Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1324 8th LLC See All Filings	D	2018-11-05 17:05:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757775 Filed Document 0001757775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:05:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caffeinated Capital Airtable SPV II, LLC See All Filings	D	2018-11-05 17:01:10 UTC
Amount To Be Raised $13,235,500 Associated Brokers / Dealers N/A CIK Number 0001753762 Filed Document 0001753762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 17:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Light Wave Holding Company, LLC See All Filings	D	2018-11-05 16:59:43 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:59:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PrecisionHawk, Inc. See All Filings	D	2018-11-05 16:56:55 UTC
Amount To Be Raised $50,863 Associated Brokers / Dealers N/A CIK Number 0001729566 Filed Document 0001729566-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:56:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Turning Rock Fusion LLC See All Filings	D	2018-11-05 16:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757121 Filed Document 0000919574-18-006980 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pepper Avenue Partners, LLC See All Filings	D	2018-11-05 16:50:27 UTC
Amount To Be Raised $20,255,000 Associated Brokers / Dealers N/A CIK Number 0001757955 Filed Document 0001757955-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:50:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Institutional Select Fund, Ltd. See All Filings	D	2018-11-05 16:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northern Trust Securities, Inc. CIK Number 0001757774 Filed Document 0001757774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParentSquare, Inc. See All Filings	D	2018-11-05 16:39:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001626406 Filed Document 0001626406-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:39:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2018-11-05 16:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595273 Filed Document 0001748316-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Delaware Customized Credit Fund-F, L.P. See All Filings	D	2018-11-05 16:23:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753237 Filed Document 0000950142-18-002145 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:23:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A7 Core, Inc. See All Filings	D	2018-11-05 16:21:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001757057 Filed Document 0001757057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:21:44 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Cenador Apt Venture, LLC See All Filings	D	2018-11-05 16:17:39 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001757315 Filed Document 0001757315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:17:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2018-11-05 16:17:31 UTC
Amount To Be Raised $5,990,000 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-18-000591 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:17:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
British Invasion Development LLC See All Filings	D	2018-11-05 16:13:36 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001757910 Filed Document 0001757910-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:13:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GH2, LLC See All Filings	D	2018-11-05 16:07:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751918 Filed Document 0001751918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:07:58 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2018-11-05 16:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 16:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantage Capital Solar Partners II, LLC See All Filings	D	2018-11-05 15:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757852 Filed Document 0001315863-18-000839 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:55:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Slumberkins Inc. See All Filings	D	2018-11-05 15:54:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001758145 Filed Document 0001690104-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:54:14 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Transportant, LLC See All Filings	D/A	2018-11-05 15:48:37 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001727302 Filed Document 0001727302-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:48:37 UTC Type of Offering D/A Industry Computers Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Rah Rah Health, Inc. See All Filings	D	2018-11-05 15:42:52 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001758172 Filed Document 0001758172-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:42:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SPC Opportunities Parallel Feeder Fund, L.P. See All Filings	D	2018-11-05 15:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758122 Filed Document 0001758122-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SPC Opportunities Feeder Fund, L.P. See All Filings	D	2018-11-05 15:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758123 Filed Document 0001758123-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:36:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kokopelli Outdoor, Inc. See All Filings	D	2018-11-05 15:34:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001720779 Filed Document 0001720779-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:34:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PERFICIENT INC See All Filings	D	2018-11-05 15:18:29 UTC
Amount To Be Raised $1,713,639 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-18-000077 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:18:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Hudson Housing Tax Credit Fund LXXIX LP See All Filings	D	2018-11-05 15:12:51 UTC
Amount To Be Raised $10,105,925 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001724291 Filed Document 0001567619-18-005073 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VenatoRx Pharmaceuticals, Inc. See All Filings	D/A	2018-11-05 15:11:31 UTC
Amount To Be Raised $47,127,560 Associated Brokers / Dealers N/A CIK Number 0001590501 Filed Document 0001590501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:11:31 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RED ACE CAPITAL MANAGEMENT SERIES XIII INVESTORS LLC See All Filings	D	2018-11-05 15:09:40 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001758137 Filed Document 0001758137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 15:09:40 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hull Inc. See All Filings	D	2018-11-05 14:59:45 UTC
Amount To Be Raised $2,316,968 Associated Brokers / Dealers N/A CIK Number 0001694567 Filed Document 0001694567-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:59:45 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hubb, Inc. See All Filings	D	2018-11-05 14:52:32 UTC
Amount To Be Raised $6,299,997 Associated Brokers / Dealers N/A CIK Number 0001690104 Filed Document 0001690104-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:52:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TROUBADOUR RESOURCES INC. See All Filings	D	2018-11-05 14:49:43 UTC
Amount To Be Raised $91,572 Associated Brokers / Dealers N/A CIK Number 0001757359 Filed Document 0001534122-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:49:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PTI-LMS Holding Corp. See All Filings	D	2018-11-05 14:48:52 UTC
Amount To Be Raised $10,922,162 Associated Brokers / Dealers N/A CIK Number 0001727536 Filed Document 0001727536-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:48:52 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Halo Exploration Ltd. See All Filings	D	2018-11-05 14:40:35 UTC
Amount To Be Raised $11,447,063 Associated Brokers / Dealers N/A CIK Number 0001758004 Filed Document 0001758004-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:40:35 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL211 See All Filings	D	2018-11-05 14:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001757596 Filed Document 0001757596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2018-11-05 14:12:21 UTC
Amount To Be Raised $4,289,234 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:12:21 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK MP FUND III LLC See All Filings	D/A	2018-11-05 14:06:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743887 Filed Document 0001743887-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 14:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FBF INVESTMENT, LLC See All Filings	D	2018-11-05 13:56:14 UTC
Amount To Be Raised $8,782,090 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001758136 Filed Document 0001758136-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:56:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Entertainment Data Oracle, Inc. See All Filings	D	2018-11-05 13:56:00 UTC
Amount To Be Raised $13,564,792 Associated Brokers / Dealers N/A CIK Number 0001757627 Filed Document 0001757627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:56:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C2 Taiyo Fund I, LP See All Filings	D	2018-11-05 13:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757396 Filed Document 0000899140-18-000580 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:35:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Touch Digital, Inc. See All Filings	D	2018-11-05 13:28:24 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001758147 Filed Document 0001758147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:28:24 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
eCommerce Capital, Inc. See All Filings	D/A	2018-11-05 13:16:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693625 Filed Document 0001693626-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-05 13:16:13 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Twin Barns Brewing Co LLC See All Filings	D	2018-11-05 13:05:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001757744 Filed Document 0001757744-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-11-05 13:05:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPE Industries, LLC See All Filings	D	2018-11-05 12:56:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001758048 Filed Document 0001758048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:56:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CEP III - TRELLIS 18, LLC See All Filings	D	2018-11-05 12:51:56 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001757021 Filed Document 0001757021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:51:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
eCommerce Funding, LLC See All Filings	D/A	2018-11-05 12:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693626 Filed Document 0001693626-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:49:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
RCP-MQ, LLC See All Filings	D	2018-11-05 12:43:04 UTC
Amount To Be Raised $15,025,000 Associated Brokers / Dealers N/A CIK Number 0001758097 Filed Document 0001758097-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:43:04 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Rimrock Total Return Strategies Fund II, Ltd. See All Filings	D	2018-11-05 12:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757220 Filed Document 0001757220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:33:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3G TG LLC See All Filings	D	2018-11-05 12:33:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001757441 Filed Document 0001757441-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-11-05 12:33:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Intrinsic Advantage Fund LP See All Filings	D	2018-11-05 12:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626930 Filed Document 0001626930-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eCommerce Funding, LLC See All Filings	D/A	2018-11-05 12:30:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693626 Filed Document 0001693626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:30:53 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
CCM PARTNERS LP See All Filings	D/A	2018-11-05 12:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176228 Filed Document 0001176228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-05 12:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund