Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Safanad Education Ventures Global Feeder LP See All Filings	D	2020-07-13 18:01:50 UTC
Amount To Be Raised $58,942,014 Associated Brokers / Dealers N/A CIK Number 0001817961 Filed Document 0001817961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 18:01:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dextall, Inc. See All Filings	D	2020-07-13 18:00:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001817996 Filed Document 0001817996-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 18:00:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
ItsThezone, LLC See All Filings	D	2020-07-13 17:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817755 Filed Document 0001817755-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:50:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Duro CL-02, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-07-13 17:33:29 UTC
Amount To Be Raised $294,057 Associated Brokers / Dealers N/A CIK Number 0001817886 Filed Document 0001817886-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:33:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITY BANCSHARES INC See All Filings	D	2020-07-13 17:31:55 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers Piper Sandler & Co., Keefe, Bruyette & Woods, Inc., and Stephens Inc. CIK Number 0001227500 Filed Document 0000950123-20-006946 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:31:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Masterworks 021, LLC See All Filings	1-A	2020-07-13 17:30:21 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001817381 Filed Document 0001493152-20-013196 Accepted Date 2020-07-13 17:30:21 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
BlackRock Credit Alpha (Offshore) Fund See All Filings	D/A	2020-07-13 17:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588270 Filed Document 0001817692-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Derivative Path Inc See All Filings	D	2020-07-13 17:27:34 UTC
Amount To Be Raised $34,999,996 Associated Brokers / Dealers N/A CIK Number 0001591655 Filed Document 0001591655-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:27:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 020, LLC See All Filings	1-A	2020-07-13 17:27:23 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001817407 Filed Document 0001493152-20-013191 Accepted Date 2020-07-13 17:27:23 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OREI LTE MH CO-INVEST LP See All Filings	D	2020-07-13 17:25:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816202 Filed Document 0001816202-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:25:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 019, LLC See All Filings	1-A	2020-07-13 17:25:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001816907 Filed Document 0001493152-20-013186 Accepted Date 2020-07-13 17:25:00 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Neurotez Inc. See All Filings	C/A	2020-07-13 17:19:49 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001725567 Filed Document 0001669191-20-000356 Accepted Date 2020-07-13 17:19:49 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NEW JERSEY
BlackRock Global Market Strategies Fund Ltd. See All Filings	D	2020-07-13 17:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817692 Filed Document 0001817692-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:15:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2020-07-13 17:13:33 UTC
Amount To Be Raised $18,849,637 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-20-013176 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:13:33 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Humming, Inc See All Filings	D	2020-07-13 17:10:44 UTC
Amount To Be Raised $3,140,485 Associated Brokers / Dealers N/A CIK Number 0001763116 Filed Document 0000898432-20-000660 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:10:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GreenPoint Real Estate Innovation & Technology Venture, LP See All Filings	D	2020-07-13 17:09:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813703 Filed Document 0001567619-20-013228 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:09:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRUBB REAL ESTATE INVESTMENT CO LLC See All Filings	D	2020-07-13 17:09:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001214870 Filed Document 0001214870-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:09:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Clene Nanomedicine, Inc. See All Filings	D	2020-07-13 17:04:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001817741 Filed Document 0001817741-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:04:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Tesis Labs LLC See All Filings	D	2020-07-13 17:04:35 UTC
Amount To Be Raised $3,011,300 Associated Brokers / Dealers N/A CIK Number 0001796086 Filed Document 0001817082-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:04:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Framework Labs, Inc. See All Filings	D	2020-07-13 17:00:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001817842 Filed Document 0001817842-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:00:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ZIIP, Inc. See All Filings	D/A	2020-07-13 17:00:12 UTC
Amount To Be Raised $3,337,746 Associated Brokers / Dealers N/A CIK Number 0001811489 Filed Document 0001811489-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:00:12 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hildred Capital Co-Invest-Natural, LP See All Filings	D	2020-07-13 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815890 Filed Document 0001815890-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharma-Labs Finance LLC See All Filings	D	2020-07-13 16:58:42 UTC
Amount To Be Raised $3,011,300 Associated Brokers / Dealers N/A CIK Number 0001817082 Filed Document 0001817082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:58:42 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
OGDEN PROFESSIONAL BASEBALL INC See All Filings	D	2020-07-13 16:58:25 UTC
Amount To Be Raised $374,000 Associated Brokers / Dealers N/A CIK Number 0000914368 Filed Document 0000914368-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:58:25 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty IV Co-Investment 1, L.P. See All Filings	D/A	2020-07-13 16:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781208 Filed Document 0001781208-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raptor Fund, LP See All Filings	D	2020-07-13 16:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817254 Filed Document 0001817254-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCSB1 AUS LP See All Filings	D	2020-07-13 16:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817385 Filed Document 0001315863-20-000615 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:53:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FR Fund I, a series of TBird Capital, LP See All Filings	D	2020-07-13 16:53:24 UTC
Amount To Be Raised $126,021 Associated Brokers / Dealers N/A CIK Number 0001817909 Filed Document 0001817909-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:53:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D/A	2020-07-13 16:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated, Rockefeller Financial LLC, and First Liberties Securities Inc. CIK Number 0001599713 Filed Document 0001012975-20-000621 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:49:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HI Fund II, a series of Nathan Doctor, LP See All Filings	D	2020-07-13 16:48:29 UTC
Amount To Be Raised $60,500 Associated Brokers / Dealers N/A CIK Number 0001817910 Filed Document 0001817910-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueBinding, Inc. See All Filings	D/A	2020-07-13 16:42:30 UTC
Amount To Be Raised $74,620,000 Associated Brokers / Dealers N/A CIK Number 0001791787 Filed Document 0001791787-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:42:30 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Five Point Holdings, Inc. /NV See All Filings	D	2020-07-13 16:39:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001817887 Filed Document 0001817887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:39:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARNANA, PBC See All Filings	D	2020-07-13 16:35:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001591027 Filed Document 0001591027-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:35:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Onchilles Pharma, Inc. See All Filings	D	2020-07-13 16:33:16 UTC
Amount To Be Raised $7,690,050 Associated Brokers / Dealers N/A CIK Number 0001817759 Filed Document 0001817759-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:33:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dirigo Angel Fund I, LLC See All Filings	D/A	2020-07-13 16:27:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001805515 Filed Document 0001805515-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:27:13 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
INANOVATE INC See All Filings	D	2020-07-13 16:25:29 UTC
Amount To Be Raised $455,260 Associated Brokers / Dealers N/A CIK Number 0001366325 Filed Document 0001366325-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:25:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2020-07-13 16:22:30 UTC
Amount To Be Raised $1,185,383 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001682558 Filed Document 0001104659-20-083098 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:22:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2020-07-13 16:21:55 UTC
Amount To Be Raised $2,828,657 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001682558 Filed Document 0001104659-20-083097 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:21:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2020-07-13 16:21:25 UTC
Amount To Be Raised $4,009,328 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001682558 Filed Document 0001104659-20-083096 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:21:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serone European Special Situations US Feeder LP See All Filings	D	2020-07-13 16:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811069 Filed Document 0001633740-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sapience Therapeutics, Inc. See All Filings	D	2020-07-13 16:18:22 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001661731 Filed Document 0001009448-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:18:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gaucho Group Holdings, Inc. See All Filings	D/A	2020-07-13 16:07:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-20-013160 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:07:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Innovega Inc. See All Filings	D	2020-07-13 16:06:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:06:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Healthy Oceans Seafood Company, Inc. See All Filings	D	2020-07-13 16:04:17 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001783428 Filed Document 0001783428-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:04:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SOBR Safe LLC See All Filings	D/A	2020-07-13 16:03:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001798461 Filed Document 0001079973-20-000584 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HO Fund II, a series of Noveus Capital Funds, LP See All Filings	D	2020-07-13 16:03:29 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0001817885 Filed Document 0001817885-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:03:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartesius Fund I, LP See All Filings	D	2020-07-13 15:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817559 Filed Document 0001817559-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Extra Co-Invest LP See All Filings	D	2020-07-13 15:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817843 Filed Document 0001817843-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Guardian III BDC, L.L.C. See All Filings	D/A	2020-07-13 15:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC, Icelandic Investors Ltd., and Ameris Capital Limitada CIK Number 0001781870 Filed Document 0001781870-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Gold Corp. See All Filings	D	2020-07-13 15:30:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001817740 Filed Document 0001567619-20-013208 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:30:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity