Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tap Systems Inc. See All Filings	D/A	2019-11-14 18:22:04 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674153 Filed Document 0001674153-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-14 18:22:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stonegate Diversified Opportunity Fund, LP See All Filings	D	2019-11-14 18:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793611 Filed Document 0001793611-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-14 18:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOP Therapeutics Corp. See All Filings	D	2019-11-14 17:35:29 UTC
Amount To Be Raised $114,630 Associated Brokers / Dealers N/A CIK Number 0001793824 Filed Document 0001683168-19-003656 Exclusions or Exemptions 506c Accepted Date 2019-11-14 17:35:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SkyBeam Capital Partners, LLC See All Filings	D	2019-11-14 15:42:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001794220 Filed Document 0001794220-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 15:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tam Holdings SPV I LLC See All Filings	D	2019-11-14 15:33:31 UTC
Amount To Be Raised $6,165,000 Associated Brokers / Dealers N/A CIK Number 0001794102 Filed Document 0001794102-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 15:33:31 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arctaris Opportunity Zone Fund I, LLC See All Filings	D	2019-11-14 15:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CapLink Securities, Inc CIK Number 0001793834 Filed Document 0001793834-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 15:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILS LONG TERM FUND I LP See All Filings	D/A	2019-11-14 15:25:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745837 Filed Document 0001745837-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 15:25:59 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ILS SHORT TERM FUND I LP See All Filings	D/A	2019-11-14 15:23:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745841 Filed Document 0001745841-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 15:23:06 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Media Capital See All Filings	D	2019-11-14 14:04:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001793795 Filed Document 0001398344-19-020314 Exclusions or Exemptions 506c Accepted Date 2019-11-14 14:04:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Ocean Renewable Power Company, Inc. See All Filings	D	2019-11-14 13:56:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703538 Filed Document 0001703538-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 13:56:38 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
St. George Opportunity Fund, LLC See All Filings	D	2019-11-14 13:53:24 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001794129 Filed Document 0001794129-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 13:53:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Fusion Income Fund I, LLC See All Filings	D	2019-11-14 13:51:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001794163 Filed Document 0001794163-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 13:51:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC OAK RESIDENTIAL TRUST, INC. See All Filings	D	2019-11-14 13:04:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001487782 Filed Document 0001487782-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-11-14 13:04:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolia FirstStep Fund LLC See All Filings	D/A	2019-11-14 12:20:09 UTC
Amount To Be Raised $3,632,500 Associated Brokers / Dealers N/A CIK Number 0001779720 Filed Document 0001779720-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-11-14 12:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dry, Co See All Filings	D/A	2019-11-14 11:03:37 UTC
Amount To Be Raised $262,500 Associated Brokers / Dealers N/A CIK Number 0001772949 Filed Document 0001772949-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-11-14 11:03:37 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QQCO INVESTMENTS, LLC See All Filings	D	2019-11-14 10:57:02 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001793788 Filed Document 0001793788-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-14 10:57:02 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
RD REAL ESTATE DEBT FUND II LP See All Filings	D	2019-11-14 09:27:52 UTC
Amount To Be Raised $38,934,309 Associated Brokers / Dealers N/A CIK Number 0001739026 Filed Document 0001739026-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-14 09:27:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D	2019-11-14 09:27:06 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000013 Exclusions or Exemptions 506c Accepted Date 2019-11-14 09:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
D. E. Shaw U.S. Broad Market Core Alpha Plus Special Fund, L.P. See All Filings	D/A	2019-11-14 07:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472060 Filed Document 0001472060-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-14 07:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hico170, a trust series of Roofstock One Trust See All Filings	D	2019-11-13 20:11:01 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001793819 Filed Document 0001793819-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 20:11:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEYMAMACO, INC. See All Filings	D	2019-11-13 17:53:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792567 Filed Document 0001792567-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-11-13 17:53:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COTTAGES AT POPLAR LLC See All Filings	D/A	2019-11-13 17:46:42 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001792731 Filed Document 0001792731-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-11-13 17:46:42 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AZUL MULTIFAMILY LLC See All Filings	D/A	2019-11-13 17:41:05 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001791370 Filed Document 0001791370-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-13 17:41:05 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meli895, a trust series of Roofstock One Trust See All Filings	D	2019-11-13 17:22:46 UTC
Amount To Be Raised $51,850 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001793816 Filed Document 0001793821-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-13 17:22:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Famc122, a trust series of Roofstock One Trust See All Filings	D	2019-11-13 17:14:47 UTC
Amount To Be Raised $77,080 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001793821 Filed Document 0001793821-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 17:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-A LLC See All Filings	D/A	2019-11-13 17:11:34 UTC
Amount To Be Raised $5,463,000 Associated Brokers / Dealers N/A CIK Number 0001771589 Filed Document 0001791082-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-11-13 17:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Friendspire Inc See All Filings	D	2019-11-13 15:49:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001793707 Filed Document 0001493152-19-017020 Exclusions or Exemptions 506c Accepted Date 2019-11-13 15:49:09 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Little Rock Apts JV LLC See All Filings	D	2019-11-13 15:41:30 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers N/A CIK Number 0001793961 Filed Document 0001793961-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 15:41:30 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Bamc134, a trust series of Roofstock One Trust See All Filings	D	2019-11-13 14:42:29 UTC
Amount To Be Raised $77,080 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001793822 Filed Document 0001793822-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 14:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShareNett TC Fund II, a series of ShareNett Master LLC See All Filings	D	2019-11-13 12:46:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771633 Filed Document 0001786499-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-11-13 12:46:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monteagle-Carnegie Ranch Fund, LLC See All Filings	D	2019-11-13 12:18:29 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001788821 Filed Document 0001788821-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 12:18:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Geopulse Exploration Inc. See All Filings	D	2019-11-13 11:26:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001374584 Filed Document 0001662252-19-000057 Exclusions or Exemptions 506c Accepted Date 2019-11-13 11:26:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glenville Capital Partners, L.P. See All Filings	D/A	2019-11-13 10:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 10:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellness Special Education NorCal, LLC See All Filings	D	2019-11-12 19:36:18 UTC
Amount To Be Raised $5,070,000 Associated Brokers / Dealers N/A CIK Number 0001793865 Filed Document 0001793865-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 19:36:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RE Strategic Commercial Properties LLC See All Filings	D	2019-11-12 19:21:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001793791 Filed Document 0001793791-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 19:21:16 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DF Kenwood, LLC See All Filings	D	2019-11-12 19:12:26 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001792472 Filed Document 0001792472-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 19:12:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sundelity Securities Ltd See All Filings	D	2019-11-12 19:06:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers ZHANG JUNXIA CIK Number 0001793803 Filed Document 0001793803-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 19:06:43 UTC Type of Offering D Industry Investment Banking Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
DF Summerlyn, LLC See All Filings	D	2019-11-12 19:06:13 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001792467 Filed Document 0001792467-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 19:06:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC INVESTMENT FUND I, LLC See All Filings	D/A	2019-11-12 17:27:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001769364 Filed Document 0001769364-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-12 17:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IStick Capital Management, LLC See All Filings	D	2019-11-12 16:50:47 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001793530 Filed Document 0001793530-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 16:50:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Translucent Portals Inc. See All Filings	D	2019-11-12 16:35:25 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Adam Hamid CIK Number 0001726213 Filed Document 0001726213-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-12 16:35:25 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Firefly, a series of Irregular Expressions LLC See All Filings	D	2019-11-12 14:44:22 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001792733 Filed Document 0001792733-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 14:44:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Marino Fund I, LLC See All Filings	D	2019-11-12 14:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786992 Filed Document 0001786992-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 14:10:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Click Deal Buy! See All Filings	D	2019-11-12 13:39:20 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001629235 Filed Document 0001629235-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-11-12 13:39:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
60 West End Opportunity Fund, LLC See All Filings	D	2019-11-12 13:25:58 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001793625 Filed Document 0001793625-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 13:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Coast 3D Prospects Phase 1 LP See All Filings	D	2019-11-12 12:55:50 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001793775 Filed Document 0001793775-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 12:55:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Other
Partners for Payment Relief DE IV, LLC See All Filings	D	2019-11-12 12:12:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001615595 Filed Document 0001615595-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 12:12:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CMB INFRASTRUCTURE INVESTMENT GROUP 69, LP See All Filings	D/A	2019-11-12 11:50:36 UTC
Amount To Be Raised $29,700,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001783998 Filed Document 0001783998-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-12 11:50:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL FLORIDA INCOME FUND, LLC See All Filings	D/A	2019-11-12 11:46:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689682 Filed Document 0001689682-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 11:46:45 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Participatory Entertainment Corp. See All Filings	D	2019-11-12 10:49:14 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001793594 Filed Document 0001793594-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 10:49:14 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity