|
|
D/A |
2018-11-07 16:38:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001176420
- Filed Document
- 0000919574-18-007023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:38:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:32:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001381680
- Filed Document
- 0000919574-18-007021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:32:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:30:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721979
- Filed Document
- 0001721979-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:30:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 16:29:06 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757613
- Filed Document
- 0001757613-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:29:06 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:28:45 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758223
- Filed Document
- 0001758223-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:28:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:27:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652809
- Filed Document
- 0000919574-18-007019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:27:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:27:30 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757145
- Filed Document
- 0001757145-18-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2018-11-07 16:27:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:21:20 UTC |
- Amount To Be Raised
- $10,731,175
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574552
- Filed Document
- 0001490171-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:21:20 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:20:42 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640229
- Filed Document
- 0000896595-18-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:20:42 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:20:10 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689615
- Filed Document
- 0000896595-18-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:20:10 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:10:50 UTC |
- Amount To Be Raised
- $25,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695805
- Filed Document
- 0001695805-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:10:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 15:55:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681112
- Filed Document
- 0001681112-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:55:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 15:53:46 UTC |
- Amount To Be Raised
- $6,026,820
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725457
- Filed Document
- 0001725457-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:53:46 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 15:44:36 UTC |
- Amount To Be Raised
- $24,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664478
- Filed Document
- 0001664478-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:44:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 15:37:27 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758244
- Filed Document
- 0001758244-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:37:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 15:24:10 UTC |
- Amount To Be Raised
- $928,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758131
- Filed Document
- 0001758131-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:24:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 15:18:48 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758390
- Filed Document
- 0000905729-18-000175
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:18:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 15:18:30 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757088
- Filed Document
- 0001757088-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:18:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 15:11:55 UTC |
- Amount To Be Raised
- $83,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756521
- Filed Document
- 0001735687-18-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:11:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 15:10:30 UTC |
- Amount To Be Raised
- $82,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754695
- Filed Document
- 0001735687-18-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:10:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 15:03:55 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756947
- Filed Document
- 0001756947-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:03:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 15:01:10 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758323
- Filed Document
- 0001758323-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:01:10 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-11-07 15:00:44 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486988
- Filed Document
- 0001486988-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 15:00:44 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-11-07 14:52:48 UTC |
- Amount To Be Raised
- $10,832,147
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574059
- Filed Document
- 0001574059-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:52:48 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 14:52:04 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758216
- Filed Document
- 0001758216-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:52:04 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 14:42:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719235
- Filed Document
- 0001719235-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:42:20 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-11-07 14:27:35 UTC |
- Amount To Be Raised
- $6,612,667
- Associated Brokers / Dealers
- Cedar Point Capital, LLC
- CIK Number
- 0001603454
- Filed Document
- 0001437749-18-019819
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:27:35 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2018-11-07 14:23:08 UTC |
- Amount To Be Raised
- $98,479,389
- Associated Brokers / Dealers
- Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, Joseph Nugent, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Daniel Raupp, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Jesus Quezada, Daniel Charron, James Walesa, Carmen Morrone, Gene Alvin Brehm, Brian Horn, Richard Grace, Daniel Moskowitz, Christina Nielson, James Parry, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Lisa Lyons, Mark Cosenza, Steven Smith, William Hensley, Ann Stewart, David Eurton, Robert Coleman, Stephen Quiner, Byron Ishiwata, Inland Securities Corporation, Robert Smith, Ronald York, Patrick Conway, Matthew Myers, Brian Kern, Jordan Murray, George Martin, Josephine Buck, Dawn Campbell, Annette Gamino, Timothy Tracy, Jon Paul Cirelli, Nathan Kuhn, Peter Mc Neil, David Kramer, Samuel Julian, Benjamin Disalle, Marla Ringling, Diana Fletcher, Kenneth Barroga, Louis Leskosky, Grahame Richards, Chris Brereton, Kenneth Kay, Thomas Karsten, David Wurster, Wayne Bernardo, Troy Wada, Jason Salmon, Eric Scaff, Ronald Wicklace, Dean Burchett, Frank Kuiper, Darin Glanzer, William Cunningham, Lynette Atchley, Roy Pfleger, Nicholas Popolo, Douglas T Charney, Frederic Cassivi, David Mowatt, Davin Carey, Mark Joseph Rychel, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Ryan Cook, James Peters, and Michael Ludwin
- CIK Number
- 0001747750
- Filed Document
- 0001747750-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:23:08 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 14:19:52 UTC |
- Amount To Be Raised
- $1,630,897
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756127
- Filed Document
- 0001735687-18-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:19:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RUSSIAN FEDERATION
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 14:05:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719417
- Filed Document
- 0000902664-18-003959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:05:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 14:03:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719423
- Filed Document
- 0000902664-18-003958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:03:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 14:02:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633590
- Filed Document
- 0000899140-18-000586
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:02:19 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 14:02:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736137
- Filed Document
- 0000902664-18-003957
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:02:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 14:01:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633590
- Filed Document
- 0000899140-18-000585
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:01:42 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 14:01:21 UTC |
- Amount To Be Raised
- $6,298,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754132
- Filed Document
- 0001735687-18-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:01:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 14:00:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634879
- Filed Document
- 0000902664-18-003956
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 14:00:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 13:59:24 UTC |
- Amount To Be Raised
- $5,833,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726626
- Filed Document
- 0001726626-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:59:24 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 13:58:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655401
- Filed Document
- 0000902664-18-003955
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:58:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 13:49:43 UTC |
- Amount To Be Raised
- $508,555
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755382
- Filed Document
- 0001735687-18-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:49:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 13:45:51 UTC |
- Amount To Be Raised
- $140,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753497
- Filed Document
- 0001735687-18-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:45:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 13:43:56 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Tri Point Global Securities LLC
- CIK Number
- 0001634567
- Filed Document
- 0001634567-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:43:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-11-07 13:43:31 UTC |
- Amount To Be Raised
- $711,000
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001752400
- Filed Document
- 0001735687-18-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:43:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2018-11-07 13:42:21 UTC |
- Amount To Be Raised
- $2,975,746
- Associated Brokers / Dealers
- Cedar Point Capital, LLC
- CIK Number
- 0001603454
- Filed Document
- 0001437749-18-019804
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:42:21 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2018-11-07 13:40:03 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- SPENCER CLARKE LLC
- CIK Number
- 0001747081
- Filed Document
- 0001747081-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:40:03 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-11-07 13:39:45 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694617
- Filed Document
- 0001162677-18-000090
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:39:45 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2018-11-07 13:38:34 UTC |
- Amount To Be Raised
- $90,000
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001758081
- Filed Document
- 0001735687-18-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:38:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 13:33:47 UTC |
- Amount To Be Raised
- $112,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753295
- Filed Document
- 0001735687-18-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:33:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 13:32:12 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756916
- Filed Document
- 0001756916-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:32:12 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 13:29:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc. and FAS Corp.
- CIK Number
- 0001310558
- Filed Document
- 0001310558-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:29:33 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 13:28:33 UTC |
- Amount To Be Raised
- $35,177,915
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001676065
- Filed Document
- 0001735687-18-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 13:28:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|