Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Komaza Group Inc. See All Filings	D	2020-07-20 17:42:05 UTC
Amount To Be Raised $32,672,165 Associated Brokers / Dealers N/A CIK Number 0001714357 Filed Document 0001714357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:42:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caliber Diversified Opportunity Fund II LP See All Filings	D/A	2020-07-20 17:30:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716145 Filed Document 0001716145-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-20 17:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Trail Surgery Center, LLC See All Filings	D	2020-07-20 17:29:25 UTC
Amount To Be Raised $283,500 Associated Brokers / Dealers N/A CIK Number 0001724688 Filed Document 0001567619-20-013492 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:29:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEIGA JAPAN ONSHORE FUND See All Filings	D/A	2020-07-20 17:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768924 Filed Document 0001768924-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROW SOLUTIONS HOLDINGS, INC See All Filings	1-A/A	2020-07-20 17:20:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001104265 Filed Document 0001731122-20-000753 Accepted Date 2020-07-20 17:20:57 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier1 Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Americo Hackberry LP See All Filings	D	2020-07-20 17:16:39 UTC
Amount To Be Raised $3,280,000 Associated Brokers / Dealers N/A CIK Number 0001818720 Filed Document 0001818720-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:16:39 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
A&Q Global Diversified Strategies Fund Ltd See All Filings	D/A	2020-07-20 17:16:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001529223 Filed Document 0001403966-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:16:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WestCap Cerebral, LLC See All Filings	D	2020-07-20 17:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816652 Filed Document 0001104659-20-084888 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:13:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Onshore Fund, LLC - Prolific Series See All Filings	D/A	2020-07-20 17:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670300 Filed Document 0001013594-20-000617 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Onshore Fund, LLC - Incubation Series See All Filings	D/A	2020-07-20 17:10:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670308 Filed Document 0001013594-20-000616 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:10:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Onshore Fund, LLC - DLD Series See All Filings	D/A	2020-07-20 17:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670305 Filed Document 0001013594-20-000615 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AbraPlata Resource Corp. See All Filings	D	2020-07-20 17:08:50 UTC
Amount To Be Raised $3,688,500 Associated Brokers / Dealers N/A CIK Number 0001728426 Filed Document 0001728426-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:08:50 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Onshore Fund, LLC - Cobia Series See All Filings	D/A	2020-07-20 17:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670301 Filed Document 0001013594-20-000614 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Draxo Technology, Inc. See All Filings	1-A	2020-07-20 17:07:31 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001818169 Filed Document 0001171520-20-000307 Accepted Date 2020-07-20 17:07:31 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
WVP Emerging Manager Onshore Fund, LLC - Clearance Series See All Filings	D/A	2020-07-20 17:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670303 Filed Document 0001013594-20-000613 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caliber Fixed Income Fund III, LP See All Filings	D/A	2020-07-20 17:05:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001739832 Filed Document 0001739832-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-20 17:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Antwerp Partners, LLC See All Filings	D/A	2020-07-20 17:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622595 Filed Document 0001013594-20-000612 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:03:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Global Diversified Strategies Fund LLC See All Filings	D/A	2020-07-20 17:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001521518 Filed Document 0001521518-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:00:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LION INDUSTRIAL TRUST See All Filings	D/A	2020-07-20 17:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001635445-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-20 17:00:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BookSniffer Inc See All Filings	D	2020-07-20 16:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815738 Filed Document 0001815738-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:54:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lemon Perfect Co See All Filings	D	2020-07-20 16:54:03 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001733260 Filed Document 0001733260-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:54:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
A&Q DIVERSIFIED NEUTRAL ALPHA LTD See All Filings	D/A	2020-07-20 16:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403966 Filed Document 0001403966-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGMT OP, L.P. See All Filings	D/A	2020-07-20 16:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:52:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caliber Tax Advantaged Opportunity Zone Fund, LP See All Filings	D/A	2020-07-20 16:50:38 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001759663 Filed Document 0001759663-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-20 16:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
YouNow, Inc. See All Filings	1-A POS	2020-07-20 16:48:06 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001725129 Filed Document 0001213900-20-017980 Accepted Date 2020-07-20 16:48:06 UTC Type of Offering 1-A POS Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $9,845,347 State of Jurisdiction DELAWARE Type of Security Other(describe)
Mako Mining Corp. See All Filings	D	2020-07-20 16:48:04 UTC
Amount To Be Raised $172,379 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001784930 Filed Document 0001062993-20-003398 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:48:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OWL ROCK OPPORTUNISTIC FUND, L.P. See All Filings	D	2020-07-20 16:40:07 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001816132 Filed Document 0001816132-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuveen TALF Opportunity Fund (Cayman), LP See All Filings	D	2020-07-20 16:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818508 Filed Document 0000945621-20-000249 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:38:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CannAssist International Corp. See All Filings	1-A	2020-07-20 16:37:31 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001709542 Filed Document 0001214659-20-006410 Accepted Date 2020-07-20 16:37:31 UTC Type of Offering 1-A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $210,087 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Nuveen TALF Opportunity Fund, LP See All Filings	D	2020-07-20 16:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818507 Filed Document 0000945621-20-000248 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:36:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuveen TALF Diversified Fund (Cayman), LP See All Filings	D	2020-07-20 16:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818510 Filed Document 0000945621-20-000247 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2020-07-20 16:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:32:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nuveen TALF Diversified Fund, LP See All Filings	D	2020-07-20 16:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818509 Filed Document 0000945621-20-000246 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:30:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercato Partners Savory IV QP, L.P. See All Filings	D	2020-07-20 16:29:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001797103 Filed Document 0001797103-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-20 16:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Tiny Restaurant Group LLC See All Filings	C	2020-07-20 16:28:23 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $50,000 CIK Number 0001818118 Filed Document 0001746059-20-000213 Accepted Date 2020-07-20 16:28:23 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Procurement Foundry, Inc. See All Filings	C	2020-07-20 16:27:40 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2%) of the total number of Crowd Notes sold by the issuer in the Offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $500,000 CIK Number 0001815481 Filed Document 0001815481-20-000001 Accepted Date 2020-07-20 16:27:40 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
MOQ APTS, LLC See All Filings	D	2020-07-20 16:25:55 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001818468 Filed Document 0001818468-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:25:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Clarion Gables Multifamily Trust Parallel Fund, L.P. See All Filings	D/A	2020-07-20 16:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712530 Filed Document 0001712530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forerunner Partners V, L.P. See All Filings	D	2020-07-20 16:19:17 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001816895 Filed Document 0001816895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:19:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVP A, LLC See All Filings	D	2020-07-20 16:18:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001818667 Filed Document 0001013594-20-000608 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:18:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NANO-C INC See All Filings	D	2020-07-20 16:09:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Boustead Securities LLC and Boustead Securities LLC CIK Number 0001350327 Filed Document 0001350327-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-07-20 16:09:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PRPS LLC See All Filings	D/A	2020-07-20 16:08:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001782447 Filed Document 0001782447-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix, Inc. See All Filings	D	2020-07-20 16:06:44 UTC
Amount To Be Raised $19,629,373 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001574235 Filed Document 0001493152-20-013617 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:06:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HS Investments EU17 L.P. See All Filings	D	2020-07-20 16:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817967 Filed Document 0001817967-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Investment Groups Property II, LLC See All Filings	D	2020-07-20 16:02:45 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001818708 Filed Document 0001818708-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 16:02:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
S4 Medical Corp. See All Filings	D	2020-07-20 15:54:39 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001727260 Filed Document 0001727260-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-20 15:54:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LEANDER SPRINGS HOLDING LLC See All Filings	D	2020-07-20 15:52:50 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001818718 Filed Document 0001818718-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-20 15:52:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Moneda Latin American Corporate Debt See All Filings	D/A	2020-07-20 15:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545913 Filed Document 0001545913-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 15:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Debt
Riverstone Echo Rollover Fund, L.P. See All Filings	D	2020-07-20 15:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816716 Filed Document 0001567619-20-013482 Exclusions or Exemptions 506b Accepted Date 2020-07-20 15:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CXCIII LLC See All Filings	D	2020-07-20 15:45:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001818661 Filed Document 0001818661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-20 15:45:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund