Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VA 269 See All Filings	D	2020-07-10 09:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817613 Filed Document 0001817613-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:41:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirae Asset Properties I, DST See All Filings	D/A	2020-07-10 09:39:18 UTC
Amount To Be Raised $34,652,399 Associated Brokers / Dealers RCX Capital Group, LLC CIK Number 0001776601 Filed Document 0001776601-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:39:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund December 2026 See All Filings	D/A	2020-07-10 09:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775754 Filed Document 0000945621-20-000235 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Dynamic Credit Fund See All Filings	D/A	2020-07-10 09:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775807 Filed Document 0000945621-20-000234 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBC Bancorp, Inc. See All Filings	D	2020-07-10 09:30:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001815909 Filed Document 0001815909-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:30:52 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cheyne Thematic Long Short Equity Feeder Fund See All Filings	D/A	2020-07-10 09:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775755 Filed Document 0000945621-20-000233 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:30:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne EMEA Fund Ltd See All Filings	D/A	2020-07-10 09:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542672 Filed Document 0000945621-20-000232 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:25:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund VI LLC, Series VI-R1 See All Filings	D	2020-07-10 09:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001815038 Filed Document 0001213900-20-017147 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:25:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EFFICIENT DIVERSIFIED FUND, LLC See All Filings	D/A	2020-07-10 09:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001280064 Filed Document 0001280064-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:24:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne EMEA Fund, L.P. See All Filings	D/A	2020-07-10 09:22:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542668 Filed Document 0000945621-20-000231 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:22:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EVR Opportunity Fund, LP See All Filings	D/A	2020-07-10 09:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676753 Filed Document 0000905718-20-000743 Exclusions or Exemptions 506b Accepted Date 2020-07-10 09:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner-Agassi Education Facilities Fund III, L.P. See All Filings	D	2020-07-10 09:09:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814350 Filed Document 0001814350-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-10 09:09:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG ARBITRAGE ASSOCIATES (CAYMAN) LTD. See All Filings	D/A	2020-07-10 08:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732805 Filed Document 0000919574-20-004528 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TCIM Fund LP See All Filings	D/A	2020-07-10 08:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Disruptive Technology Advisers LLC CIK Number 0001742460 Filed Document 0000902664-20-002632 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital Select Opportunities Fund, L.P. See All Filings	D/A	2020-07-10 08:31:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745605 Filed Document 0000902664-20-002631 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:31:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital Offshore Opportunities Fund, Ltd. See All Filings	D/A	2020-07-10 08:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745595 Filed Document 0000902664-20-002630 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:30:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital Offshore Fund, Ltd. See All Filings	D/A	2020-07-10 08:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460179 Filed Document 0000902664-20-002629 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital, L.P. See All Filings	D/A	2020-07-10 08:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460125 Filed Document 0000902664-20-002628 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLEDGEPLATFORM, INC. See All Filings	D	2020-07-10 08:25:52 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001745176 Filed Document 0001745176-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:25:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Point Capital Scorpion Focused Ideas Fund See All Filings	D/A	2020-07-10 08:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636775 Filed Document 0000902664-20-002627 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital Panacea Global Healthcare Fund See All Filings	D/A	2020-07-10 08:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636768 Filed Document 0000902664-20-002626 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:23:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital 8 Dragons China Opportunities Fund See All Filings	D/A	2020-07-10 08:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636773 Filed Document 0000902664-20-002625 Exclusions or Exemptions 506b Accepted Date 2020-07-10 08:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital Partners, LP See All Filings	D/A	2020-07-10 07:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355947 Filed Document 0000902664-20-002624 Exclusions or Exemptions 506b Accepted Date 2020-07-10 07:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital Partners II, LP See All Filings	D/A	2020-07-10 07:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620483 Filed Document 0000902664-20-002623 Exclusions or Exemptions 506b Accepted Date 2020-07-10 07:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Partners Fund II, LP See All Filings	D	2020-07-10 07:41:12 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001817077 Filed Document 0001817077-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 07:41:12 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Aurelius Capital International II, Ltd. See All Filings	D/A	2020-07-10 07:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613483 Filed Document 0000902664-20-002622 Exclusions or Exemptions 506b Accepted Date 2020-07-10 07:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital International, Ltd. See All Filings	D/A	2020-07-10 07:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355932 Filed Document 0000902664-20-002621 Exclusions or Exemptions 506b Accepted Date 2020-07-10 07:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2020-07-10 06:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441020 Filed Document 0000902664-20-002617 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:58:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENATOR GLOBAL OPPORTUNITY FUND LP See All Filings	D/A	2020-07-10 06:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440518 Filed Document 0000902664-20-002616 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodline Fund LP See All Filings	D/A	2020-07-10 06:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780625 Filed Document 0000902664-20-002615 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:48:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodline Offshore Fund Ltd. See All Filings	D/A	2020-07-10 06:44:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780624 Filed Document 0000902664-20-002614 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CarVal Global Credit Fund A LP See All Filings	D/A	2020-07-10 06:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613725 Filed Document 0000902664-20-002613 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CarVal Global Credit Fund B LP See All Filings	D/A	2020-07-10 06:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613726 Filed Document 0000902664-20-002612 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital F5 Investors II, L.P. See All Filings	D/A	2020-07-10 06:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643741 Filed Document 0000902664-20-002611 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital F5 Investors I, L.P. See All Filings	D/A	2020-07-10 06:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643740 Filed Document 0000902664-20-002610 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:11:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund See All Filings	D/A	2020-07-10 06:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781757 Filed Document 0000902664-20-002609 Exclusions or Exemptions 506b Accepted Date 2020-07-10 06:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scopus BioPharma Inc. See All Filings	D	2020-07-09 22:05:06 UTC
Amount To Be Raised $6,346,322 Associated Brokers / Dealers N/A CIK Number 0001772028 Filed Document 0001772028-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-09 22:05:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USIP Investors Holdings, L.L.C. See All Filings	D	2020-07-09 21:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817606 Filed Document 0001517325-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-09 21:50:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scopus BioPharma Inc. See All Filings	D	2020-07-09 21:48:50 UTC
Amount To Be Raised $636,230 Associated Brokers / Dealers N/A CIK Number 0001772028 Filed Document 0001772028-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-09 21:48:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Evolvd Health Inc. See All Filings	C	2020-07-09 21:40:24 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $250,000 CIK Number 0001816284 Filed Document 0001670254-20-000599 Accepted Date 2020-07-09 21:40:24 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Other State NEW YORK
Scopus BioPharma Inc. See All Filings	D/A	2020-07-09 21:32:02 UTC
Amount To Be Raised $2,252,000 Associated Brokers / Dealers HCFP/Capital Markets LLC CIK Number 0001772028 Filed Document 0001772028-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-09 21:32:02 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Audiobridge Inc. See All Filings	C	2020-07-09 21:30:59 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $250,000 CIK Number 0001748626 Filed Document 0001670254-20-000597 Accepted Date 2020-07-09 21:30:59 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Molecular Assemblies, Inc. See All Filings	D	2020-07-09 21:04:53 UTC
Amount To Be Raised $4,200,001 Associated Brokers / Dealers N/A CIK Number 0001693170 Filed Document 0001567619-20-013119 Exclusions or Exemptions 506b Accepted Date 2020-07-09 21:04:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scopus BioPharma Inc. See All Filings	D	2020-07-09 21:00:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers HCFP/Capital Markets LLC CIK Number 0001772028 Filed Document 0001772028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-09 21:00:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Trieu Technologies, Inc See All Filings	C	2020-07-09 21:00:15 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001817474 Filed Document 0001670254-20-000595 Accepted Date 2020-07-09 21:00:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State ILLINOIS
Sylebra Capital Parc Onshore Fund See All Filings	D	2020-07-09 20:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817332 Filed Document 0001817332-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-09 20:56:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetLife BL Feeder, LP See All Filings	D/A	2020-07-09 20:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MetLife Investments Securities, LLC CIK Number 0001736552 Filed Document 0001736552-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-09 20:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONGRUEX LLC See All Filings	D	2020-07-09 20:18:53 UTC
Amount To Be Raised $11,600,000 Associated Brokers / Dealers N/A CIK Number 0001722990 Filed Document 0001722990-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-09 20:18:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
The Wilderness Road LLC See All Filings	C	2020-07-09 20:15:13 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001815458 Filed Document 0001670254-20-000593 Accepted Date 2020-07-09 20:15:13 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State MISSISSIPPI
Immersed Inc. See All Filings	C	2020-07-09 20:02:04 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001817417 Filed Document 0001670254-20-000591 Accepted Date 2020-07-09 20:02:04 UTC Type of Offering C Security Offered Amount 250,000 Security Offered Type Other State TEXAS