Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Intabio, Inc. See All Filings	D/A	2018-11-01 17:42:34 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001709497 Filed Document 0001709497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:42:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RtBrick Inc. See All Filings	D	2018-11-01 17:38:48 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001757766 Filed Document 0001757766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:38:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SHAPE SECURITY, INC. See All Filings	D	2018-11-01 17:35:43 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001548097 Filed Document 0001548097-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:35:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2018-11-01 17:29:34 UTC
Amount To Be Raised $5,280,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:29:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Argo AI, LLC See All Filings	D/A	2018-11-01 17:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720462 Filed Document 0001567619-18-004948 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:22:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Third Point Ultra Onshore LP See All Filings	D	2018-11-01 17:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751977 Filed Document 0000950142-18-002122 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:21:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Argo AI Holdings, LLC See All Filings	D/A	2018-11-01 17:20:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720467 Filed Document 0001567619-18-004946 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:20:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Dapper Labs Inc. See All Filings	D	2018-11-01 17:17:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001735169 Filed Document 0001735169-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:17:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CSL ENERGY OPPORTUNITIES FUND III, L.P. See All Filings	D/A	2018-11-01 17:16:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001715485 Filed Document 0001715486-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CSL ENERGY OPPORTUNITIES OFFSHORE FUND III, L.P. See All Filings	D/A	2018-11-01 17:15:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001715486 Filed Document 0001715486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Surgical Center, LLC See All Filings	D/A	2018-11-01 17:10:27 UTC
Amount To Be Raised $689,010 Associated Brokers / Dealers N/A CIK Number 0001714241 Filed Document 0001714241-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:10:27 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
1824 North Brevard, LLC See All Filings	D	2018-11-01 17:00:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757947 Filed Document 0001757947-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:00:25 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
H Capital V, L.P. See All Filings	D	2018-11-01 17:00:16 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001757495 Filed Document 0001757495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 17:00:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Concord Worldwide Inc. See All Filings	D	2018-11-01 16:59:56 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers N/A CIK Number 0001694231 Filed Document 0001694231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:59:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IFM Global Infrastructure (US) I-B, L.P. See All Filings	D	2018-11-01 16:59:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757951 Filed Document 0001757951-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:59:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Molekule, Inc. See All Filings	D	2018-11-01 16:51:36 UTC
Amount To Be Raised $26,510,357 Associated Brokers / Dealers N/A CIK Number 0001705132 Filed Document 0001705132-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:51:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
US Alliance Corp See All Filings	D/A	2018-11-01 16:45:57 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001463913 Filed Document 0001437749-18-019300 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:45:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Real Return Fund II, L.P. See All Filings	D/A	2018-11-01 16:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519756 Filed Document 0001405086-18-000228 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR RC SMALL CAP CORE FUND LP See All Filings	D/A	2018-11-01 16:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413963 Filed Document 0001405086-18-000227 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund IV Ltd. See All Filings	D/A	2018-11-01 16:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454204 Filed Document 0001405086-18-000226 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:42:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR EMERGING EQUITIES FUND LP See All Filings	D/A	2018-11-01 16:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457118 Filed Document 0001405086-18-000225 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR CHURCHILL II MASTER ACCOUNT, L.P. See All Filings	D/A	2018-11-01 16:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645911 Filed Document 0001405086-18-000224 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:40:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS NUS III, L.P. See All Filings	D	2018-11-01 16:37:19 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP CIK Number 0001757045 Filed Document 0001757045-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:37:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS III, L.P. See All Filings	D	2018-11-01 16:35:48 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001757044 Filed Document 0001757044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:35:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS H III, L.P. See All Filings	D	2018-11-01 16:35:10 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001757046 Filed Document 0001757046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:35:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS SERIES III, L.L.C. See All Filings	D	2018-11-01 16:34:11 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001757047 Filed Document 0001757047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:34:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAVER, INC. See All Filings	D/A	2018-11-01 16:32:42 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001751606 Filed Document 0001751606-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:32:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
DEME Offshore Fund, Ltd. See All Filings	D/A	2018-11-01 16:32:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437888 Filed Document 0000919574-18-006947 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deltec Special Situations Partners, L.P. See All Filings	D/A	2018-11-01 16:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225064 Filed Document 0000919574-18-006945 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gerstner Medical, LLC See All Filings	D	2018-11-01 16:26:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001705818 Filed Document 0001705818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:26:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-CS 125, LP See All Filings	D	2018-11-01 16:24:30 UTC
Amount To Be Raised $5,250,492 Associated Brokers / Dealers Richard Goodwin CIK Number 0001757825 Filed Document 0001757825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:24:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHAPEL VIEW DEVELOPMENT COMPANY, INC. See All Filings	D/A	2018-11-01 16:23:34 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001751032 Filed Document 0001751032-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:23:34 UTC Type of Offering D/A Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Urban Opportunity Fund I LLC See All Filings	D	2018-11-01 16:21:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001757025 Filed Document 0001757025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Emerging Market Equities, L.P. See All Filings	D/A	2018-11-01 16:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000944100 Filed Document 0000919574-18-006943 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:15:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syfoglomad Ltd Feeder Fund LP See All Filings	D/A	2018-11-01 16:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659036 Filed Document 0001659036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:12:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Cove Credit Opportunity Fund, LP See All Filings	D/A	2018-11-01 16:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721936 Filed Document 0001721936-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITIZENS B&T HOLDINGS INC See All Filings	D	2018-11-01 16:07:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001435720 Filed Document 0001435720-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:07:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Forum Fund, L.P. See All Filings	D/A	2018-11-01 16:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043587 Filed Document 0000919574-18-006941 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Fund IX, L.P. See All Filings	D/A	2018-11-01 16:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and Mitsui & Co. Alternative Investments Limited CIK Number 0001712783 Filed Document 0001712783-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lion Crest Funding, LLC / California See All Filings	D	2018-11-01 16:01:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001757902 Filed Document 0001757902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:01:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DELTEC EMERGING MARKET INCOME FUND, L.P. See All Filings	D/A	2018-11-01 15:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871095 Filed Document 0000919574-18-006939 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:58:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knock Software, Inc. See All Filings	D	2018-11-01 15:41:40 UTC
Amount To Be Raised $2,774,959 Associated Brokers / Dealers N/A CIK Number 0001734212 Filed Document 0001734212-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:41:40 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Intelycare, Inc. See All Filings	D	2018-11-01 15:32:17 UTC
Amount To Be Raised $10,834,931 Associated Brokers / Dealers N/A CIK Number 0001694706 Filed Document 0001567619-18-004924 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:32:17 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Road II, L.P. See All Filings	D	2018-11-01 15:29:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001756503 Filed Document 0001756503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NOA Bancorp, Inc. See All Filings	D	2018-11-01 15:11:25 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001757707 Filed Document 0001757707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:11:25 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
AVIAA HOLDINGS, INC. See All Filings	D	2018-11-01 15:07:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757024 Filed Document 0001757024-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:07:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund V, L.P. See All Filings	D/A	2018-11-01 15:00:38 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001699731 Filed Document 0000935836-18-000595 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:00:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spoke Altamonte Apartments, LLC See All Filings	D	2018-11-01 14:48:26 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers Spoke Financial, LLC CIK Number 0001757278 Filed Document 0001757278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:48:26 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FRM Moraine Fund Ltd. See All Filings	D/A	2018-11-01 14:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590826 Filed Document 0001590826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Partners, LP See All Filings	D/A	2018-11-01 14:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-18-006935 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:31:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity