Found 750030 results

Name Type of Offering Accepted Date
Seer Capital Offshore Credit Fund Ltd. See All Filings
D 2009-08-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001469583
Filed Document 0000902664-09-003388
Exclusions or Exemptions N/A
Accepted Date 2009-08-19
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Anchorage Capital Partners Offshore Ltd See All Filings
D/A 2009-03-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001402918
Filed Document 0001402918-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SPACE PENCIL INC See All Filings
D 2009-07-27
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001436557
Filed Document 0001436557-09-000003
Exclusions or Exemptions 505
Accepted Date 2009-07-27
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
SUMMIT FINANCIAL GROUP INC See All Filings
D 2009-08-06
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0000811808
Filed Document 0000811808-09-000038
Exclusions or Exemptions N/A
Accepted Date 2009-08-06
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business WEST VIRGINIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
SOLIANT ENERGY INC See All Filings
D 2009-07-08
Amount To Be Raised $161,875
Associated Brokers / Dealers N/A
CIK Number 0001352376
Filed Document 0001352376-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-08
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
TRAXIS FUND OFFSHORE LP See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001244660
Filed Document 0000919574-09-007141
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Broadmark Value Hedged Offshore Fund Ltd See All Filings
D/A 2009-03-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001295424
Filed Document 0000919574-09-005195
Exclusions or Exemptions N/A
Accepted Date 2009-03-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGIN ISLANDS, BRITISH
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
JOHN LOCKE CAPITAL EMERGING MARKETS FUND LP See All Filings
D/A 2009-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001441105
Filed Document 0001441105-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
T & E INVESTMENT GROUP, LLC See All Filings
D 2009-09-21
Amount To Be Raised $1,250,000
Associated Brokers / Dealers N/A
CIK Number 0001456918
Filed Document 0001456918-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-09-21
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Other
SoundBrook Opportunity Fund, L.P. See All Filings
D 2009-07-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464878
Filed Document 0001464878-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Aggregate Net Asset Value
Type of Security Pooled Investment Fund
MONSOON INDIA INFLECTION FUND 2 LP See All Filings
D/A 2009-01-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001328439
Filed Document 0001328439-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-01-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MILLGATE INTERNATIONAL LTD /NY See All Filings
D/A 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001051434
Filed Document 0000919574-09-006460
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TCW CORPORATE BOND L P See All Filings
D/A 2009-05-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001038400
Filed Document 0001038400-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SR GLOBAL FUND INC See All Filings
D/A 2009-05-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001340288
Filed Document 0001340288-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
BERKELEY CAPITAL TRUST INC See All Filings
D/A 2009-09-10
Amount To Be Raised $25,000,000
Associated Brokers / Dealers N/A
CIK Number 0001430248
Filed Document 0001430248-09-000010
Exclusions or Exemptions N/A
Accepted Date 2009-09-10
Type of Offering D/A
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
PINE GROVE OFFSHORE FUND LTD See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001180121
Filed Document 0000919574-09-006802
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TERVELA INC See All Filings
D 2009-09-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001348415
Filed Document 0001348415-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-09-18
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
CHARLES STREET SECTOR ANALYSIS FUND, L.P. See All Filings
D/A 2009-08-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001431046
Filed Document 0000919574-09-014913
Exclusions or Exemptions N/A
Accepted Date 2009-08-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
AMITIVE INC See All Filings
D 2009-08-20
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001449182
Filed Document 0001449182-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
CTA CHOICE LPD See All Filings
D/A 2009-07-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001369930
Filed Document 0001452787-09-000009
Exclusions or Exemptions N/A
Accepted Date 2009-07-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
Smart Planet Technologies, Inc. See All Filings
D 2009-07-16
Amount To Be Raised $162,000
Associated Brokers / Dealers N/A
CIK Number 0001462021
Filed Document 0001462021-09-000003
Exclusions or Exemptions 504
Accepted Date 2009-07-16
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Smith, Moore & Co. See All Filings
D 2009-09-17
Amount To Be Raised $348,706
Associated Brokers / Dealers N/A
CIK Number 0001466384
Filed Document 0001140361-09-021477
Exclusions or Exemptions N/A
Accepted Date 2009-09-17
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
ZONARE MEDICAL SYSTEMS INC See All Filings
D 2009-09-17
Amount To Be Raised $12,500,000
Associated Brokers / Dealers N/A
CIK Number 0001259208
Filed Document 0001209191-09-044930
Exclusions or Exemptions N/A
Accepted Date 2009-09-17
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Med Access Inc See All Filings
D 2009-06-15
Amount To Be Raised $10,000
Associated Brokers / Dealers N/A
CIK Number 0001411187
Filed Document 0001411187-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-15
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
PRECISE AUTOMATION INC See All Filings
D 2009-07-23
Amount To Be Raised $249,999
Associated Brokers / Dealers N/A
CIK Number 0001376150
Filed Document 0001376150-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-07-23
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
MIGSIF LLC See All Filings
D/A 2009-09-03
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001469649
Filed Document 0001469649-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
840 Syndicated Investors, LLC See All Filings
D 2009-09-11
Amount To Be Raised $3,250,000
Associated Brokers / Dealers N/A
CIK Number 0001470644
Filed Document 0001470644-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets $1 - $5,000,000
Type of Security Equity
Tri-Us, Inc. See All Filings
D 2009-08-25
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001471547
Filed Document 0001471547-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-25
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
VOXPOP AUDIO USA NO. 1, LLC See All Filings
D 2009-06-29
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001467235
Filed Document 0001076542-09-000108
Exclusions or Exemptions N/A
Accepted Date 2009-06-29
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets No Revenues
Type of Security Equity
Everett Capital Partners lp See All Filings
D 2009-07-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001374219
Filed Document 0001095449-09-000210
Exclusions or Exemptions N/A
Accepted Date 2009-07-03
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
VOLANCE LLC See All Filings
D 2009-08-20
Amount To Be Raised $45,000
Associated Brokers / Dealers N/A
CIK Number 0001470645
Filed Document 0001470645-09-000001
Exclusions or Exemptions 505
Accepted Date 2009-08-20
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets No Revenues
Type of Security Equity
Fortis Exploration, LLC See All Filings
D 2009-07-10
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001467548
Filed Document 0001467548-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-10
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Debt
Texas Energy Holdings, Inc. See All Filings
D 2009-07-21
Amount To Be Raised $1,325,000
Associated Brokers / Dealers N/A
CIK Number 0001454160
Filed Document 0001454160-09-000010
Exclusions or Exemptions N/A
Accepted Date 2009-07-21
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Other
AEI F10 Investments I, LLC See All Filings
D/A 2009-06-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001462816
Filed Document 0001462816-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
AFRICA TEN ENTERPRISES, LLC See All Filings
D 2009-08-13
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001470310
Filed Document 0001470310-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-13
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Other
TOPWATER OPPORTUNITY QUALIFIED FUND LP See All Filings
D 2009-09-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471634
Filed Document 0001471634-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
MedBrain Inc. See All Filings
D 2009-08-20
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001469368
Filed Document 0001469368-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-20
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Equity
Marathon Real Estate Finance Fund, Ltd. See All Filings
D 2009-09-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001472534
Filed Document 0001472535-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sirion Holdings, Inc. See All Filings
D 2009-08-05
Amount To Be Raised $1,500,001
Associated Brokers / Dealers N/A
CIK Number 0001355015
Filed Document 0001209191-09-039001
Exclusions or Exemptions N/A
Accepted Date 2009-08-05
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Debt
TyRx Pharma Inc See All Filings
D 2009-08-14
Amount To Be Raised $11,000,000
Associated Brokers / Dealers N/A
CIK Number 0001301800
Filed Document 0001301800-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-14
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Debt
SpareFoot, Inc. See All Filings
D 2009-09-14
Amount To Be Raised $700,000
Associated Brokers / Dealers N/A
CIK Number 0001471827
Filed Document 0001471827-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-14
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
MARKETFACTORY INC See All Filings
D 2009-07-14
Amount To Be Raised $2,273,400
Associated Brokers / Dealers N/A
CIK Number 0001423356
Filed Document 0001423356-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-14
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Novomer Inc See All Filings
D 2009-08-24
Amount To Be Raised $14,000,000
Associated Brokers / Dealers N/A
CIK Number 0001417752
Filed Document 0001417752-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-24
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
UTOPIA SFR I, L.P. See All Filings
D 2009-08-11
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001469286
Filed Document 0001469286-09-000002
Exclusions or Exemptions 505
Accepted Date 2009-08-11
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
TIDAL PETROLEUM INC See All Filings
D 2009-09-03
Amount To Be Raised $3,295,095
Associated Brokers / Dealers N/A
CIK Number 0001014687
Filed Document 0001014687-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
SLACKER INC See All Filings
D/A 2009-06-17
Amount To Be Raised $10,200,000
Associated Brokers / Dealers N/A
CIK Number 0001400813
Filed Document 0001400813-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-17
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
MCG Qualified Institutional Access Portfolio, LLC See All Filings
D/A 2009-07-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001409217
Filed Document 0001460266-09-000013
Exclusions or Exemptions N/A
Accepted Date 2009-07-29
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Nsroma, LLC See All Filings
D 2009-09-18
Amount To Be Raised $7,650,000
Associated Brokers / Dealers N/A
CIK Number 0001472554
Filed Document 0001472554-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-18
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Equity
Ascend Systems LLC See All Filings
D 2009-06-09
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001465840
Filed Document 0001465840-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-06-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Equity
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings
D/A 2009-08-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001366814
Filed Document 0000950142-09-001232
Exclusions or Exemptions N/A
Accepted Date 2009-08-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund