Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CMR MF Fund II, LLC See All Filings	D	2018-10-02 16:59:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001754794 Filed Document 0001754794-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:59:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lightsource Alliance, LLC See All Filings	D	2018-10-02 16:58:06 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001751254 Filed Document 0001751254-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:58:06 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
SOMA OFFSHORE LTD See All Filings	D/A	2018-10-02 16:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John D. Lowenberg, Jr., Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001681185 Filed Document 0001681185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1777 SENTRY PARKWAY INVESTORS PARALLEL, LP See All Filings	D	2018-10-02 16:53:41 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001752786 Filed Document 0001752786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:53:41 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1777 SENTRY PARKWAY INVESTORS, LP See All Filings	D	2018-10-02 16:49:51 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001749269 Filed Document 0001749269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:49:51 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xenex Disinfection Services LLC See All Filings	D	2018-10-02 16:49:37 UTC
Amount To Be Raised $4,772,000 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:49:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
pH Beauty Holdings I, Inc. See All Filings	D/A	2018-10-02 16:48:02 UTC
Amount To Be Raised $265,787,648 Associated Brokers / Dealers N/A CIK Number 0001713392 Filed Document 0000895345-18-000272 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:48:02 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Highline Capital Qualified Fund, Ltd. See All Filings	D/A	2018-10-02 16:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621448 Filed Document 0001621448-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
JDM Partners SF DuPont LLC See All Filings	D	2018-10-02 16:31:46 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001754434 Filed Document 0001754434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:31:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA BIOTECHNOLOGIES Corp See All Filings	D	2018-10-02 16:26:02 UTC
Amount To Be Raised $31,200,000 Associated Brokers / Dealers N/A CIK Number 0001087376 Filed Document 0001087376-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:26:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI International Small-Cap Opportunities LLC See All Filings	D/A	2018-10-02 16:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718501 Filed Document 0001718501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:23:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leg IV & Opportunities Fund, LLC See All Filings	D/A	2018-10-02 16:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749843 Filed Document 0001749843-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Meredian Holdings Group, Inc. See All Filings	D	2018-10-02 16:15:28 UTC
Amount To Be Raised $24,999,960 Associated Brokers / Dealers Zanbato Securities LLC and Piper Jaffray & Co. CIK Number 0001602984 Filed Document 0001144204-18-052056 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:15:28 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2018-10-02 16:13:28 UTC
Amount To Be Raised $22,268 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:13:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Credit Fund, L.P. See All Filings	D/A	2018-10-02 16:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-18-000537 Exclusions or Exemptions 506b Accepted Date 2018-10-02 16:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tribal LLC See All Filings	D	2018-10-02 15:58:47 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001754837 Filed Document 0001754837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Akoya Biosciences, Inc. See All Filings	D	2018-10-02 15:58:43 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001711933 Filed Document 0001446933-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Oaks Tyler, LLC See All Filings	D	2018-10-02 15:58:30 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers N/A CIK Number 0001754608 Filed Document 0001754608-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:58:30 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Da Zen Theranostics, Inc. See All Filings	D	2018-10-02 15:56:28 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001754828 Filed Document 0001754828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:56:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategos Fund L P See All Filings	D/A	2018-10-02 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001292811 Filed Document 0000919574-18-006420 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGOS PARTNERS LLC See All Filings	D/A	2018-10-02 15:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001456761 Filed Document 0000919574-18-006418 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ondot Systems, Inc. See All Filings	D	2018-10-02 15:36:31 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001605130 Filed Document 0001605130-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:36:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aetos Special Situations Opportunity Fund, LP See All Filings	D	2018-10-02 15:35:09 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers None CIK Number 0001754490 Filed Document 0001567619-18-003493 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:35:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Strategos Offshore, Ltd. See All Filings	D/A	2018-10-02 15:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001473586 Filed Document 0000919574-18-006416 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Avid Ratings, Inc. See All Filings	D	2018-10-02 15:31:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001740635 Filed Document 0000897069-18-000573 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:31:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
TRECO Northglenn Investment, LLC See All Filings	D	2018-10-02 15:26:26 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001754942 Filed Document 0001567619-18-003484 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:26:26 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Knack Inc. See All Filings	D	2018-10-02 15:24:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001753286 Filed Document 0001753286-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:24:23 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Deans Knight Income Fund See All Filings	D/A	2018-10-02 15:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718792 Filed Document 0001718792-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS OpCo Holding, LLC See All Filings	D	2018-10-02 15:17:54 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001753876 Filed Document 0001753876-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:17:54 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Syndicate Venture Partners 2018 Series 1, LLC See All Filings	D	2018-10-02 15:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754368 Filed Document 0001754368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:17:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR INDUSTRIES GROUP See All Filings	D	2018-10-02 15:17:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001213900-18-013380 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:17:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Inkit Inc. See All Filings	D	2018-10-02 15:13:08 UTC
Amount To Be Raised $80 Associated Brokers / Dealers N/A CIK Number 0001754265 Filed Document 0001754265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:13:08 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Deans Knight Equity Growth Fund See All Filings	D/A	2018-10-02 15:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718800 Filed Document 0001718800-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VFTG, L.P. See All Filings	D	2018-10-02 15:00:22 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001754126 Filed Document 0001754126-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 15:00:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Site 10.01, Inc. See All Filings	D	2018-10-02 14:48:06 UTC
Amount To Be Raised $6,275,003 Associated Brokers / Dealers N/A CIK Number 0001686020 Filed Document 0001014108-18-000217 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:48:06 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLQ MINING LLC See All Filings	D	2018-10-02 14:43:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001754957 Filed Document 0001754957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:43:14 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panoramic Partners LP See All Filings	D/A	2018-10-02 14:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404097 Filed Document 0000935836-18-000539 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Ltd See All Filings	D/A	2018-10-02 14:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC and FallLine Securities LLC CIK Number 0001421736 Filed Document 0000902664-18-003595 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus LLC See All Filings	D/A	2018-10-02 14:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company LLC, Constellar Capital Partners Hong Kong Limited, UBS Financial Services Inc., and FallLine Securities LLC CIK Number 0001229130 Filed Document 0000902664-18-003594 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSPREY CAPITAL INCOME FUND, LLC See All Filings	D	2018-10-02 14:28:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001754467 Filed Document 0001078782-18-001107 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:28:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mellitus, LLC See All Filings	D	2018-10-02 14:27:13 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:27:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sola I See All Filings	D/A	2018-10-02 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, Constellar Capital Partners Hong Kong Limited, UBS Financial Services Inc., and FallLine Securities LLC CIK Number 0001421751 Filed Document 0000902664-18-003593 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paykii inc See All Filings	D/A	2018-10-02 14:25:58 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001749606 Filed Document 0001749606-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:25:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Amasia CIV T3, LP See All Filings	D	2018-10-02 14:24:41 UTC
Amount To Be Raised $657,418 Associated Brokers / Dealers N/A CIK Number 0001745669 Filed Document 0001749865-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EON Infrastructure Fund, LP See All Filings	D	2018-10-02 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754612 Filed Document 0001667404-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mile One, LP See All Filings	D	2018-10-02 14:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751729 Filed Document 0001751729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCI2, LLC See All Filings	D	2018-10-02 14:08:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001754779 Filed Document 0001659173-18-000292 Exclusions or Exemptions 506b Accepted Date 2018-10-02 14:08:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
South Tea Transportation, LLC See All Filings	D	2018-10-02 13:48:03 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001750957 Filed Document 0001750957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:48:03 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Willow Cove Fund LLC See All Filings	D	2018-10-02 13:47:42 UTC
Amount To Be Raised $2,682,400 Associated Brokers / Dealers N/A CIK Number 0001754883 Filed Document 0001754883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:47:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-ZYA, a series of Equidate Investments LLC See All Filings	D/A	2018-10-02 13:43:51 UTC
Amount To Be Raised $2,089,198 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001743017 Filed Document 0001749865-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-10-02 13:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund