Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Miura Fund III, FCR See All Filings	D	2018-10-26 14:24:44 UTC
Amount To Be Raised $370,295,423 Associated Brokers / Dealers N/A CIK Number 0001749915 Filed Document 0001192482-18-000465 Exclusions or Exemptions 506b Accepted Date 2018-10-26 14:24:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breathtec BioMedical, Inc. See All Filings	D	2018-10-26 14:21:36 UTC
Amount To Be Raised $68,373 Associated Brokers / Dealers N/A CIK Number 0001642178 Filed Document 0001183740-18-000170 Exclusions or Exemptions 506b Accepted Date 2018-10-26 14:21:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY SPECIAL OPPORTUNITIES IV, LP See All Filings	D	2018-10-26 14:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755798 Filed Document 0000919574-18-006842 Exclusions or Exemptions 506b Accepted Date 2018-10-26 14:13:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Transformation Housing Fund, L.P. See All Filings	D	2018-10-26 14:09:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001755452 Filed Document 0001755452-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 14:09:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCA Sachem Head Offshore Segregated Portfolio See All Filings	D/A	2018-10-26 13:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587977 Filed Document 0001587977-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ru's Pierogi, LLC See All Filings	D	2018-10-26 13:46:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757227 Filed Document 0001757227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:46:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Adicet Bio, Inc. See All Filings	D/A	2018-10-26 13:43:45 UTC
Amount To Be Raised $43,318,510 Associated Brokers / Dealers N/A CIK Number 0001651390 Filed Document 0001651390-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:43:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upland Outpatient Surgical Center, L.P. See All Filings	D/A	2018-10-26 13:32:28 UTC
Amount To Be Raised $490,875 Associated Brokers / Dealers N/A CIK Number 0001464000 Filed Document 0001464000-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:32:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Goodhart Partners Longitude Fund SICAV-SIF See All Filings	D/A	2018-10-26 13:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001685339 Filed Document 0001685339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Weather & Climate Solutions, Inc. See All Filings	D	2018-10-26 13:26:48 UTC
Amount To Be Raised $12,936,177 Associated Brokers / Dealers N/A CIK Number 0001756891 Filed Document 0001756891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:26:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FCP-B.I. Holdings, LLC See All Filings	D	2018-10-26 13:14:05 UTC
Amount To Be Raised $20,237,500 Associated Brokers / Dealers N/A CIK Number 0001756710 Filed Document 0001015325-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:14:05 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Large Cap 130/30 Fund, LLC See All Filings	D/A	2018-10-26 13:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001459646 Filed Document 0001567619-18-004603 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadwAI LLC See All Filings	D/A	2018-10-26 13:04:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001742091 Filed Document 0001742091-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:04:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Macro Partnership, L.P. See All Filings	D/A	2018-10-26 13:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528170 Filed Document 0000919574-18-006838 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Work-Bench Ventures II, LP See All Filings	D/A	2018-10-26 13:01:15 UTC
Amount To Be Raised $46,235,000 Associated Brokers / Dealers N/A CIK Number 0001682257 Filed Document 0001682257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 13:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluePearl Holdings, LLC See All Filings	D	2018-10-26 12:50:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001436117-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:50:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Focus Fund, Ltd. See All Filings	D/A	2018-10-26 12:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457466 Filed Document 0000919574-18-006834 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arisaig Global Emerging Markets Consumer Fund Ltd See All Filings	D/A	2018-10-26 12:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623542 Filed Document 0000902664-18-003850 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lonkero, LLC See All Filings	D/A	2018-10-26 12:43:04 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001728836 Filed Document 0001728836-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:43:04 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lorem Technologies Inc. See All Filings	D	2018-10-26 12:40:01 UTC
Amount To Be Raised $2,499,996 Associated Brokers / Dealers N/A CIK Number 0001708925 Filed Document 0001708925-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inspo Network, Inc. See All Filings	D	2018-10-26 12:39:21 UTC
Amount To Be Raised $5,356,300 Associated Brokers / Dealers N/A CIK Number 0001733449 Filed Document 0001733449-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:39:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hyperion Solutions, LLC See All Filings	D	2018-10-26 12:33:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001757007 Filed Document 0001757007-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:33:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PRIME Impact Equity Fund I, LLC See All Filings	D	2018-10-26 12:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753896 Filed Document 0001753896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArborMetrix, Inc. See All Filings	D	2018-10-26 12:20:13 UTC
Amount To Be Raised $1,138,879 Associated Brokers / Dealers N/A CIK Number 0001522927 Filed Document 0001522927-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:20:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pediapharm Inc. See All Filings	D	2018-10-26 12:20:08 UTC
Amount To Be Raised $21,846,194 Associated Brokers / Dealers Cormark Securities (USA) Limited and Mackie Research USA Inc. CIK Number 0001757261 Filed Document 0001757261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:20:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
REDWOOD FUND LP See All Filings	D/A	2018-10-26 12:15:38 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001102024 Filed Document 0001102024-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2018-10-26 12:14:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc., Center Street Securities, Ni Advisors, Inc, Sunbelt Securities, Moloney Securities, Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., HITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., and MOLONEY SECURITIES CO., INC. CIK Number 0001745037 Filed Document 0001745037-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:14:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PRIME Impact Loan Fund I, LLC See All Filings	D	2018-10-26 12:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753898 Filed Document 0001753898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:13:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Eastland Storage Solutions, LLC See All Filings	D	2018-10-26 12:11:05 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001756873 Filed Document 0001756873-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:11:05 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
LAKE STREET PARTNERS, L.P. See All Filings	D	2018-10-26 12:05:31 UTC
Amount To Be Raised $36,300,000 Associated Brokers / Dealers N/A CIK Number 0001757000 Filed Document 0001757000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VetMeasure, Inc. See All Filings	D	2018-10-26 12:03:36 UTC
Amount To Be Raised $1,938,574 Associated Brokers / Dealers N/A CIK Number 0001756783 Filed Document 0001104659-18-064112 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:03:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
GEM REALTY SFR CO-INVEST, L.P. See All Filings	D	2018-10-26 12:00:58 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001755956 Filed Document 0001755956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 12:00:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Reality Shares, Inc. See All Filings	D	2018-10-26 11:59:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001575110 Filed Document 0001575110-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:59:18 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC REFRIGERATION PARENT LLC See All Filings	D	2018-10-26 11:48:21 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers N/A CIK Number 0001757241 Filed Document 0001757241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:48:21 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aclipse Therapeutics LLC See All Filings	D/A	2018-10-26 11:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730907 Filed Document 0001730907-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:41:41 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VSBLTY GROUPE TECHNOLOGIES CORP. See All Filings	D	2018-10-26 11:40:00 UTC
Amount To Be Raised $394,849 Associated Brokers / Dealers N/A CIK Number 0001757207 Filed Document 0001757207-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:40:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Hoverfly Technologies, Inc. See All Filings	D	2018-10-26 11:34:07 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001667386 Filed Document 0001667386-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:34:07 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
TIGER GLOBAL PIP XI PS EPQ LLC See All Filings	D	2018-10-26 11:32:13 UTC
Amount To Be Raised $21,420,000 Associated Brokers / Dealers N/A CIK Number 0001756023 Filed Document 0001756023-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:32:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Partners, LP See All Filings	D/A	2018-10-26 11:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY & CO., LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., and FDX Capital LLC CIK Number 0001278834 Filed Document 0000919574-18-006829 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Medallion International Ltd. See All Filings	D/A	2018-10-26 11:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561000 Filed Document 0001561000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Alkeon Growth Partners II, LP See All Filings	D/A	2018-10-26 11:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., and B. RILEY & CO., LLC CIK Number 0001496174 Filed Document 0000919574-18-006827 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth, LP See All Filings	D/A	2018-10-26 11:19:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC, SANDERS MORRIS HARRIS INC., and B. RILEY & CO., LLC CIK Number 0001410054 Filed Document 0000919574-18-006825 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth Offshore Fund, Ltd. See All Filings	D/A	2018-10-26 11:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC, SANDERS MORRIS HARRIS INC., and B. RILEY & CO., LLC CIK Number 0001410036 Filed Document 0000919574-18-006823 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:17:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Meleah, LP See All Filings	D	2018-10-26 11:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757118 Filed Document 0001757118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2018-10-26 11:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, Morgan Stanley & Co. LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, and FDX Capital LLC CIK Number 0001503462 Filed Document 0000919574-18-006821 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2018-10-26 11:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY & CO., LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, PICKWICK CAPITAL PARTNERS, LLC, and FDX Capital LLC CIK Number 0001278837 Filed Document 0000919574-18-006820 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2018-10-26 11:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY & CO., LLC, and FDX Capital LLC CIK Number 0001501156 Filed Document 0000919574-18-006817 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IndoorVu, Inc. See All Filings	D	2018-10-26 11:05:26 UTC
Amount To Be Raised $2,802,567 Associated Brokers / Dealers N/A CIK Number 0001757228 Filed Document 0001757228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:05:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
White Square Partners Fund Inc. See All Filings	D/A	2018-10-26 11:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP Securities CIK Number 0001687204 Filed Document 0001687204-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth PW Partners, LP See All Filings	D/A	2018-10-26 11:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY & CO., LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, and FDX Capital LLC CIK Number 0001501157 Filed Document 0000919574-18-006815 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity