Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Majestic Marble & Glass Co See All Filings	D	2020-06-26 09:15:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001810797 Filed Document 0001810797-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-26 09:15:24 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Labrador Partners L.P. See All Filings	D/A	2020-06-26 09:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168235 Filed Document 0000902664-20-002516 Exclusions or Exemptions 506b Accepted Date 2020-06-26 09:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pandora Select Fund, L.P. See All Filings	D/A	2020-06-26 09:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001307360 Filed Document 0000919574-20-004289 Exclusions or Exemptions 506b Accepted Date 2020-06-26 09:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AmCap Necessity Retail Fund LLC See All Filings	D/A	2020-06-26 09:05:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Center Street Secuities, Inc., Aegis Capital Corp., Arkadios Capital, BD4RIA, Concorde Investment Services, LLC, Lion Street Financial, LLC, SCF Securities, Inc., Whitehall - Parker Securities, Inc., and Benchmark Investments, Inc. CIK Number 0001766327 Filed Document 0001567619-20-012614 Exclusions or Exemptions 506c Accepted Date 2020-06-26 09:05:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ValStone Healthcare Properties Fund, L.P. See All Filings	D/A	2020-06-26 08:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727487 Filed Document 0001727487-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 08:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Torq Offshore Fund Ltd. See All Filings	D/A	2020-06-26 08:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693545 Filed Document 0000902664-20-002514 Exclusions or Exemptions 506b Accepted Date 2020-06-26 08:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Studio Iplay Inc See All Filings	C	2020-06-26 07:54:55 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $25,000 CIK Number 0001816024 Filed Document 0001816024-20-000001 Accepted Date 2020-06-26 07:54:55 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MICHIGAN
Yungasi, Inc. See All Filings	D	2020-06-26 07:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AFAME W. ONWUKA CIK Number 0001738066 Filed Document 0001738066-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-26 07:10:10 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LE Fund I, a series of Toy Ventures AL Syndicate, LP See All Filings	D	2020-06-26 07:09:24 UTC
Amount To Be Raised $101,753 Associated Brokers / Dealers N/A CIK Number 0001816222 Filed Document 0001816222-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-26 07:09:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SD Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2020-06-26 07:04:28 UTC
Amount To Be Raised $119,113 Associated Brokers / Dealers N/A CIK Number 0001816272 Filed Document 0001816272-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-26 07:04:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kubera Venture Capital Fund I, LP See All Filings	D	2020-06-25 22:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816150 Filed Document 0001816150-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 22:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlis Motor Vehicles Inc See All Filings	1-A/A	2020-06-25 21:22:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers JumpStart Broker/Dealer CIK Number 0001722969 Filed Document 0001214659-20-005899 Accepted Date 2020-06-25 21:22:40 UTC Type of Offering 1-A/A Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $2 State of Jurisdiction DELAWARE Type of Security E
Where's Rose, LLC See All Filings	C	2020-06-25 21:16:15 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $105,000 CIK Number 0001815431 Filed Document 0001670254-20-000561 Accepted Date 2020-06-25 21:16:15 UTC Type of Offering C Security Offered Amount 54,000 Security Offered Type Other State NORTH CAROLINA
World Tree USA, LLC See All Filings	1-A POS	2020-06-25 20:49:10 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Vanderbilt Securities, LLC CIK Number 0001687316 Filed Document 0001477932-20-003566 Accepted Date 2020-06-25 20:49:10 UTC Type of Offering 1-A POS Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security E
Goldthwaite Bancshares, Inc. See All Filings	D	2020-06-25 20:36:12 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers Janney Montgomery Scott LLC CIK Number 0001815556 Filed Document 0001209191-20-039030 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:36:12 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sparrow Pharmaceuticals, Inc. See All Filings	D/A	2020-06-25 20:27:45 UTC
Amount To Be Raised $337,500 Associated Brokers / Dealers Exemplar Capital, LLC CIK Number 0001786949 Filed Document 0001786949-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:27:45 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
Tugboat Logic, Inc. See All Filings	D/A	2020-06-25 20:23:13 UTC
Amount To Be Raised $8,999,999 Associated Brokers / Dealers N/A CIK Number 0001780141 Filed Document 0001780141-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:23:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Syndicate Venture Partners IX, LLC See All Filings	D	2020-06-25 20:14:28 UTC
Amount To Be Raised $769,992 Associated Brokers / Dealers N/A CIK Number 0001813223 Filed Document 0001813223-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FinTron, LLC See All Filings	D/A	2020-06-25 20:00:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-06-25 20:00:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
FinTron, LLC See All Filings	D/A	2020-06-25 19:46:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fintron LLC CIK Number 0001790927 Filed Document 0001790927-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-25 19:46:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Driftwood Golf Club Development, Inc. See All Filings	D/A	2020-06-25 19:40:21 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001761586 Filed Document 0001761586-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 19:40:21 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Printforia, Inc. See All Filings	D	2020-06-25 19:24:24 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001782673 Filed Document 0001782673-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-25 19:24:24 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Bridgewater All Weather Portfolio II@15, LLC See All Filings	D/A	2020-06-25 18:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787194 Filed Document 0001787194-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 18:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Essex Minerals Inc. See All Filings	D	2020-06-25 18:36:50 UTC
Amount To Be Raised $73,760 Associated Brokers / Dealers N/A CIK Number 0001815785 Filed Document 0001815785-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:36:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Viva Gold Corp. See All Filings	D	2020-06-25 18:33:09 UTC
Amount To Be Raised $197,937 Associated Brokers / Dealers N/A CIK Number 0001723047 Filed Document 0001723047-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:33:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Falcon Alternative Investment Fund I, LLC See All Filings	D	2020-06-25 18:32:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001816218 Filed Document 0001816218-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AllTrades Group Two Properties LP See All Filings	D/A	2020-06-25 18:10:13 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Echelon Capital Markets, Inc. CIK Number 0001816189 Filed Document 0001816189-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:10:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altitude Life Science Ventures Side Fund II, L.P. See All Filings	D/A	2020-06-25 18:02:29 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001645598 Filed Document 0001645598-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:02:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Domestic Brands Inc See All Filings	C/A	2020-06-25 17:46:13 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001757183 Filed Document 0001669191-20-000338 Accepted Date 2020-06-25 17:46:13 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State CALIFORNIA
Infinovate LLC See All Filings	C/A	2020-06-25 17:36:58 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001808015 Filed Document 0001669191-20-000336 Accepted Date 2020-06-25 17:36:58 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State NEVADA
CC ALEHOUSE, LLC See All Filings	D	2020-06-25 17:36:44 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001816226 Filed Document 0001816226-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:36:44 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aegon TALF 2.0 Investment & Recovery Fund LLC See All Filings	D	2020-06-25 17:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815695 Filed Document 0001815695-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV-A AIV LP See All Filings	D	2020-06-25 17:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816102 Filed Document 0001816102-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:25:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV AIV LP See All Filings	D	2020-06-25 17:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816082 Filed Document 0001816082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV LP See All Filings	D	2020-06-25 17:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816099 Filed Document 0001816099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aisling Capital V, LP See All Filings	D/A	2020-06-25 17:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Partners and J.P. Morgan Securities LLC CIK Number 0001776233 Filed Document 0001776233-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aegon TALF 2.0 Investment & Recovery Fund L.P. See All Filings	D	2020-06-25 17:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815696 Filed Document 0001815696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:19:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
FinPay Holdings, LLC See All Filings	D/A	2020-06-25 17:19:08 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers GMW Organization, LCC / Gregory Weinberg CIK Number 0001721115 Filed Document 0001209191-20-038955 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:19:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ENCOMPASS TECHNOLOGIES, INC. See All Filings	D	2020-06-25 17:18:58 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001816168 Filed Document 0001816168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:18:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pop & Bottle, Inc. See All Filings	D	2020-06-25 17:18:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688748 Filed Document 0001688748-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:18:11 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3L Capital II, LP See All Filings	D	2020-06-25 17:16:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001814136 Filed Document 0001814136-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:16:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 277 See All Filings	D	2020-06-25 17:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816100 Filed Document 0001816100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:15:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaPosta Pizza LLC See All Filings	C	2020-06-25 17:09:02 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001784255 Filed Document 0001746059-20-000176 Accepted Date 2020-06-25 17:09:02 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
CIG St. Andrews Apartments LLC See All Filings	D	2020-06-25 17:08:29 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001799085 Filed Document 0001799085-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:08:29 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
REATA PHARMACEUTICALS INC See All Filings	D	2020-06-25 17:07:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001358762 Filed Document 0001358762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:07:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 276 See All Filings	D	2020-06-25 17:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816041 Filed Document 0001816041-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:06:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BarberWind Turbines, LLC See All Filings	D	2020-06-25 17:01:30 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001720912 Filed Document 0001720912-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:01:30 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GoodRx Holdings, Inc. See All Filings	D	2020-06-25 16:56:43 UTC
Amount To Be Raised $10,260,000 Associated Brokers / Dealers N/A CIK Number 0001809519 Filed Document 0001567619-20-012604 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:56:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Chinah USA LLC See All Filings	D	2020-06-25 16:53:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001815612 Filed Document 0001815612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:53:34 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
EKSO BIONICS HOLDINGS, INC. See All Filings	D	2020-06-25 16:53:24 UTC
Amount To Be Raised $5,216,927 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001549084 Filed Document 0001549084-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:53:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire