Access Fund LP See All Filings	D/A	2020-06-23 16:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780882 Filed Document 0001780882-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade Partners Growth II-A, L.P. See All Filings	D	2020-06-23 16:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808171 Filed Document 0001808171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:50:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Grove Partners, LLC See All Filings	D/A	2020-06-23 16:45:12 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Michael Hazen, Emerson Equity LLC, Sudhir Pai, Center Street Securities, Inc., Vincent Annable, Saxony Securities, Inc., Michael Rose, Atomi Financial Group, Inc., Darren Whissen, Craig Riggs, Dominic Baldini, Kathleen Morrissey, Patrick Lam, Sean Snyder, Terry Tang, Tim Sherer, Pinnacle Equity Management, LLC, William Davis, Legacy Wealth Management, LLC, Pete Covino, Thomas Smith, Cameron Foster, Tony Riggs, Alexander Capital, L.P., and John Williamson CIK Number 0001797588 Filed Document 0001797588-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:45:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Innovation Associates Inc. See All Filings	D	2020-06-23 16:44:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674402 Filed Document 0001674402-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:44:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Upfront VII, L.P. See All Filings	D	2020-06-23 16:44:38 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers N/A CIK Number 0001813608 Filed Document 0001813608-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:44:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precise Light Surgical, Inc. See All Filings	D	2020-06-23 16:43:54 UTC
Amount To Be Raised $18,240 Associated Brokers / Dealers N/A CIK Number 0001524514 Filed Document 0001524514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:43:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners Growth II, L.P. See All Filings	D	2020-06-23 16:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806561 Filed Document 0001806561-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:43:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rosemoor Capital LP See All Filings	D	2020-06-23 16:40:25 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001522447 Filed Document 0001522447-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wefea, Inc. See All Filings	D/A	2020-06-23 16:37:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001779263 Filed Document 0000897069-20-000292 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:37:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners VIII-A, L.P. See All Filings	D	2020-06-23 16:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808214 Filed Document 0001808214-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:34:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta-v WF, LP See All Filings	D	2020-06-23 16:34:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001814926 Filed Document 0001209191-20-038476 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Asia Real Estate Partners SCSp See All Filings	D/A	2020-06-23 16:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samsung Securities Co., Ltd and Cygnus Investment Partners LP CIK Number 0001774741 Filed Document 0001774741-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:32:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Momentum CN Investments 1 LLC See All Filings	D/A	2020-06-23 16:32:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001779571 Filed Document 0001779571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:32:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Acute Services LLC See All Filings	D/A	2020-06-23 16:28:02 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001813036 Filed Document 0001813036-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:28:02 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SCRIPTRX INC DBA BRAVADO HEALTH See All Filings	D	2020-06-23 16:27:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001133830 Filed Document 0001133830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:27:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Financial Credit Investment IV Access Fund LP See All Filings	D/A	2020-06-23 16:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780882 Filed Document 0001780882-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angion Biomedica Corp. See All Filings	D	2020-06-23 16:19:13 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. and T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:19:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ST Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-06-23 16:18:54 UTC
Amount To Be Raised $86,603 Associated Brokers / Dealers N/A CIK Number 0001815932 Filed Document 0001815932-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D-1 LLC See All Filings	D/A	2020-06-23 16:12:14 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:12:14 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
272 Capital Offshore Fund Ltd. See All Filings	D	2020-06-23 16:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815750 Filed Document 0000902664-20-002489 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:05:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flourish Software, Inc. See All Filings	D	2020-06-23 16:05:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001781793 Filed Document 0001781793-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:05:05 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Mining Corp. See All Filings	D	2020-06-23 16:02:22 UTC
Amount To Be Raised $2,212,415 Associated Brokers / Dealers N/A CIK Number 0001813933 Filed Document 0001062993-20-002981 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:02:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Global Energy Transmission, Co. See All Filings	D	2020-06-23 16:02:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001813341 Filed Document 0001813341-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:02:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Magic Spoon Inc. See All Filings	D	2020-06-23 15:51:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001784084 Filed Document 0001784084-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:51:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
3D MONEY LLC See All Filings	D/A	2020-06-23 15:48:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Tom Neeser CIK Number 0001792268 Filed Document 0001792268-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-06-23 15:48:39 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Allos Environmental, Inc. See All Filings	D	2020-06-23 15:44:52 UTC
Amount To Be Raised $10,438,640 Associated Brokers / Dealers N/A CIK Number 0001730586 Filed Document 0001730586-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:44:52 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WEM Uintah II, LLC See All Filings	D	2020-06-23 15:43:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001815921 Filed Document 0001815921-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:43:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Mineral Property
ZP MidCap Fund, L.P. See All Filings	D	2020-06-23 15:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815659 Filed Document 0001315863-20-000535 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:41:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC GGFIII 2020-A, L.P. See All Filings	D	2020-06-23 15:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815398 Filed Document 0001815398-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 15:41:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Capital Partners IV, L.P. See All Filings	D	2020-06-23 15:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815287 Filed Document 0001815287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:35:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Offshore MidCap Fund, Ltd. See All Filings	D	2020-06-23 15:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815658 Filed Document 0001315863-20-000534 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM HEALTH, INC. See All Filings	D	2020-06-23 15:29:22 UTC
Amount To Be Raised $318,750 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-20-000139 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:29:22 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rasa Technologies Inc. See All Filings	D	2020-06-23 15:26:00 UTC
Amount To Be Raised $25,899,998 Associated Brokers / Dealers N/A CIK Number 0001774277 Filed Document 0001774277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:26:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterforde Place Holdings, LLC See All Filings	D	2020-06-23 15:24:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001815831 Filed Document 0001815831-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:24:14 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Saucy Brew Works, LLC See All Filings	C/A	2020-06-23 15:19:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001810371 Filed Document 0001665160-20-000843 Accepted Date 2020-06-23 15:19:52 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State OHIO
CIFC CLO Opportunity Fund IV LP See All Filings	D	2020-06-23 15:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810367 Filed Document 0001810367-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:15:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC CLO Opportunity Fund IV (UST) LP See All Filings	D	2020-06-23 15:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810353 Filed Document 0001810353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reconnect, Inc. See All Filings	D/A	2020-06-23 14:59:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001809602 Filed Document 0001809602-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:59:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Invesco TALF 2.0 Opportunity (Cayman) Fund, LP See All Filings	D	2020-06-23 14:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001815672 Filed Document 0001815672-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aspinity, Inc. See All Filings	D	2020-06-23 14:54:11 UTC
Amount To Be Raised $5,299,999 Associated Brokers / Dealers N/A CIK Number 0001752504 Filed Document 0001752504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:54:11 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Shattuck Labs, Inc. See All Filings	D	2020-06-23 14:51:45 UTC
Amount To Be Raised $83,000,009 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:51:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carderock Builder Capital II, LLC See All Filings	D/A	2020-06-23 14:48:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001771915 Filed Document 0001771915-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:48:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
IPDC Venture 15, LLC See All Filings	D	2020-06-23 14:48:03 UTC
Amount To Be Raised $988,000 Associated Brokers / Dealers N/A CIK Number 0001803903 Filed Document 0001803903-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:48:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOUNDATION INVESTMENT REAL ESTATE, INC See All Filings	D	2020-06-23 14:45:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers HAMON FRANCIS FYTTON CIK Number 0001815794 Filed Document 0001815794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:45:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Meadowlark Preferred Advantage Fund, LLC See All Filings	D	2020-06-23 14:41:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001815516 Filed Document 0001815516-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:41:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity