Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
78 FOUNTAIN STREET BAC LLC See All Filings	D	2018-10-12 13:58:43 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001754373 Filed Document 0001754373-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:58:43 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROUBAIX FUND, L.P. See All Filings	D	2018-10-12 13:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599168 Filed Document 0001599168-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:58:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kantum Diagnostics, Inc. See All Filings	D	2018-10-12 13:57:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001747673 Filed Document 0001747673-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:57:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
PREMIER INVESTMENT FUND LTD See All Filings	D/A	2018-10-12 13:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001237185 Filed Document 0001237185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XappMedia, Inc. See All Filings	D	2018-10-12 13:53:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001574093 Filed Document 0001574093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:53:44 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL & GENERAL S&P 600 SL FUND, LLC See All Filings	D/A	2018-10-12 13:52:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689474 Filed Document 0001689474-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:52:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Fission 3.0 Corp. See All Filings	D	2018-10-12 13:52:40 UTC
Amount To Be Raised $2,865,184 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001703118 Filed Document 0001591408-18-000032 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:52:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Total Merge Partners See All Filings	D	2018-10-12 13:51:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755777 Filed Document 0001755777-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:51:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
K2 Electron Liquid Global Fund Ltd. See All Filings	D	2018-10-12 13:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754340 Filed Document 0001754340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Top Tier Venture Capital VIII, L.P. See All Filings	D/A	2018-10-12 13:27:06 UTC
Amount To Be Raised $379,494,950 Associated Brokers / Dealers TopCap Partners, Inc. and Five 9 Securities, LLC CIK Number 0001703377 Filed Document 0001703377-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HD Trade Services, Inc. See All Filings	D	2018-10-12 13:14:31 UTC
Amount To Be Raised $6,296,796 Associated Brokers / Dealers N/A CIK Number 0001755380 Filed Document 0001755380-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:14:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Exenta Inc. See All Filings	D	2018-10-12 13:14:23 UTC
Amount To Be Raised $3,609,625 Associated Brokers / Dealers Phillip Yomg-Hyun Kwun CIK Number 0001593935 Filed Document 0001192482-18-000458 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPYR Inc See All Filings	D	2018-10-12 13:10:04 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001516430 Filed Document 0001516430-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:10:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FIG Arkoma STACK SWD 3, LLC See All Filings	D	2018-10-12 13:09:47 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001755588 Filed Document 0001654954-18-011059 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:09:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LeafBio, Inc. See All Filings	D/A	2018-10-12 13:06:07 UTC
Amount To Be Raised $6,935,934 Associated Brokers / Dealers N/A CIK Number 0001719908 Filed Document 0001719908-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:06:07 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
THG ACQUISITION, LLC See All Filings	D	2018-10-12 13:00:32 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-18-004072 Exclusions or Exemptions 506b Accepted Date 2018-10-12 13:00:32 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2018-10-12 12:57:19 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-18-004070 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:57:19 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DCP Capital Partners, L.P. See All Filings	D/A	2018-10-12 12:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001723828 Filed Document 0001723828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
7wV-EssCo, Inc. See All Filings	D	2018-10-12 12:52:50 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001755603 Filed Document 0001755603-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:52:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Good World Games, Inc. See All Filings	D	2018-10-12 12:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512509 Filed Document 0001512509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:52:24 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Urgent Team Holdings, Inc. See All Filings	D	2018-10-12 12:48:47 UTC
Amount To Be Raised $7,380,000 Associated Brokers / Dealers N/A CIK Number 0001541712 Filed Document 0001541712-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:48:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Florida Regional Center, LP I See All Filings	D/A	2018-10-12 12:44:33 UTC
Amount To Be Raised $383,600,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001630920 Filed Document 0001630920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warner Music Group Corp. See All Filings	D	2018-10-12 12:43:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001755591-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:43:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bluespire Private Credit, L.P. See All Filings	D	2018-10-12 12:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754952 Filed Document 0001754952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:40:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Amansa Fund, L.P. See All Filings	D/A	2018-10-12 12:28:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462028 Filed Document 0001502693-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:28:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maikai Foundation See All Filings	D	2018-10-12 12:27:32 UTC
Amount To Be Raised $38,500 Associated Brokers / Dealers N/A CIK Number 0001742492 Filed Document 0001742492-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:27:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
MINDSCIENCES, INC. See All Filings	D	2018-10-12 12:23:01 UTC
Amount To Be Raised $2,142,094 Associated Brokers / Dealers N/A CIK Number 0001754141 Filed Document 0001567619-18-004068 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bramshill Structured Products Fund LLC See All Filings	D	2018-10-12 12:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751007 Filed Document 0001751007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shibumi.com, Inc. See All Filings	D	2018-10-12 12:13:31 UTC
Amount To Be Raised $3,763,290 Associated Brokers / Dealers N/A CIK Number 0001559961 Filed Document 0001559961-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:13:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Amansa Feeder, Ltd See All Filings	D/A	2018-10-12 12:13:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502693 Filed Document 0001502693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:13:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVIVERMX, INC. See All Filings	D	2018-10-12 12:11:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001548089 Filed Document 0001548089-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:11:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Angel Eye Camera Systems, LLC See All Filings	D	2018-10-12 12:07:09 UTC
Amount To Be Raised $626,480 Associated Brokers / Dealers NA CIK Number 0001755776 Filed Document 0001755776-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:07:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Updata Partners VI, L.P. See All Filings	D	2018-10-12 12:04:27 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001755657 Filed Document 0001755657-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 12:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Split Biosciences, Inc. See All Filings	D	2018-10-12 11:59:53 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001755695 Filed Document 0001670469-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:59:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Innovatus Flagship Employee Fund I, LP See All Filings	D/A	2018-10-12 11:47:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685310 Filed Document 0000945621-18-000315 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:47:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeronics, Inc. See All Filings	D	2018-10-12 11:45:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001755485 Filed Document 0001755485-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:45:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
S&R Real Estate Fund X, LP See All Filings	D	2018-10-12 11:44:54 UTC
Amount To Be Raised $20,700,000 Associated Brokers / Dealers N/A CIK Number 0001691490 Filed Document 0001691490-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:44:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RGM VALUE OPPORTUNITY FUND IV, LP See All Filings	D/A	2018-10-12 11:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534196 Filed Document 0000919574-18-006654 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE CT XXXVI LLC See All Filings	D	2018-10-12 11:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755727 Filed Document 0000919574-18-006652 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:27:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sequr, Inc. See All Filings	D	2018-10-12 11:26:06 UTC
Amount To Be Raised $749,999 Associated Brokers / Dealers N/A CIK Number 0001695550 Filed Document 0001695550-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:26:06 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA ENTERTAINMENT PARTNERS, L.P. See All Filings	D/A	2018-10-12 11:25:46 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers Castle Hill Capital Partners, Inc. CIK Number 0001712358 Filed Document 0001712358-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:25:46 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PALISADES GROWTH CAPITAL II, L.P. See All Filings	D/A	2018-10-12 11:18:13 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001651683 Filed Document 0001567619-18-004066 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Future Birmingham Properties, LLC See All Filings	D	2018-10-12 11:17:12 UTC
Amount To Be Raised $272,351 Associated Brokers / Dealers N/A CIK Number 0001755532 Filed Document 0001755532-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:17:12 UTC Type of Offering D Industry Construction Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Outpost Medicine, LLC See All Filings	D/A	2018-10-12 11:08:16 UTC
Amount To Be Raised $55,999,999 Associated Brokers / Dealers N/A CIK Number 0001670469 Filed Document 0001670469-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:08:16 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2018-10-12 11:00:49 UTC
Amount To Be Raised $67,548,183 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-12 11:00:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Metasense Analytics, LLC See All Filings	D	2018-10-12 10:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711759 Filed Document 0000897069-18-000580 Exclusions or Exemptions 506b Accepted Date 2018-10-12 10:58:42 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Brands of Holding Inc. See All Filings	D	2018-10-12 10:50:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745658 Filed Document 0001745658-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-12 10:50:31 UTC Type of Offering D Industry Other Technology Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
JFL-NRCG Annex Fund, L.P. See All Filings	D	2018-10-12 10:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755591 Filed Document 0001755591-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-12 10:28:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONE PPW RESIDENCES, LLC See All Filings	D/A	2018-10-12 10:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kenmar Securities, LLC CIK Number 0001686084 Filed Document 0000919574-18-006649 Exclusions or Exemptions 506b Accepted Date 2018-10-12 10:22:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FORT AMSTERDAM CAPITAL OFFSHORE FUND II, LP See All Filings	D/A	2018-10-12 10:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717416 Filed Document 0000919574-18-006647 Exclusions or Exemptions 506b Accepted Date 2018-10-12 10:18:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity