|
|
D |
2018-10-12 17:23:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755226
- Filed Document
- 0001755226-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:23:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 17:22:10 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Sparring Capital Partners, LLC and ABG, LLC
- CIK Number
- 0001713807
- Filed Document
- 0001713807-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:22:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 17:16:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755625
- Filed Document
- 0001755625-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:16:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 17:15:09 UTC |
- Amount To Be Raised
- $823,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755610
- Filed Document
- 0001755610-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:15:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 17:13:16 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Sparring Capital Partners, LLC and ABG, LLC
- CIK Number
- 0001713791
- Filed Document
- 0001713791-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:13:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 17:11:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755782
- Filed Document
- 0001755782-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:11:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 17:08:32 UTC |
- Amount To Be Raised
- $136,909,665
- Associated Brokers / Dealers
- Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Compass Securities Corporation, and Financial West Group
- CIK Number
- 0001502852
- Filed Document
- 0001502852-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:08:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 17:01:39 UTC |
- Amount To Be Raised
- $20,000,006
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755559
- Filed Document
- 0001755559-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 17:01:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:59:53 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755673
- Filed Document
- 0001755673-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:59:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:58:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755623
- Filed Document
- 0001755623-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:58:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:58:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities LLC
- CIK Number
- 0001129758
- Filed Document
- 0001129758-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:58:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:52:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754981
- Filed Document
- 0000935836-18-000574
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:52:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:52:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755815
- Filed Document
- 0001567619-18-004087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:52:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:51:56 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Sparring Capital Partners, LLC, ISPartners Investment Solutions AG, and ABG, LLC
- CIK Number
- 0001713807
- Filed Document
- 0001713807-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:51:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:47:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755117
- Filed Document
- 0000935836-18-000573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:47:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:45:01 UTC |
- Amount To Be Raised
- $46,427,834
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755887
- Filed Document
- 0001755887-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:45:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:44:12 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755048
- Filed Document
- 0001755048-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:44:12 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:43:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755604
- Filed Document
- 0001755604-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:43:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:41:47 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755805
- Filed Document
- 0000947871-18-000823
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:41:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-10-12 16:40:50 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755806
- Filed Document
- 0000947871-18-000822
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:40:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:35:51 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755642
- Filed Document
- 0001755642-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:35:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:35:29 UTC |
- Amount To Be Raised
- $125,526,303
- Associated Brokers / Dealers
- Alliant Equity Investments, LLC, Banc of America Securities LLC, and Compass Securities Corporation
- CIK Number
- 0001755749
- Filed Document
- 0001502852-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:35:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:31:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001198415
- Filed Document
- 0001198415-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:31:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:31:11 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755567
- Filed Document
- 0001755567-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:31:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:31:08 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- PARK HILL GROUP LLC
- CIK Number
- 0001755639
- Filed Document
- 0001755639-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:31:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:30:44 UTC |
- Amount To Be Raised
- $587,634
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643154
- Filed Document
- 0001183740-18-000162
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:30:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 16:30:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001654950
- Filed Document
- 0001654950-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:30:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:30:15 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- PARK HILL GROUP LLC
- CIK Number
- 0001755638
- Filed Document
- 0001755638-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:30:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 16:28:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001654951
- Filed Document
- 0001654951-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:28:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:26:58 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755568
- Filed Document
- 0001755568-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:26:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:26:53 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755770
- Filed Document
- 0001755770-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:26:53 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 16:26:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, and more than 5
- CIK Number
- 0001694683
- Filed Document
- 0001694683-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:26:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:25:20 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724509
- Filed Document
- 0001724509-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:25:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 16:24:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, and more than 5
- CIK Number
- 0001560455
- Filed Document
- 0001560455-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:24:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:23:17 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754901
- Filed Document
- 0001754901-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:23:17 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:22:46 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755775
- Filed Document
- 0001755775-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:22:46 UTC
- Type of Offering
- D
- Industry
- Electric Utilities
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 16:20:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001718285
- Filed Document
- 0001718285-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:20:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Series A - SMID Cap Intrinsic Value Fund, a Series of Channing Investor Series Fund, LLC
See All Filings
|
D |
2018-10-12 16:16:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747968
- Filed Document
- 0001747968-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:16:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:14:41 UTC |
- Amount To Be Raised
- $21,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342710
- Filed Document
- 0001342710-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:14:41 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-12 16:13:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001731590
- Filed Document
- 0001731590-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:13:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:10:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001731589
- Filed Document
- 0001731589-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:10:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:09:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589624
- Filed Document
- 0001589624-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:09:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:09:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001469317
- Filed Document
- 0001469317-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:09:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001600941
- Filed Document
- 0001600941-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:07:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:06:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001455085
- Filed Document
- 0001455085-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:06:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:06:24 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755791
- Filed Document
- 0001755791-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:06:24 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-10-12 16:05:40 UTC |
- Amount To Be Raised
- $104,500,000
- Associated Brokers / Dealers
- Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Compass Securities Corporation, and Financial West Group
- CIK Number
- 0001755748
- Filed Document
- 0001502852-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:05:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:05:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689475
- Filed Document
- 0001689475-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:05:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-12 16:05:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001536107
- Filed Document
- 0001536107-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:05:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-12 16:05:11 UTC |
- Amount To Be Raised
- $302,212
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001074828
- Filed Document
- 0001161697-18-000483
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-12 16:05:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|