Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Black Stone Minerals, L.P. See All Filings	D	2018-10-31 16:38:10 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001621434 Filed Document 0001209191-18-056658 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:38:10 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hot Creek Investors Limited Partnership See All Filings	D/A	2018-10-31 16:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001654954-18-011787 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EZaccessMD, LLC See All Filings	D	2018-10-31 16:26:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001756156 Filed Document 0001756156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:26:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lightspeed SPV II, LLC See All Filings	D	2018-10-31 16:20:52 UTC
Amount To Be Raised $85,050,000 Associated Brokers / Dealers N/A CIK Number 0001756164 Filed Document 0001756164-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uprising Health LLC See All Filings	D	2018-10-31 16:18:57 UTC
Amount To Be Raised $30,539,924 Associated Brokers / Dealers N/A CIK Number 0001757652 Filed Document 0001757652-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:18:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
gener8tor Fund VII, LLC See All Filings	D	2018-10-31 16:14:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001757436 Filed Document 0001757436-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:14:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hobbs Bonded Fibers, LLC See All Filings	D/A	2018-10-31 16:10:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001648111 Filed Document 0001648111-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:10:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RumbleON, Inc. See All Filings	D	2018-10-31 16:06:12 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers National Securities Corporation and Craig-Hallum Capital Group LLC CIK Number 0001596961 Filed Document 0001654954-18-011780 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:06:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NC/SR Equity, LLC See All Filings	D	2018-10-31 16:02:04 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001757575 Filed Document 0001757575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:02:04 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Regent Street Power Fund O 2018-4, LLC See All Filings	D	2018-10-31 16:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757171 Filed Document 0001757171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:00:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund II Co-Invest-DataLink 2, L.P. See All Filings	D	2018-10-31 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756316 Filed Document 0001756316-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:58:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footprint International Holdco, Inc. See All Filings	D	2018-10-31 15:58:07 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001756730 Filed Document 0001756730-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:58:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vroom, Inc. See All Filings	D/A	2018-10-31 15:56:05 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001580864 Filed Document 0001405086-18-000223 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:56:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verano Holdings, LLC See All Filings	D	2018-10-31 15:56:03 UTC
Amount To Be Raised $88,000,003 Associated Brokers / Dealers N/A CIK Number 0001757626 Filed Document 0001062993-18-004285 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:56:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Active Quant Fund, LP See All Filings	D	2018-10-31 15:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757708 Filed Document 0001757708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:54:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Gold Corp. See All Filings	D	2018-10-31 15:53:25 UTC
Amount To Be Raised $2,231,749 Associated Brokers / Dealers Southern Arc Minerals Inc. CIK Number 0001424864 Filed Document 0001727689-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:53:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RCP Fund II Co-Invest-DataLink 1, L.P. See All Filings	D	2018-10-31 15:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756315 Filed Document 0001756315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligned Solar Partners 1 LLC See All Filings	D	2018-10-31 15:53:03 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001757730 Filed Document 0001757730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:53:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kapteyn-Murnane Laboratories, Inc. See All Filings	D/A	2018-10-31 15:52:56 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers N/A CIK Number 0001655428 Filed Document 0001655428-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:52:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
InfoWorks.io, Inc. See All Filings	D	2018-10-31 15:52:08 UTC
Amount To Be Raised $29,999,996 Associated Brokers / Dealers N/A CIK Number 0001642431 Filed Document 0001642431-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:52:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Citron Capital, LP See All Filings	D	2018-10-31 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757704 Filed Document 0001757704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:51:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Bridge Mortgage Fund LLC See All Filings	D/A	2018-10-31 15:47:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001462371 Filed Document 0001462371-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:47:49 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Rock Rose Partners Fairfield Lakes LP See All Filings	D	2018-10-31 15:45:01 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001756676 Filed Document 0001756676-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:45:01 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Spirit Biomass Refinery LLC See All Filings	D	2018-10-31 15:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald Hochhalter CIK Number 0001757710 Filed Document 0001757710-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:44:59 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
TPG Tech Adjacencies, L.P. See All Filings	D/A	2018-10-31 15:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001737854 Filed Document 0001737854-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-THM, a series of Equidate Investments, LLC See All Filings	D/A	2018-10-31 15:41:20 UTC
Amount To Be Raised $3,847,240 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001753976 Filed Document 0001747921-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookside Mezzanine Fund IV, L.P. See All Filings	D	2018-10-31 15:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting and Keith Stock CIK Number 0001757517 Filed Document 0001757517-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:39:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aldine Capital Fund III, L.P. See All Filings	D	2018-10-31 15:36:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757513 Filed Document 0001757517-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:36:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONAL MOLDING, LLC See All Filings	D/A	2018-10-31 15:36:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001436938 Filed Document 0001648111-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:36:10 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
E 5 Leadership Academy LLC See All Filings	D	2018-10-31 15:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001757655 Filed Document 0001757655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:31:46 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Fund EQ-ZYA, a series of Equidate Investments LLC See All Filings	D/A	2018-10-31 15:30:29 UTC
Amount To Be Raised $2,184,516 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001743017 Filed Document 0001747921-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:30:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verist Quorum Fund, L.P. See All Filings	D/A	2018-10-31 15:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656292 Filed Document 0001656292-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cordillera Investment Fund II, L.P. See All Filings	D/A	2018-10-31 15:27:06 UTC
Amount To Be Raised $362,240,000 Associated Brokers / Dealers N/A CIK Number 0001748188 Filed Document 0001756939-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logos Capital Investors LP See All Filings	D	2018-10-31 15:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757608 Filed Document 0001757608-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:26:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2018-10-31 15:25:57 UTC
Amount To Be Raised $14,187,956 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001747921-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:25:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O2 Oxygen Vessco Intermediate, LLC See All Filings	D	2018-10-31 15:23:53 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001757189 Filed Document 0001596771-18-000104 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:23:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Kinside Inc. See All Filings	D/A	2018-10-31 15:22:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757419 Filed Document 0001757419-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:22:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OT Pharma Fund I, LLC See All Filings	D	2018-10-31 15:21:56 UTC
Amount To Be Raised $4,699,680 Associated Brokers / Dealers N/A CIK Number 0001751260 Filed Document 0001747921-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:21:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAX MLTC 013, a series of SAX Capital Series Fund, LP See All Filings	D	2018-10-31 15:19:15 UTC
Amount To Be Raised $431,975 Associated Brokers / Dealers N/A CIK Number 0001747921 Filed Document 0001747921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:19:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingfisher Land-Secured Bond Fund, L.P. See All Filings	D	2018-10-31 15:18:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757447 Filed Document 0001757447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:18:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hobbs Bonded Fibers, LLC See All Filings	D/A	2018-10-31 15:16:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001648111 Filed Document 0001648111-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:16:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vessco Holdings, LLC See All Filings	D	2018-10-31 15:12:09 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers N/A CIK Number 0001757188 Filed Document 0001596771-18-000103 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:12:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LAKERIDGE CAPITAL INC. See All Filings	D	2018-10-31 15:08:32 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers John Braddock CIK Number 0000853643 Filed Document 0000853643-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:08:32 UTC Type of Offering D Industry Investment Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Vessco Acquisition Corp See All Filings	D	2018-10-31 15:03:25 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers N/A CIK Number 0001757173 Filed Document 0001596771-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lucideus Inc. See All Filings	D	2018-10-31 14:58:45 UTC
Amount To Be Raised $2,999,997 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 14:58:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pre-Funding Group, LLC See All Filings	D/A	2018-10-31 14:58:26 UTC
Amount To Be Raised $158,666 Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-31 14:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Percent Pledge Labs, LLC See All Filings	D	2018-10-31 14:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754606 Filed Document 0001393725-18-000104 Exclusions or Exemptions 506b Accepted Date 2018-10-31 14:55:19 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SAK Developers, LLC See All Filings	D	2018-10-31 14:47:21 UTC
Amount To Be Raised $3,210,000 Associated Brokers / Dealers N/A CIK Number 0001757033 Filed Document 0001757033-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 14:47:21 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Downstream Impact Inc. See All Filings	D	2018-10-31 14:46:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001737594 Filed Document 0001737594-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 14:46:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
2124 Brewing Co LLC See All Filings	D/A	2018-10-31 14:44:02 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615727 Filed Document 0001615727-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 14:44:02 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt