Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DBL Digital Smart Beta LLC - Series R See All Filings	D	2020-07-17 13:30:52 UTC
Amount To Be Raised $18,000 Associated Brokers / Dealers N/A CIK Number 0001817915 Filed Document 0001817915-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-17 13:30:52 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WESTEND PARTNERS LP See All Filings	D/A	2020-07-17 13:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422465 Filed Document 0001422465-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:27:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClusterTruck, Inc. See All Filings	D	2020-07-17 13:21:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001643138 Filed Document 0001643138-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:21:22 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Fetch Delivery, Inc. See All Filings	D/A	2020-07-17 13:21:04 UTC
Amount To Be Raised $3,376,685 Associated Brokers / Dealers N/A CIK Number 0001657899 Filed Document 0001657899-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:21:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
RBN Fund (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings	D	2020-07-17 13:18:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817773 Filed Document 0001817773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:18:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2179086 Alberta Ltd. See All Filings	D	2020-07-17 13:18:15 UTC
Amount To Be Raised $5,031 Associated Brokers / Dealers N/A CIK Number 0001773838 Filed Document 0001062993-20-003359 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:18:15 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falkbuilt Ltd. See All Filings	D	2020-07-17 13:17:02 UTC
Amount To Be Raised $649,000 Associated Brokers / Dealers N/A CIK Number 0001773843 Filed Document 0001062993-20-003358 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:17:02 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Virage WAM LP See All Filings	D/A	2020-07-17 13:13:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649383 Filed Document 0001315863-20-000639 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:13:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTFOUR CAPITAL PARTNERS LP See All Filings	D	2020-07-17 13:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Weston Financial Services LLC and MARC L. FRIEDMAN CIK Number 0001449466 Filed Document 0001449466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BR Everwood, DST See All Filings	D/A	2020-07-17 13:06:59 UTC
Amount To Be Raised $38,233,539 Associated Brokers / Dealers Bluerock Capital Markets LLC, EMERSON EQUITY LLC, CAPULENT LLC, GREAT POINT CAPITAL LLC, LIGHTPATH CAPITAL, INC, CAMBRIDGE INVESTMENT RESEARCH, INC., MURIEL SIEBERT & CO., INC., THORNHILL SECURITIES, INC., CONCORDE INVESTMENT SERVICES, LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., DAI SECURITIES, LLC, and THE STRATEGIC FINANCIAL ALLIANCE, INC. CIK Number 0001798922 Filed Document 0001798922-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:06:59 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Nasuni Corp See All Filings	D	2020-07-17 13:04:36 UTC
Amount To Be Raised $25,000,002 Associated Brokers / Dealers N/A CIK Number 0001507987 Filed Document 0001567619-20-013390 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:04:36 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Ventures Investments, L.P. - FVP Series 1 See All Filings	D	2020-07-17 13:03:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001817790 Filed Document 0001817790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 13:03:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNR - 1 dBP, LLC See All Filings	D	2020-07-17 12:58:42 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001818539 Filed Document 0001818539-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 12:58:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prelude Research, Inc. See All Filings	D	2020-07-17 12:58:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757035 Filed Document 0001757035-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 12:58:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Red Oak Income Opportunity Fund, LLC See All Filings	D	2020-07-17 12:35:43 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001818417 Filed Document 0001818417-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 12:35:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
HH East Coast Portfolio LLC See All Filings	D	2020-07-17 12:32:27 UTC
Amount To Be Raised $19,850,000 Associated Brokers / Dealers HH East Coast Portfolio LLC CIK Number 0001818235 Filed Document 0001818235-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 12:32:27 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SOP Pioneer Partners, L.P. See All Filings	D	2020-07-17 12:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818512 Filed Document 0001014108-20-000087 Exclusions or Exemptions 506b Accepted Date 2020-07-17 12:29:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
TIDAL PETROLEUM INC See All Filings	D	2020-07-17 12:07:14 UTC
Amount To Be Raised $12,845,000 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 12:07:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
BIONICLOGIC INC See All Filings	C/A	2020-07-17 12:01:32 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $955,000 CIK Number 0001744408 Filed Document 0001665160-20-000960 Accepted Date 2020-07-17 12:01:32 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Juno Residential, Inc. See All Filings	D/A	2020-07-17 11:57:16 UTC
Amount To Be Raised $11,774,984 Associated Brokers / Dealers N/A CIK Number 0001817602 Filed Document 0001817602-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:57:16 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide Private Placement Variable Account PP5 See All Filings	D/A	2020-07-17 11:52:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001816695 Filed Document 0001816695-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:52:56 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
Polyarc, Inc. See All Filings	D	2020-07-17 11:51:11 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001683273 Filed Document 0001683273-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:51:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lulabop, Inc. See All Filings	C	2020-07-17 11:45:41 UTC
Financial Interest SI Securities, LLC will receive equity compensation equal to 5% of the Series Seed-2 Preferred Stock sold in this offering Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001700868 Filed Document 0001700868-20-000003 Accepted Date 2020-07-17 11:45:41 UTC Type of Offering C Security Offered Amount 24,237 Security Offered Type Preferred Stock State WASHINGTON
Nationwide Private Placement Variable Account PP4 See All Filings	D/A	2020-07-17 11:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804435 Filed Document 0001804435-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:33:46 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Echelon Investment Partners Onshore LP See All Filings	D/A	2020-07-17 11:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699395 Filed Document 0001699395-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strawberry Fields, L.L.C. See All Filings	D/A	2020-07-17 11:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709761 Filed Document 0000950123-20-007014 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:27:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide Private Placement Variable Account PP3 See All Filings	D/A	2020-07-17 11:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804211 Filed Document 0001804211-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:26:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LaPosta Pizza LLC See All Filings	C/A	2020-07-17 11:23:55 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001784255 Filed Document 0001746059-20-000209 Accepted Date 2020-07-17 11:23:55 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Legendary A-1 Bonds, LLC See All Filings	D/A	2020-07-17 11:23:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers M&A Group LLC and CENTER STREET SECURITIES INC CIK Number 0001811927 Filed Document 0001811927-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:23:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Strawberry Fields, L.L.C. See All Filings	D/A	2020-07-17 11:22:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709761 Filed Document 0000950123-20-007013 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:22:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Echelon Investment Partners Offshore LP See All Filings	D/A	2020-07-17 11:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699391 Filed Document 0001699391-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:22:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account - E See All Filings	D/A	2020-07-17 11:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001601405 Filed Document 0001601405-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:18:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strawberry Fields, L.L.C. See All Filings	D/A	2020-07-17 11:17:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709761 Filed Document 0000950123-20-007012 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:17:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
China Alpha Fund LP See All Filings	D/A	2020-07-17 11:13:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P.Morgan Securities LLC and Access Securities LLC CIK Number 0001650237 Filed Document 0001650237-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:13:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LG Plantation Medical Center LLC See All Filings	D	2020-07-17 11:12:39 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001817642 Filed Document 0001817642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:12:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Tosca Opportunity See All Filings	D/A	2020-07-17 11:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459292 Filed Document 0000919574-20-004634 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2020-07-17 11:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001343394 Filed Document 0001343394-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:11:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OVERLOOK HOUSING PARTNERS, LLC See All Filings	D	2020-07-17 11:08:06 UTC
Amount To Be Raised $6,842,617 Associated Brokers / Dealers NONE CIK Number 0001818131 Filed Document 0001818131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:08:06 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hudson Transport Real Asset (Offshore) Fund LP See All Filings	D/A	2020-07-17 11:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001679715 Filed Document 0000899140-20-000342 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:06:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2020-07-17 11:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001135856 Filed Document 0001135856-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-07-17 11:02:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Salt Rock Fund Ltd See All Filings	D/A	2020-07-17 10:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613841 Filed Document 0000902664-20-002700 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardent Strategic Fund I, LP See All Filings	D	2020-07-17 10:57:54 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001817310 Filed Document 0001567619-20-013385 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:57:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrow App, LLC See All Filings	D	2020-07-17 10:54:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001817852 Filed Document 0001817852-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:54:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cambridge Capital Bringg Partners LLC See All Filings	D	2020-07-17 10:49:53 UTC
Amount To Be Raised $11,263,391 Associated Brokers / Dealers N/A CIK Number 0001818456 Filed Document 0001818456-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:49:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bext360 See All Filings	C	2020-07-17 10:46:14 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001817154 Filed Document 0001817154-20-000001 Accepted Date 2020-07-17 10:46:14 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State COLORADO
CapeView Azri 2X Fund See All Filings	D/A	2020-07-17 10:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553390 Filed Document 0001012975-20-000658 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tosca See All Filings	D/A	2020-07-17 10:43:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404712 Filed Document 0000919574-20-004632 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
York European Strategic Investors Holdings Fund, L.P. See All Filings	D/A	2020-07-17 10:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613304 Filed Document 0001104659-20-084360 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:41:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manatuck Hill Mariner Offshore Institutional Fund, Ltd. See All Filings	D/A	2020-07-17 10:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378697 Filed Document 0000919574-20-004630 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Westside PetWell, LLC See All Filings	D	2020-07-17 10:38:52 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers none CIK Number 0001816184 Filed Document 0001816184-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-17 10:38:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity