Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cinch Technologies, Inc. See All Filings	D/A	2018-10-09 18:36:47 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001722368 Filed Document 0001722368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:36:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Cocktails Investments, LLC See All Filings	D	2018-10-09 18:28:47 UTC
Amount To Be Raised $4,263,517 Associated Brokers / Dealers N/A CIK Number 0001744832 Filed Document 0001744832-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:28:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ridez, a Series of ONEVC Single Deals, LLC See All Filings	D	2018-10-09 18:21:45 UTC
Amount To Be Raised $1,322,725 Associated Brokers / Dealers N/A CIK Number 0001750606 Filed Document 0001667177-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 393, LLC See All Filings	D	2018-10-09 18:19:11 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001752980 Filed Document 0001752628-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:19:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
OT BioAg Fund III, LLC See All Filings	D/A	2018-10-09 18:14:01 UTC
Amount To Be Raised $14,508,650 Associated Brokers / Dealers N/A CIK Number 0001746913 Filed Document 0001667177-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Investments LLC, Series II See All Filings	D/A	2018-10-09 18:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622374 Filed Document 0001622374-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 391, LLC See All Filings	D	2018-10-09 18:06:13 UTC
Amount To Be Raised $2,591,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001752628 Filed Document 0001752628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:06:13 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Lighthouse Investments LLC, Series I See All Filings	D/A	2018-10-09 18:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622382 Filed Document 0001622382-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matrix Banff LP See All Filings	D	2018-10-09 18:01:18 UTC
Amount To Be Raised $5,365,000 Associated Brokers / Dealers Matrix Banff GP LLC CIK Number 0001755241 Filed Document 0001755241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:01:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TCCF Feeder Fund, L.P. See All Filings	D/A	2018-10-09 17:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714413 Filed Document 0001144204-18-053050 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Key, a series of ONEVC Single Deals, LLC See All Filings	D	2018-10-09 17:53:53 UTC
Amount To Be Raised $719,350 Associated Brokers / Dealers N/A CIK Number 0001753472 Filed Document 0001667177-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:53:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Lane Credit Partners II-A, L.P. See All Filings	D	2018-10-09 17:50:51 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001754298 Filed Document 0001754298-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:50:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fly with Breeze Inc. See All Filings	D	2018-10-09 17:50:06 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001755462 Filed Document 0001755462-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:50:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
LeadIQ, a Series of Jason's Syndicate, LLC See All Filings	D	2018-10-09 17:45:04 UTC
Amount To Be Raised $109,066 Associated Brokers / Dealers N/A CIK Number 0001749133 Filed Document 0001667177-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Lending, Inc. See All Filings	D/A	2018-10-09 17:44:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001654094 Filed Document 0001654094-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:44:57 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D	2018-10-09 17:43:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:43:21 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Plantible Foods Inc. See All Filings	D	2018-10-09 17:42:54 UTC
Amount To Be Raised $500,008 Associated Brokers / Dealers N/A CIK Number 0001755486 Filed Document 0001755486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:42:54 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Conflux, a Series of Hack VC Investments II LLC See All Filings	D	2018-10-09 17:38:57 UTC
Amount To Be Raised $174,500 Associated Brokers / Dealers N/A CIK Number 0001751216 Filed Document 0001667177-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:38:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Cayman Debt Fund L.P. See All Filings	D	2018-10-09 17:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001755316 Filed Document 0001315863-18-000769 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:38:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FundRx Capsule 26 - Annum Health, a Series of FundRx Master Fund I, LLC See All Filings	D/A	2018-10-09 17:37:35 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001749214 Filed Document 0001667177-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain Diversified Credit Income Fund III (Offshore), LP See All Filings	D	2018-10-09 17:34:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754897 Filed Document 0001754897-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:34:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain Diversified Credit Income Fund III, LP See All Filings	D	2018-10-09 17:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754898 Filed Document 0001754898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Lane Partners Master Credit Fund II-A, L.P. See All Filings	D	2018-10-09 17:30:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001754308 Filed Document 0001754308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:30:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2018-10-09 17:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544274 Filed Document 0001544274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samsara Luggage Inc. See All Filings	D	2018-10-09 17:29:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001718757 Filed Document 0001213900-18-013710 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:29:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NREA Meritage, DST See All Filings	D/A	2018-10-09 17:23:39 UTC
Amount To Be Raised $21,213,382 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc, Edward Fernandez, Corbin S. Thomas, Patrick T Shea, Eric S. Scaff, Delmar V Mckinney, Kent A. Fitzpatrick, Mark E Urban, Mitchell A Foote, Tomas J Velken, Mathew T. Rubis, John T Hess, Roger W. Bowlin, Debra J. Schleining, Robin Tom Naylor, Mark J. Allen, Troy Thomas, Bryan C Hakola, Michael B Hansen, Blayne Allen Andersen, Kent A. Fitzpatrick, William D Mahony, Robert C. Myer, Roy V. Pfleger II, Joral Townsend Schmalle, Daniel Philip Raupp, James M. Lamont, and Charles Wagner CIK Number 0001738976 Filed Document 0001738976-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:23:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Solus Long-Term Opportunities Evergreen Fund Offshore LP See All Filings	D	2018-10-09 17:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001738939 Filed Document 0000902664-18-003656 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:21:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Cayman Fund Ltd. See All Filings	D/A	2018-10-09 17:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544272 Filed Document 0001544272-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THEMEDICALMEMORY, LLC See All Filings	D	2018-10-09 17:20:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605884 Filed Document 0001605884-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:20:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
ECP Opportunity Fund II LLC See All Filings	D	2018-10-09 17:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754366 Filed Document 0001754366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Diversified Hedge (International), Ltd. See All Filings	D/A	2018-10-09 17:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531982 Filed Document 0001531982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2018 - JMI IX, LLLP See All Filings	D	2018-10-09 17:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748836 Filed Document 0001748835-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:16:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-XRW, a series of Equidate Investments, LLC See All Filings	D/A	2018-10-09 17:15:01 UTC
Amount To Be Raised $2,646,946 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740746 Filed Document 0001667177-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:15:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coprossa Investment Fund See All Filings	D	2018-10-09 17:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755279 Filed Document 0001755279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:13:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lonjev Inc. See All Filings	D/A	2018-10-09 17:12:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001754182 Filed Document 0001754182-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:12:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OBLONG INDUSTRIES, INC. See All Filings	D	2018-10-09 17:10:54 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:10:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D	2018-10-09 17:05:14 UTC
Amount To Be Raised $2,834,794 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:05:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Liberty Gold Corp. /CAN See All Filings	D	2018-10-09 17:03:53 UTC
Amount To Be Raised $1,299,618 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Haywood Securities (USA) Inc. CIK Number 0001755191 Filed Document 0000950142-18-002029 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:03:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Farol Fund II, LP See All Filings	D/A	2018-10-09 17:03:21 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001694990 Filed Document 0001694990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:03:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Briteco LLC See All Filings	D	2018-10-09 17:01:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736329 Filed Document 0001736329-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:01:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Fund EQ-SSH, a series of Equidate Investments LLC See All Filings	D	2018-10-09 16:58:04 UTC
Amount To Be Raised $552,860 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001755370 Filed Document 0001667177-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:58:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNote Group, Inc. See All Filings	D/A	2018-10-09 16:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001683145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:55:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Golub Capital Partners International 12, L.P. See All Filings	D/A	2018-10-09 16:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743619 Filed Document 0001743619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND 393 WEST END EQUITY, LP See All Filings	D	2018-10-09 16:49:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001754725 Filed Document 0001754725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:49:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND 393 WEST END, LP See All Filings	D	2018-10-09 16:47:36 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001754726 Filed Document 0001754726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sphera Biotech US Fund, L.P. See All Filings	D	2018-10-09 16:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749475 Filed Document 0001749475-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2018 - SL Alpine, LLLP See All Filings	D	2018-10-09 16:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748835 Filed Document 0001748835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Restructuring Fund, Ltd. See All Filings	D/A	2018-10-09 16:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc., Deutsche Bank Securities Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Investment Institute, Inc., and Raymond James & Associates Inc. CIK Number 0001470395 Filed Document 0001315863-18-000766 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-SRT, a series of Equidate Investments LLC See All Filings	D	2018-10-09 16:40:33 UTC
Amount To Be Raised $694,851 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001755383 Filed Document 0001667177-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sims High Income Portfolio, L.P. See All Filings	D/A	2018-10-09 16:40:18 UTC
Amount To Be Raised $14,311,646 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001444657 Filed Document 0001444657-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund