Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIR INDUSTRIES GROUP See All Filings	D/A	2018-10-03 09:56:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001213900-18-013410 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:56:08 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Rubric Capital Offshore Fund Ltd. See All Filings	D/A	2018-10-03 09:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685909 Filed Document 0000902664-18-003605 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubric Capital Partners LP See All Filings	D/A	2018-10-03 09:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685924 Filed Document 0000902664-18-003604 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:53:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay International Fund Ltd. See All Filings	D/A	2018-10-03 09:49:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497679 Filed Document 0000902664-18-003603 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:49:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Fund LP See All Filings	D/A	2018-10-03 09:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354129 Filed Document 0000902664-18-003602 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBS Weanling Pinhook II LLC See All Filings	D	2018-10-03 09:40:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755016 Filed Document 0001755016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:40:39 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Align Capital Partners Fund I-A, LP See All Filings	D/A	2018-10-03 09:38:09 UTC
Amount To Be Raised $326,565,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682671 Filed Document 0001682671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
kWh New Energy Corp See All Filings	D	2018-10-03 09:32:35 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001754838 Filed Document 0001754838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:32:35 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Align Capital Partners Fund I, LP See All Filings	D/A	2018-10-03 09:32:31 UTC
Amount To Be Raised $326,565,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682669 Filed Document 0001682669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SkyKnight Income III, LLC See All Filings	D	2018-10-03 09:24:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001753774 Filed Document 0001753774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:24:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyKnight Income II, LLC See All Filings	D	2018-10-03 09:14:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001753784 Filed Document 0001753784-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:14:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transverse Medical Inc. See All Filings	D	2018-10-03 09:07:54 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001706334 Filed Document 0001706334-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:07:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Core Disciplined Alpha Trust See All Filings	D/A	2018-10-03 08:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685026 Filed Document 0001685026-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-03 08:56:56 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
X-Vax Technology, Inc. See All Filings	D	2018-10-03 07:28:50 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001682900 Filed Document 0001213900-18-013406 Exclusions or Exemptions 506b Accepted Date 2018-10-03 07:28:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Telligent Greater China Value Fund, LP See All Filings	D	2018-10-03 06:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603068 Filed Document 0001603068-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 06:32:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telligent Greater China Fund, LP See All Filings	D	2018-10-03 06:22:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470723 Filed Document 0001470723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 06:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEHOPE, Inc See All Filings	D	2018-10-02 21:47:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 21:47:59 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Sourcely Holdings, Inc. See All Filings	D/A	2018-10-02 20:56:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Aeon Capital CIK Number 0001737702 Filed Document 0001737702-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 20:56:28 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Latticework Investors, LP See All Filings	D/A	2018-10-02 20:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621804 Filed Document 0001621804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 20:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fixed Income Fund of the Carolinas LLC See All Filings	D	2018-10-02 20:23:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001754962 Filed Document 0001754962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 20:23:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Trinity Hunt Partners V, L.P. See All Filings	D/A	2018-10-02 19:17:47 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001708018 Filed Document 0001708018-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Venture Partners Fund II Annex Fund, L.P. See All Filings	D	2018-10-02 19:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001751461 Filed Document 0001751461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:15:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikigai Media Properties, LLC See All Filings	D	2018-10-02 19:11:03 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:11:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Valley Surgical Services LLC See All Filings	D	2018-10-02 19:04:04 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers N/A CIK Number 0001662884 Filed Document 0001662884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:04:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Infinite Acquisitions, Inc. See All Filings	D	2018-10-02 19:00:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001754996 Filed Document 0001754850-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:00:02 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FARMERS & MERCHANTS BANCORP See All Filings	D	2018-10-02 18:55:14 UTC
Amount To Be Raised $4,934,190 Associated Brokers / Dealers N/A CIK Number 0001085913 Filed Document 0001085913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:55:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KEN GARFF AUTOMOTIVE, LLC See All Filings	D/A	2018-10-02 18:40:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001750283 Filed Document 0001750283-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:40:58 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Equity
Campus Protein, Inc. See All Filings	D	2018-10-02 18:13:22 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001754850 Filed Document 0001754850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:13:22 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARK PARTNERS See All Filings	D/A	2018-10-02 18:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000849919-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bancar Technologies Ltd See All Filings	D	2018-10-02 17:59:56 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001754481 Filed Document 0001567619-18-003573 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:59:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mark Equity Opportunities Fund L.P. See All Filings	D/A	2018-10-02 17:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001588911 Filed Document 0001588911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Headlight Capital Fund, LP See All Filings	D	2018-10-02 17:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749996 Filed Document 0001749996-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWR Texas SE Partners Ltd See All Filings	D	2018-10-02 17:43:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001665948 Filed Document 0001665948-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:43:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CROWDOUT CAPITAL PLATFORM LLC See All Filings	D/A	2018-10-02 17:41:25 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001676181 Filed Document 0001567619-18-003561 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:41:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Freed Foods, Inc. See All Filings	D	2018-10-02 17:31:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001520106 Filed Document 0001520106-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:31:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Athletic Brewing Co LLC See All Filings	D	2018-10-02 17:30:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001716855 Filed Document 0001716855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:30:50 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Initialized Annex L.P. See All Filings	D/A	2018-10-02 17:29:24 UTC
Amount To Be Raised $106,922,003 Associated Brokers / Dealers N/A CIK Number 0001716535 Filed Document 0001716535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Initialized IV Associates L.P. See All Filings	D	2018-10-02 17:29:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001753135 Filed Document 0001753135-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:29:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Anacapa Alpha, LP See All Filings	D	2018-10-02 17:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754856 Filed Document 0001754989-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:28:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
WellSense, Inc. See All Filings	D	2018-10-02 17:27:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001535498 Filed Document 0001535498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:27:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Tradition Fund III, LP See All Filings	D/A	2018-10-02 17:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734074 Filed Document 0001315863-18-000749 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kowala SEZC See All Filings	D/A	2018-10-02 17:24:21 UTC
Amount To Be Raised $3,546,940 Associated Brokers / Dealers N/A CIK Number 0001720563 Filed Document 0001720563-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:24:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Zygood,LLC See All Filings	D	2018-10-02 17:22:08 UTC
Amount To Be Raised $138,878 Associated Brokers / Dealers N/A CIK Number 0001678066 Filed Document 0001678066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:22:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
UNITED UROLOGY CENTERS, LLC See All Filings	D	2018-10-02 17:22:00 UTC
Amount To Be Raised $64,000 Associated Brokers / Dealers N/A CIK Number 0001174992 Filed Document 0001174992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:22:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Initialized IV L.P. See All Filings	D	2018-10-02 17:21:12 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001753144 Filed Document 0001753144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Davos Macro Fund, LP See All Filings	D	2018-10-02 17:16:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754989 Filed Document 0001754989-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:16:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cedar Fund, LP See All Filings	D	2018-10-02 17:15:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001754987 Filed Document 0001754987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:15:25 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Freestone Omaha Hotel LP See All Filings	D	2018-10-02 17:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751280 Filed Document 0001751280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krnc Inc. See All Filings	D	2018-10-02 17:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752236 Filed Document 0001752236-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:06:39 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SoMa Partners, LP See All Filings	D/A	2018-10-02 17:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC, Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001667404 Filed Document 0001667404-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund