Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROPHET BRAND STRATEGY See All Filings	D/A	2018-10-10 13:01:25 UTC
Amount To Be Raised $1,517,000 Associated Brokers / Dealers N/A CIK Number 0001131255 Filed Document 0001131255-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-10 13:01:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Talos, L.P. See All Filings	D	2018-10-10 13:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001754773 Filed Document 0001754773-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 13:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
No Sweat, LLC See All Filings	D/A	2018-10-10 12:58:58 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001649192 Filed Document 0001649192-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:58:58 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
American Semiconductor, Inc. See All Filings	D/A	2018-10-10 12:55:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001686401 Filed Document 0001686401-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:55:48 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jonathan Poteet See All Filings	D	2018-10-10 12:44:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001755496 Filed Document 0001755496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:44:53 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
nVoq Inc See All Filings	D/A	2018-10-10 12:44:31 UTC
Amount To Be Raised $25,750,000 Associated Brokers / Dealers N/A CIK Number 0001170141 Filed Document 0001170141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:44:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Finalze, Inc. See All Filings	D/A	2018-10-10 12:44:08 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001710924 Filed Document 0001710924-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:44:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Nozomi Networks, Inc. See All Filings	D	2018-10-10 12:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689366 Filed Document 0001567619-18-003911 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:40:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monteris BC Holdings 3, LLC See All Filings	D	2018-10-10 12:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755277 Filed Document 0001755277-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:28:39 UTC Type of Offering D Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Stack I, a series of New Stack Ventures, LP See All Filings	D/A	2018-10-10 12:14:52 UTC
Amount To Be Raised $1,221,875 Associated Brokers / Dealers N/A CIK Number 0001732683 Filed Document 0001737026-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:14:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Private Opportunities I LLC See All Filings	D	2018-10-10 12:14:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001755538 Filed Document 0001755538-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:14:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHISKEY INVESTMENT PARTNERSHIP, LP See All Filings	D	2018-10-10 12:14:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001755189 Filed Document 0001755189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:14:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHISKEY CAPITAL, LLC See All Filings	D	2018-10-10 12:10:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001755188 Filed Document 0001755188-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:10:49 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guild Travel, Inc. See All Filings	D	2018-10-10 12:09:04 UTC
Amount To Be Raised $13,573,586 Associated Brokers / Dealers N/A CIK Number 0001703419 Filed Document 0001703419-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:09:04 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-SAH-22-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-10-10 12:05:52 UTC
Amount To Be Raised $178,000 Associated Brokers / Dealers N/A CIK Number 0001752348 Filed Document 0001737026-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HVA-12-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-10-10 12:03:08 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001755338 Filed Document 0001737026-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fantasy Sport GP LLC See All Filings	D	2018-10-10 12:02:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001755038 Filed Document 0001755038-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:02:43 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
A-FLK-13-Fund, a series of AngelList-Precursor-Funds, LP See All Filings	D	2018-10-10 12:01:45 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001737026 Filed Document 0001737026-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 12:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Capital, LP See All Filings	D/A	2018-10-10 11:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Kovach CIK Number 0001526845 Filed Document 0001526845-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Utopix Medical, LLC See All Filings	D	2018-10-10 11:48:54 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001755044 Filed Document 0001755044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:48:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Grade Floating Rate Fund Ltd. See All Filings	D/A	2018-10-10 11:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721489 Filed Document 0001315863-18-000774 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL & GENERAL S&P 500 SL FUND, LLC See All Filings	D/A	2018-10-10 11:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689473 Filed Document 0001689473-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GoldenTree High Grade Floating Rate Fund LP See All Filings	D/A	2018-10-10 11:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721155 Filed Document 0001315863-18-000773 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL & GENERAL S&P 400 SL FUND, LLC See All Filings	D/A	2018-10-10 11:33:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689472 Filed Document 0001689472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:33:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pruco Life Variable Contract Account M-2 See All Filings	D/A	2018-10-10 11:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534407 Filed Document 0001534406-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strazza Group CCU Holdings LLC See All Filings	D	2018-10-10 11:31:10 UTC
Amount To Be Raised $347,000 Associated Brokers / Dealers N/A CIK Number 0001755455 Filed Document 0001516927-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:31:10 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MemorialCare Surgical Center at Saddleback, LLC See All Filings	D	2018-10-10 11:30:06 UTC
Amount To Be Raised $128,126 Associated Brokers / Dealers N/A CIK Number 0001564308 Filed Document 0001564308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:30:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pruco Life Variable Contract Account M See All Filings	D/A	2018-10-10 11:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534406 Filed Document 0001534406-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:29:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Core Investor, LLC See All Filings	D	2018-10-10 11:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753727 Filed Document 0000950103-18-011861 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:24:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2018 - TG PIP XI (Offshore), LLLP See All Filings	D	2018-10-10 11:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755221 Filed Document 0001755199-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:17:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saucy Chicken, LLC See All Filings	D	2018-10-10 11:14:23 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001754900 Filed Document 0001754900-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:14:23 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
SummerHaven Commodity Alpha Fund, LP See All Filings	D/A	2018-10-10 11:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718955 Filed Document 0000919574-18-006569 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alternative Risk Premia Fund LP See All Filings	D	2018-10-10 11:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753320 Filed Document 0000902664-18-003672 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:02:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard AS Macro Fund, L.P. See All Filings	D/A	2018-10-10 11:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001718772 Filed Document 0001718766-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 11:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview Liquid Credit Strategies Offshore, L.P. See All Filings	D/A	2018-10-10 10:59:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001634249 Filed Document 0000902664-18-003671 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:59:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2018 - TG PIP XI, LLLP See All Filings	D	2018-10-10 10:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755199 Filed Document 0001755199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview Liquid Credit Strategies Domestic, L.P. See All Filings	D/A	2018-10-10 10:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001634247 Filed Document 0000902664-18-003670 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:58:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pneumonics, Inc. See All Filings	D/A	2018-10-10 10:50:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692488 Filed Document 0001692488-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:50:40 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cottonwood Cove Holdings, LLC See All Filings	D/A	2018-10-10 10:45:25 UTC
Amount To Be Raised $12,799,498 Associated Brokers / Dealers David M. McInnis, Jr., DFPG Investments, Inc., Jay S. Salamone, Kalos Capital, Inc., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001749469 Filed Document 0001749469-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:45:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM TOTAL RETURN FUND, LLC See All Filings	D/A	2018-10-10 10:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441058 Filed Document 0001727743-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:28:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Index Ventures IX Parallel Entrepreneur Fund (Jersey), L.P. See All Filings	D	2018-10-10 10:27:51 UTC
Amount To Be Raised $7,680,000 Associated Brokers / Dealers N/A CIK Number 0001755107 Filed Document 0001755107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unico Strategic Opportunity Fund VIII LP See All Filings	D/A	2018-10-10 10:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754677 Filed Document 0001754677-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:25:31 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novacast Manufacturing Inc. See All Filings	D	2018-10-10 10:24:22 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001755489 Filed Document 0001755489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:24:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Putnam Cash Collateral Pool, LLC See All Filings	D/A	2018-10-10 10:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497587 Filed Document 0001727743-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTERNATIVE RE HOLDINGS LTD See All Filings	D/A	2018-10-10 10:13:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001070324 Filed Document 0001567619-18-003908 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:13:13 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Seligo Fund, LP See All Filings	D/A	2018-10-10 10:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001727743-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Healthcare Long/Short Fund, LP See All Filings	D/A	2018-10-10 10:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554189 Filed Document 0001727743-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalaya Alamosa REIT Inc. See All Filings	D	2018-10-10 09:57:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754916 Filed Document 0001754916-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:57:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Forestline Partners, L.P. See All Filings	D/A	2018-10-10 09:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687120 Filed Document 0000919574-18-006561 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ALTERNATIVE RE HOLDINGS LTD See All Filings	D/A	2018-10-10 09:54:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001070324 Filed Document 0001567619-18-003902 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:54:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity