Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ecto, Inc. See All Filings	D/A	2020-07-07 21:57:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001593050-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 21:57:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Investment Grade R.E. Income Fund, LP See All Filings	1-A/A	2020-07-07 21:39:35 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001798925 Filed Document 0001493152-20-012776 Accepted Date 2020-07-07 21:39:35 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
LEGION WORKS, INC See All Filings	1-A/A	2020-07-07 20:23:40 UTC
Amount To Be Raised $47,025,000 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0001802719 Filed Document 0001477932-20-003802 Accepted Date 2020-07-07 20:23:40 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SEI Energy Debt Fund, LP See All Filings	D/A	2020-07-07 20:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647710 Filed Document 0001647710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 20:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 013, LLC See All Filings	1-A/A	2020-07-07 20:08:31 UTC
Amount To Be Raised $1,518,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001811847 Filed Document 0001493152-20-012765 Accepted Date 2020-07-07 20:08:31 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lexaria Bioscience Corp. See All Filings	D	2020-07-07 19:57:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001348362 Filed Document 0001348362-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:57:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HOF Capital Growth Opportunity IX, LLC See All Filings	D	2020-07-07 19:52:10 UTC
Amount To Be Raised $26,197,369 Associated Brokers / Dealers N/A CIK Number 0001816043 Filed Document 0001797840-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOF Capital Growth Opportunity VI, LLC See All Filings	D	2020-07-07 19:42:55 UTC
Amount To Be Raised $1,637,000 Associated Brokers / Dealers N/A CIK Number 0001797840 Filed Document 0001797840-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReWalk Robotics Ltd. See All Filings	D	2020-07-07 19:37:16 UTC
Amount To Be Raised $8,845,690 Associated Brokers / Dealers H.C. Wainwright & Co., LLC, Michael Vasinkevich, Charles Worthman, Craig Schwabe, and Noam J. Rubinstein CIK Number 0001607962 Filed Document 0001178913-20-002003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:37:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Red Oak Capital Fund V, LLC See All Filings	1-A	2020-07-07 19:28:10 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001817069 Filed Document 0001654954-20-007433 Accepted Date 2020-07-07 19:28:10 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
10H CAPITAL FUND I, LP See All Filings	D	2020-07-07 19:14:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798581 Filed Document 0001798581-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-07-07 19:14:25 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VC23 Investors, LLC See All Filings	D	2020-07-07 18:58:41 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001750092 Filed Document 0001750092-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:58:41 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CCVII Co-Invest, LLC - Beast Brand Series See All Filings	D	2020-07-07 18:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816857 Filed Document 0001814244-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:54:20 UTC Type of Offering D Industry Investing Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 018, LLC See All Filings	1-A	2020-07-07 18:54:09 UTC
Amount To Be Raised $2,662,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001816604 Filed Document 0001493152-20-012760 Accepted Date 2020-07-07 18:54:09 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
JLJH Management, LLC See All Filings	D	2020-07-07 18:52:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001671331 Filed Document 0001671331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:52:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FusionX Ventures - Genalyte2, LLC See All Filings	D	2020-07-07 18:36:23 UTC
Amount To Be Raised $674,737 Associated Brokers / Dealers N/A CIK Number 0001816920 Filed Document 0001816920-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:36:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freshworks Inc. See All Filings	D	2020-07-07 18:26:58 UTC
Amount To Be Raised $250,000,054 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:26:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grand Parkway Surgical Institute LLC See All Filings	D	2020-07-07 17:57:34 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001804231 Filed Document 0001804231-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:57:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FETCH PACKAGE, INC. See All Filings	D	2020-07-07 17:56:15 UTC
Amount To Be Raised $16,529,999 Associated Brokers / Dealers N/A CIK Number 0001817022 Filed Document 0001817022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:56:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2020-07-07 17:55:09 UTC
Amount To Be Raised $1,881,708 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:55:09 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Makeba, Inc See All Filings	C/A	2020-07-07 17:46:38 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $699,840 CIK Number 0001813522 Filed Document 0001670254-20-000586 Accepted Date 2020-07-07 17:46:38 UTC Type of Offering C/A Security Offered Amount 416 Security Offered Type Common Stock State NEW YORK
Eckard Land & Acquisition, LLC See All Filings	D/A	2020-07-07 17:41:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001794409 Filed Document 0001794409-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:41:20 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
NETOMI, INC. See All Filings	D	2020-07-07 17:29:50 UTC
Amount To Be Raised $15,067,939 Associated Brokers / Dealers N/A CIK Number 0001701548 Filed Document 0001701548-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:29:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Montana Investment Fund, LLC See All Filings	D	2020-07-07 17:27:58 UTC
Amount To Be Raised $961,281 Associated Brokers / Dealers N/A CIK Number 0001815520 Filed Document 0001815520-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:27:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Industrious Special Opportunities, LP - Antimatter See All Filings	D/A	2020-07-07 17:27:58 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001816734 Filed Document 0001812862-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DM-DSP, LLC See All Filings	D	2020-07-07 17:27:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714883 Filed Document 0001714883-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:27:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMOS Systems LLC See All Filings	D	2020-07-07 17:27:55 UTC
Amount To Be Raised $500,292 Associated Brokers / Dealers N/A CIK Number 0001704183 Filed Document 0001704183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:27:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 016, LLC See All Filings	1-A/A	2020-07-07 17:27:53 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001813339 Filed Document 0001493152-20-012751 Accepted Date 2020-07-07 17:27:53 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tiff's Treats Holdings, Inc. See All Filings	D	2020-07-07 17:27:42 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001641767 Filed Document 0001641767-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:27:42 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Industrious Special Opportunities, LP - FS1 See All Filings	D/A	2020-07-07 17:14:00 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001809783 Filed Document 0001812862-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industrious Special Opportunities, LP - FS1 See All Filings	D/A	2020-07-07 17:13:59 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001809783 Filed Document 0001812862-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:13:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLM Brands, Corp. See All Filings	C	2020-07-07 17:09:33 UTC
Financial Interest The issuer will be compensated in an amount equal to 2% of the number of securities raised in this offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $250,000 CIK Number 0001813064 Filed Document 0001813064-20-000001 Accepted Date 2020-07-07 17:09:33 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
AVIAA HOLDINGS, INC. See All Filings	D	2020-07-07 17:08:03 UTC
Amount To Be Raised $7,350,000 Associated Brokers / Dealers N/A CIK Number 0001757024 Filed Document 0001757024-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:08:03 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures Fund II, L.P. See All Filings	D/A	2020-07-07 17:07:08 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers GT Securities and EPW Associates CIK Number 0001763928 Filed Document 0001763928-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Normandy Opportunity Zone Fund, LP See All Filings	D/A	2020-07-07 17:07:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated CIK Number 0001778569 Filed Document 0001778569-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-07 17:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Industrious Special Opportunities, LP - Antimatter See All Filings	D	2020-07-07 17:04:54 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001816734 Filed Document 0001812862-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 17:04:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
People First RH, Inc. See All Filings	D	2020-07-07 16:59:37 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers N/A CIK Number 0001769923 Filed Document 0001769923-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:59:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
FASETTO, Inc. See All Filings	D/A	2020-07-07 16:57:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:57:10 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Ownbackup Ltd See All Filings	D	2020-07-07 16:55:01 UTC
Amount To Be Raised $44,999,998 Associated Brokers / Dealers N/A CIK Number 0001665405 Filed Document 0001213900-20-016893 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:55:01 UTC Type of Offering D Industry Computers Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
MBK Capital, LP - Series BT See All Filings	D	2020-07-07 16:52:11 UTC
Amount To Be Raised $350,001 Associated Brokers / Dealers N/A CIK Number 0001812862 Filed Document 0001812862-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBK Capital, LP - Series BT See All Filings	D	2020-07-07 16:52:10 UTC
Amount To Be Raised $350,001 Associated Brokers / Dealers N/A CIK Number 0001812862 Filed Document 0001812862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Transformations Medical Spa, PLLC See All Filings	C/A	2020-07-07 16:50:35 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $100,000 CIK Number 0001816395 Filed Document 0001746059-20-000193 Accepted Date 2020-07-07 16:50:35 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
Punch'd Energy Inc See All Filings	D/A	2020-07-07 16:47:09 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001812620 Filed Document 0001812620-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:47:09 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
IMIDEX Inc. See All Filings	D	2020-07-07 16:37:32 UTC
Amount To Be Raised $1,499,997 Associated Brokers / Dealers N/A CIK Number 0001816343 Filed Document 0001816343-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:37:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CBG 1132, LLC See All Filings	D	2020-07-07 16:36:53 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001816960 Filed Document 0001816960-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:36:53 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rose Hill Capital Partners, LP See All Filings	D/A	2020-07-07 16:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691971 Filed Document 0001691971-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FACTION HOLDINGS, INC. See All Filings	D	2020-07-07 16:28:38 UTC
Amount To Be Raised $5,015,808 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:28:38 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Daupler, Inc. See All Filings	D	2020-07-07 16:28:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001783564 Filed Document 0001783564-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:28:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NMERB Sierra Blanca Fund, L.P. See All Filings	D	2020-07-07 16:24:03 UTC
Amount To Be Raised $101,000,000 Associated Brokers / Dealers N/A CIK Number 0001816898 Filed Document 0001816898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:24:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iterum Therapeutics plc See All Filings	D	2020-07-07 16:24:03 UTC
Amount To Be Raised $2,832,102 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001659323 Filed Document 0001659323-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 16:24:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire