Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG Direct Lending Fund II (UNLEVERED), L.P. See All Filings	D/A	2018-11-06 19:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679884 Filed Document 0001679884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 19:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG DLI II, L.P. See All Filings	D/A	2018-11-06 19:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679881 Filed Document 0001679881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 19:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG GTDL Fund II, L.P. See All Filings	D/A	2018-11-06 18:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688646 Filed Document 0001688646-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PV Debt Fund I, LP See All Filings	D	2018-11-06 18:55:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757882 Filed Document 0001757882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:55:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forsta, Inc. See All Filings	D	2018-11-06 18:53:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001698488 Filed Document 0001698488-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:53:23 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AngelMD Syndicate, LLC - Chlorine Series I See All Filings	D/A	2018-11-06 18:53:17 UTC
Amount To Be Raised $587,000 Associated Brokers / Dealers N/A CIK Number 0001751857 Filed Document 0001755340-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:53:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wize Pharma, Inc. See All Filings	D	2018-11-06 18:52:19 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001218683 Filed Document 0001213900-18-015000 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:52:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 301 See All Filings	D	2018-11-06 18:47:13 UTC
Amount To Be Raised $327,506 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753983 Filed Document 0001755340-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:47:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 326 See All Filings	D	2018-11-06 18:46:32 UTC
Amount To Be Raised $95,361 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758079 Filed Document 0001755340-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 304 See All Filings	D	2018-11-06 18:45:46 UTC
Amount To Be Raised $808,824 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753986 Filed Document 0001755340-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 294 See All Filings	D	2018-11-06 18:45:04 UTC
Amount To Be Raised $195,039 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001751864 Filed Document 0001755340-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 305 See All Filings	D	2018-11-06 18:44:25 UTC
Amount To Be Raised $162,701 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753989 Filed Document 0001755340-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 289 See All Filings	D	2018-11-06 18:43:47 UTC
Amount To Be Raised $103,408 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001748544 Filed Document 0001755340-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:43:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 319 See All Filings	D	2018-11-06 18:42:39 UTC
Amount To Be Raised $177,616 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001755340 Filed Document 0001755340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS DEVELOPMENT CORP See All Filings	D	2018-11-06 18:38:29 UTC
Amount To Be Raised $309,128 Associated Brokers / Dealers N/A CIK Number 0001394039 Filed Document 0001183740-18-000173 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:38:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Localfluence, Inc. See All Filings	D	2018-11-06 18:32:34 UTC
Amount To Be Raised $2,319,998 Associated Brokers / Dealers N/A CIK Number 0001726642 Filed Document 0001726642-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:32:34 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
USRC Royal Central, LLC See All Filings	D	2018-11-06 18:11:20 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001758156 Filed Document 0001758156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 18:11:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Storygize Inc. See All Filings	D/A	2018-11-06 17:26:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-06 17:26:24 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
EDGESTREAM SUMATRA FUND, LP See All Filings	D/A	2018-11-06 17:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216946 Filed Document 0001315863-18-000844 Exclusions or Exemptions 506b Accepted Date 2018-11-06 17:23:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FFF19 Investments LLC See All Filings	D	2018-11-06 17:18:22 UTC
Amount To Be Raised $2,182,500 Associated Brokers / Dealers N/A CIK Number 0001758270 Filed Document 0001758270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 17:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Yoga2.0, LLC See All Filings	D	2018-11-06 17:11:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748760 Filed Document 0001748760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 17:11:02 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
LVA5 CO-INVESTMENT II, L.P. See All Filings	D	2018-11-06 17:07:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001754740 Filed Document 0001754740-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 17:07:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Afiniti, Ltd. See All Filings	D	2018-11-06 16:54:00 UTC
Amount To Be Raised $77,751,383 Associated Brokers / Dealers N/A CIK Number 0001643260 Filed Document 0001643260-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:54:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RapidSOS, Inc. See All Filings	D	2018-11-06 16:53:22 UTC
Amount To Be Raised $29,892,858 Associated Brokers / Dealers N/A CIK Number 0001651005 Filed Document 0001651005-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:53:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1801 N Madison, LLC See All Filings	D	2018-11-06 16:52:58 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001755349 Filed Document 0001755349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:52:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2018-11-06 16:52:34 UTC
Amount To Be Raised $1,718,300,000 Associated Brokers / Dealers John Barrasso, John Scott Boyd, Harry Dalessio, and Scott Gaul CIK Number 0000729057 Filed Document 0001209191-18-057424 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:52:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Noro-Moseley Partners VIII, L.P. See All Filings	D/A	2018-11-06 16:47:08 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001746893 Filed Document 0001746893-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFF20 Investments LLC See All Filings	D	2018-11-06 16:42:55 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001758271 Filed Document 0001758271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Novalpina Capital Partners I SCSp See All Filings	D/A	2018-11-06 16:42:40 UTC
Amount To Be Raised $1,170,000,000 Associated Brokers / Dealers More than five (5) Associated Persons and More than five (5) Associated Persons CIK Number 0001721328 Filed Document 0001144204-18-057650 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
SPRING LAKE EQUITY PARTNERS II LLC See All Filings	D	2018-11-06 16:36:22 UTC
Amount To Be Raised $211,928,518 Associated Brokers / Dealers None CIK Number 0001689814 Filed Document 0001567619-18-005179 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Bear Ventures Fund I, L.P. See All Filings	D/A	2018-11-06 16:32:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001721945 Filed Document 0001721945-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:32:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D	2018-11-06 16:31:59 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000172 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:31:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub DRB LLC See All Filings	D	2018-11-06 16:29:33 UTC
Amount To Be Raised $271,219 Associated Brokers / Dealers N/A CIK Number 0001757147 Filed Document 0001757147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:29:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jordan Park Access Solutions- Private Assets 2018-A L.P. See All Filings	D	2018-11-06 16:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757248 Filed Document 0001757248-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Rio Private Fund (Cayman) III, Ltd See All Filings	D/A	2018-11-06 16:22:08 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers Mel Michael Chez CIK Number 0001749636 Filed Document 0001749636-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweat Tailor, Inc. See All Filings	D	2018-11-06 16:18:37 UTC
Amount To Be Raised $1,645,000 Associated Brokers / Dealers N/A CIK Number 0001726157 Filed Document 0001144204-18-057632 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:18:37 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Loftey LLC See All Filings	D	2018-11-06 16:17:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641048 Filed Document 0001758221-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:17:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAGELLAN GOLD Corp See All Filings	D	2018-11-06 16:17:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-18-000096 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:17:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BIOXYTRAN, INC See All Filings	D	2018-11-06 16:12:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001445815 Filed Document 0001213900-18-014968 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:12:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
MAGELLAN GOLD Corp See All Filings	D	2018-11-06 16:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-18-000095 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:10:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kippington Capital Fund, LP See All Filings	D/A	2018-11-06 16:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721999 Filed Document 0001721999-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Rio Private Fund III, LP See All Filings	D/A	2018-11-06 16:08:59 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers Mel Michael Chez CIK Number 0001749626 Filed Document 0001749626-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DPIP Project Vettura Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D/A	2018-11-06 16:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001722453 Filed Document 0001748316-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennington Alternative Income IDF, LP See All Filings	D	2018-11-06 16:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758309 Filed Document 0001758309-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Night Venues Boston Harbor Parent, LLC See All Filings	D	2018-11-06 16:01:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001758249 Filed Document 0001758249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 16:01:23 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Jordan Park Access Solutions- Private Assets 2018 L.P. See All Filings	D/A	2018-11-06 15:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757247 Filed Document 0001757248-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-06 15:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-UNY-11-Fund, a series of Hack-ER-VC, LLC See All Filings	D	2018-11-06 15:50:08 UTC
Amount To Be Raised $157,500 Associated Brokers / Dealers N/A CIK Number 0001757476 Filed Document 0001750587-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-11-06 15:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parametric Multi-Asset Volatility Risk Premium Fund, LLC See All Filings	D	2018-11-06 15:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001756906 Filed Document 0000350797-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-11-06 15:48:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IRS-26-Fund, a series of Pathbreaker SPV S, LLC See All Filings	D	2018-11-06 15:48:49 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001757469 Filed Document 0001750587-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-11-06 15:48:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PennantPark Credit Opportunities Fund III Feeder, LLC See All Filings	D	2018-11-06 15:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758143 Filed Document 0000945621-18-000333 Exclusions or Exemptions 506b Accepted Date 2018-11-06 15:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund