Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Innovatus Trade Finance Offshore Fund LP See All Filings	D	2018-10-25 15:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754771 Filed Document 0000945621-18-000327 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:51:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decision Sciences International Corp See All Filings	D/A	2018-10-25 15:51:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Advection Growth Capital LLC CIK Number 0001347065 Filed Document 0001724485-18-000118 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:51:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Lodging OP, L.P. See All Filings	D	2018-10-25 15:49:27 UTC
Amount To Be Raised $26,389,692 Associated Brokers / Dealers N/A CIK Number 0001756986 Filed Document 0001756986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:49:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Layer 7 SYNC Holdings LLC See All Filings	D/A	2018-10-25 15:43:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001733920 Filed Document 0001733920-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:43:13 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Lodging Trust See All Filings	D	2018-10-25 15:42:13 UTC
Amount To Be Raised $538,565 Associated Brokers / Dealers N/A CIK Number 0001756983 Filed Document 0001756983-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:42:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Parent Holdings Inc. See All Filings	D	2018-10-25 15:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755579 Filed Document 0001755579-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:38:46 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BETA EPISODIC LLC See All Filings	D	2018-10-25 15:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756398 Filed Document 0001756398-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:32:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Peacock Poplar LLC See All Filings	D	2018-10-25 15:30:40 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001756559 Filed Document 0001756559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:30:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LendingStandard, Inc. See All Filings	D	2018-10-25 15:30:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001607685 Filed Document 0001607685-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:30:29 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Spring Hills Holdings, LLC See All Filings	D/A	2018-10-25 15:30:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Cabot Lodge Securities, LLC, Purshe Kaplan Sterling Investments, Center Street Securities, Inc., Whitehall-Parker Securities, Inc., Moloney Securities Co., Inc., and Ausdal Financial Partners, Inc. CIK Number 0001719000 Filed Document 0001567619-18-004533 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:30:25 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NORTH HUDSON WINRIGHT CO-INVEST FUND LP See All Filings	D	2018-10-25 15:27:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756149 Filed Document 0001756149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH HUDSON TNM CO-INVEST FUND LP See All Filings	D	2018-10-25 15:26:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001756153 Filed Document 0001756153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:26:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Scale Computing, Inc. See All Filings	D	2018-10-25 15:24:17 UTC
Amount To Be Raised $34,802,577 Associated Brokers / Dealers Needham & Company, LLC CIK Number 0001462502 Filed Document 0001462502-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:24:17 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TRXADE GROUP, INC. See All Filings	D	2018-10-25 15:23:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001382574 Filed Document 0001445866-18-001151 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:23:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
True Sync Media, Inc. See All Filings	D	2018-10-25 15:15:44 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001718076 Filed Document 0001718076-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:15:44 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SLI Capital Fund, L.P. See All Filings	D	2018-10-25 15:15:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001756238 Filed Document 0001756238-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:15:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Laconia Capital Group II L.P. See All Filings	D/A	2018-10-25 15:10:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001711740 Filed Document 0001144204-18-055328 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Socio Labs Inc. See All Filings	D	2018-10-25 15:09:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681284 Filed Document 0001681284-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:09:48 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2018-10-25 15:05:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc., Center Street Securities, Ni Advisors, Inc, Sunbelt Securities, Moloney Securities, Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., HITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., and GREAT POINT CAPITAL LLC CIK Number 0001745037 Filed Document 0001745037-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:05:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
CAP Storage Valdosta LLC (a series of CAP Storage Management LLC) See All Filings	D	2018-10-25 15:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756911 Filed Document 0001756911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:04:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranger Global Real Estate Advisors, LLC See All Filings	D	2018-10-25 15:02:25 UTC
Amount To Be Raised $1,203,136 Associated Brokers / Dealers N/A CIK Number 0001689007 Filed Document 0001689007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:02:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Winter Stream Group LLC See All Filings	D	2018-10-25 15:00:58 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001757032 Filed Document 0001757032-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 15:00:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Cravens Lane First Mortgage Investors LP See All Filings	D	2018-10-25 14:55:21 UTC
Amount To Be Raised $2,033,568 Associated Brokers / Dealers N/A CIK Number 0001757152 Filed Document 0001757152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:55:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INFF INVESTMENTS 3, LLC See All Filings	D	2018-10-25 14:55:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757130 Filed Document 0001757130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:55:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ellevest, Inc. See All Filings	D	2018-10-25 14:54:06 UTC
Amount To Be Raised $832,000 Associated Brokers / Dealers N/A CIK Number 0001644128 Filed Document 0001644128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:54:06 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sseko Designs, Inc. See All Filings	D	2018-10-25 14:53:37 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001636783 Filed Document 0001636783-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:53:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PRESCOTT INTERNATIONAL PARTNERS L.P. See All Filings	D/A	2018-10-25 14:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236419 Filed Document 0001144204-18-055319 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:53:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRESCOTT ASSOCIATES L.P. See All Filings	D/A	2018-10-25 14:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236417 Filed Document 0001144204-18-055316 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:51:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alvopetro Energy Ltd. See All Filings	D	2018-10-25 14:50:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001757074 Filed Document 0001757074-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:50:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Montego Pointe Holdings, LLC See All Filings	D/A	2018-10-25 14:41:49 UTC
Amount To Be Raised $17,440,824 Associated Brokers / Dealers Triloma Securities, LLC, Eric P. Hornyak, Sterling V. Louviere, John N. Marcheso, Concorde Investment Services, LLC, DFPG Investment, Inc., Bryan A. Repple, Joseph J. Bilello, Todd R. Rhine, Kalos Capital, Inc., James B. Teegarden, Guy A. Harrigan, Juan C. Villalobos, Kyle J. Gardner, The Strategic Financial Alliance, Inc., Jeffrey T. Kennedy, Lawrence A. Breen III, and Jay S. Salamone CIK Number 0001747817 Filed Document 0001747817-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:41:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Windcrest Partners II, LLC See All Filings	D	2018-10-25 14:40:43 UTC
Amount To Be Raised $1,184,000 Associated Brokers / Dealers N/A CIK Number 0001757040 Filed Document 0001757040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:40:43 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Apto, Inc. See All Filings	D/A	2018-10-25 14:40:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615078 Filed Document 0001615078-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:40:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ADMIRAL COCHRANE LLC See All Filings	D	2018-10-25 14:39:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756453 Filed Document 0001756453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:39:20 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Edgeart Senior Housing Venture, LLC See All Filings	D	2018-10-25 14:23:25 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001757139 Filed Document 0001757139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:23:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Charter-TM, LLC See All Filings	D/A	2018-10-25 14:16:13 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001750346 Filed Document 0001736749-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CVC Credit Partners Global Special Situations Fund II SCSp See All Filings	D	2018-10-25 14:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001755979 Filed Document 0001755979-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 14:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Privy, Inc. See All Filings	D	2018-10-25 13:55:48 UTC
Amount To Be Raised $4,249,994 Associated Brokers / Dealers N/A CIK Number 0001507557 Filed Document 0001507557-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:55:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners Asia Feeder (OP) IV L.P. See All Filings	D	2018-10-25 13:55:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755812 Filed Document 0001755812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:55:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFS Debt Fund III, LLC See All Filings	D	2018-10-25 13:47:29 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001757119 Filed Document 0001757119-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-10-25 13:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Blue Team Co-Investors, L.P. See All Filings	D	2018-10-25 13:46:56 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001755914 Filed Document 0001755914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners Asia Feeder II L.P. See All Filings	D	2018-10-25 13:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755811 Filed Document 0001755811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:39:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BITGO HOLDINGS, INC. See All Filings	D	2018-10-25 13:29:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001740604 Filed Document 0001740604-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:29:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series I-7 See All Filings	D/A	2018-10-25 13:27:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755283 Filed Document 0001755283-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claremount VI Associates, L.P. See All Filings	D	2018-10-25 13:27:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001756886 Filed Document 0001756886-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:27:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EarLens Corp See All Filings	D	2018-10-25 13:24:22 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:24:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Berkeley Lights, Inc. See All Filings	D/A	2018-10-25 13:24:14 UTC
Amount To Be Raised $95,000,000 Associated Brokers / Dealers N/A CIK Number 0001689657 Filed Document 0001567619-18-004530 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:24:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3T Capital Reserve LLC See All Filings	D	2018-10-25 13:24:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001755225 Filed Document 0001755225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:24:04 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Blackstone Property Partners Asia Feeder I L.P. See All Filings	D	2018-10-25 13:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755809 Filed Document 0001756375-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Squared Opportunities Fund IV LLC, Series I-2 See All Filings	D/A	2018-10-25 13:23:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741771 Filed Document 0001741771-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Capital Partners VI Growth, L.P. See All Filings	D	2018-10-25 13:22:07 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001756881 Filed Document 0001756881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-25 13:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund