Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surgical Health of Orlando, LLC See All Filings	D	2020-07-02 16:05:21 UTC
Amount To Be Raised $5,999 Associated Brokers / Dealers N/A CIK Number 0001767487 Filed Document 0001767487-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 16:05:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio III DST See All Filings	D/A	2020-07-02 16:03:51 UTC
Amount To Be Raised $80,895,627 Associated Brokers / Dealers Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, RCX Capital Group, LLC, Emerson Equity, LLC, Cetera Advisor Networks, LLC, Great Point Capital, LLC, Thornhill Securities, Inc., Centaurus Financial, Inc., Royal Alliance Associates, Inc., Cambridge Investment Research, Inc., Stifel, Nicolaus & Company, Incorporated, and Investacorp, Inc. CIK Number 0001808309 Filed Document 0001808309-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-07-02 16:03:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TPT GLOBAL TECH, INC. See All Filings	1-A	2020-07-02 16:03:12 UTC
Amount To Be Raised $5 Associated Brokers / Dealers N/A CIK Number 0001661039 Filed Document 0001654954-20-007288 Accepted Date 2020-07-02 16:03:12 UTC Type of Offering 1-A Industry COMMUNICATIONS SERVICES, NEC Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,075,973 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
BRIDGE LINE VENTURES, LLC See All Filings	D	2020-07-02 16:02:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert Raab, William Lapiana, Richard Benedetti, Betsy Whipple, Douglas Albert, Guy Amico, Tyler Bashaw, Peter Bodnar, David Calderon, Howard Devin Corum, Glenn Fiocca, Daniel Fischer, Andrew Friis, Scott Goldstein, Allen Klein, David Lorber, John Moy, Sherrie Stalzer, Todd Weatherwax, James Williams, Howard Yeager, John Zaffarano, and Michael Zappier CIK Number 0001707309 Filed Document 0000932440-20-000038 Exclusions or Exemptions 506b Accepted Date 2020-07-02 16:02:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fidelis Cambridge LLC See All Filings	D	2020-07-02 16:01:10 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001815848 Filed Document 0001815848-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 16:01:10 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Learn Capital Venture Partners IV - US, L.P. See All Filings	D	2020-07-02 15:58:57 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001816649 Filed Document 0001816649-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:58:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DEEP GEO INC See All Filings	D	2020-07-02 15:54:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001806681 Filed Document 0001806681-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:54:13 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
BillGo, Inc. See All Filings	D	2020-07-02 15:52:00 UTC
Amount To Be Raised $12,173,771 Associated Brokers / Dealers N/A CIK Number 0001757101 Filed Document 0001757101-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:52:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Far West Texas Spirits LLC See All Filings	D	2020-07-02 15:51:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794827 Filed Document 0001794827-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:51:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USA International Covenant Inc. See All Filings	D	2020-07-02 15:49:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jerry CIK Number 0001816703 Filed Document 0001816703-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-02 15:49:34 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Como Health Holdings, LLC See All Filings	D	2020-07-02 15:48:41 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001816732 Filed Document 0001816732-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:48:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Mango Technologies, Inc. See All Filings	D	2020-07-02 15:47:56 UTC
Amount To Be Raised $33,272,512 Associated Brokers / Dealers N/A CIK Number 0001672862 Filed Document 0001672862-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Graph Protocol, Inc. See All Filings	D/A	2020-07-02 15:47:00 UTC
Amount To Be Raised $5,195,000 Associated Brokers / Dealers N/A CIK Number 0001736376 Filed Document 0001736376-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:47:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rialto Real Estate Fund IV - Debt, LP See All Filings	D/A	2020-07-02 15:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001788190 Filed Document 0001788190-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fourth Street Condominiums, LLC See All Filings	D	2020-07-02 15:43:09 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001816724 Filed Document 0001816724-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:43:09 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Alfie Income All Asset All Authority Fund LLC See All Filings	D/A	2020-07-02 15:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780449 Filed Document 0001780449-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-02 15:43:07 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Colorado Springs Opportunity Zone, L.L.C. See All Filings	D/A	2020-07-02 15:42:19 UTC
Amount To Be Raised $24,460,000 Associated Brokers / Dealers RCX Capital Group LLC, Avantax Investment Services, Inc., and Infinity Financial Services CIK Number 0001798658 Filed Document 0001798658-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:42:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Called Higher Studios, Inc. See All Filings	1-A/A	2020-07-02 15:38:33 UTC
Amount To Be Raised $5,000,016 Associated Brokers / Dealers N/A CIK Number 0001786874 Filed Document 0001213900-20-016546 Accepted Date 2020-07-02 15:38:33 UTC Type of Offering 1-A/A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business TENNESSEE Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Eaton Vance Equity Harvest Fund LLC See All Filings	D/A	2020-07-02 15:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors Inc. CIK Number 0001772955 Filed Document 0000350797-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VIKING ENERGY GROUP, INC. See All Filings	D	2020-07-02 15:32:30 UTC
Amount To Be Raised $1,577,285 Associated Brokers / Dealers N/A CIK Number 0001102432 Filed Document 0001477932-20-003737 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:32:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dollaride, Inc. See All Filings	C	2020-07-02 15:28:08 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001806372 Filed Document 0001806372-20-000003 Accepted Date 2020-07-02 15:28:08 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
WhiteBox Technologies, Inc. See All Filings	D	2020-07-02 15:25:57 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001732781 Filed Document 0001732781-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:25:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CORSICA APTS SA, LLC See All Filings	D	2020-07-02 15:23:19 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001816712 Filed Document 0001816712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:23:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-07-02 15:21:54 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., Lincoln Financial Securities Corporation, American Trust Investment Services, Inc., and Kalos Capital, Inc. CIK Number 0001796837 Filed Document 0001796837-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:21:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Moya's Kitchen Concepts See All Filings	C	2020-07-02 15:21:47 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $30,000 CIK Number 0001816373 Filed Document 0001746059-20-000182 Accepted Date 2020-07-02 15:21:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State VIRGINIA
CS Mozart & Waring, LLC See All Filings	D	2020-07-02 15:21:45 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001815028 Filed Document 0001815028-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-02 15:21:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Halodine LLC See All Filings	D	2020-07-02 15:20:42 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001815843 Filed Document 0001445866-20-000953 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:20:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Parallel Systems, Inc. See All Filings	D	2020-07-02 15:14:49 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001816535 Filed Document 0001816535-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:14:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Libra Fund QP, L.P. See All Filings	D/A	2020-07-02 15:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579291 Filed Document 0000945621-20-000209 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.M. Payson Private Markets, LP See All Filings	D/A	2020-07-02 15:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781541 Filed Document 0001781541-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
MASON HILL PARTNERS LP See All Filings	D/A	2020-07-02 15:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421771 Filed Document 0001013594-20-000581 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:03:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Senior Living DST See All Filings	D/A	2020-07-02 15:03:04 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, The Strategic Financial Alliance, Center Street Securities, Inc., Woodbury Financial Services, Inc., Investacorp, Inc., and Purshe Kaplan Sterling Investments CIK Number 0001793634 Filed Document 0001793634-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:03:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KUROTO FUND L P See All Filings	D/A	2020-07-02 15:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080716 Filed Document 0001013594-20-000580 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:02:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUROTO FUND INTERNATIONAL LTD See All Filings	D/A	2020-07-02 15:01:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439224 Filed Document 0001013594-20-000579 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:01:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX PARTNERS LP See All Filings	D/A	2020-07-02 15:00:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000933897 Filed Document 0001013594-20-000578 Exclusions or Exemptions 506b Accepted Date 2020-07-02 15:00:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX ILLIQUID FUND L P See All Filings	D/A	2020-07-02 14:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395035 Filed Document 0001013594-20-000577 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:58:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Fund International, Ltd. See All Filings	D/A	2020-07-02 14:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498826 Filed Document 0001013594-20-000576 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elysian Capital III LP See All Filings	D	2020-07-02 14:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capstone Advisors SA CIK Number 0001816551 Filed Document 0001104659-20-080463 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lincoln Square Opportunity Fund II, L.P. See All Filings	D/A	2020-07-02 14:51:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710529 Filed Document 0001710529-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:51:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trust Hills Co Ltd. See All Filings	D	2020-07-02 14:51:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001777538 Filed Document 0001777538-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:51:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Virtua 35th Holdings, LLC See All Filings	D	2020-07-02 14:46:29 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001699431 Filed Document 0001699431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:46:29 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Varde Mortgage Fund III (Offshore), L.P. See All Filings	D/A	2020-07-02 14:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0001792369 Filed Document 0001792369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
468 Capital GmbH & Co. KG See All Filings	D	2020-07-02 14:40:08 UTC
Amount To Be Raised $190,000,000 Associated Brokers / Dealers N/A CIK Number 0001816074 Filed Document 0001816074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:40:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Arcadia Cattle Partners III, LLC See All Filings	D/A	2020-07-02 14:36:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745563 Filed Document 0001745563-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:36:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP See All Filings	D/A	2020-07-02 14:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC and John Akkerman CIK Number 0001710885 Filed Document 0001567619-20-012790 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Bancshares Inc See All Filings	D	2020-07-02 14:35:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers D.A. Davidson & Co. and Performance Trust Capital Partners, LLC CIK Number 0001341317 Filed Document 0001341317-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:35:22 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-07-02 14:29:13 UTC
Amount To Be Raised $445,000,000 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Trawnegan Hall, Michael C. Pak, James R. Larew, Ron Amir, Ameriprise Financial Services Inc., Dennis P. Thurman, Adam Carmel, Gregory J. Meyer, Orrin Barrow, Gerard P. Gloisten, and Robert A. Horning CIK Number 0001773819 Filed Document 0001773819-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:29:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Imbria Pharmaceuticals, Inc. See All Filings	D	2020-07-02 14:28:49 UTC
Amount To Be Raised $80,734,932 Associated Brokers / Dealers N/A CIK Number 0001745672 Filed Document 0001713695-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:28:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Diversified Trend HV LP See All Filings	D/A	2020-07-02 14:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001790144 Filed Document 0001315863-20-000580 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:25:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Core Trend HV Fund See All Filings	D/A	2020-07-02 14:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-20-000579 Exclusions or Exemptions 506b Accepted Date 2020-07-02 14:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund