|
|
D/A |
2018-11-08 08:59:53 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- John Gramling
- CIK Number
- 0001599423
- Filed Document
- 0001599423-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 08:59:53 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 06:41:07 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758218
- Filed Document
- 0001758218-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 06:41:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 21:33:57 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421239
- Filed Document
- 0000950103-18-013227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 21:33:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 21:28:28 UTC |
- Amount To Be Raised
- $24,875,675
- Associated Brokers / Dealers
- Emerson Equity LLC
- CIK Number
- 0001722262
- Filed Document
- 0001722262-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 21:28:28 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 21:11:37 UTC |
- Amount To Be Raised
- $52,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421238
- Filed Document
- 0000950103-18-013226
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 21:11:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 21:00:46 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753215
- Filed Document
- 0001753215-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 21:00:46 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 20:53:44 UTC |
- Amount To Be Raised
- $625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724031
- Filed Document
- 0001724031-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 20:53:44 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 20:48:55 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744986
- Filed Document
- 0001744986-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 20:48:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 20:33:05 UTC |
- Amount To Be Raised
- $5,710,792
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639824
- Filed Document
- 0001639824-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 20:33:05 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 20:03:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686817
- Filed Document
- 0001686817-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 20:03:55 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2018-11-07 19:44:43 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Thomas Capital Group, Inc.
- CIK Number
- 0001670378
- Filed Document
- 0001670378-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 19:44:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 19:37:23 UTC |
- Amount To Be Raised
- $6,675,000
- Associated Brokers / Dealers
- Third Seven Capital LLC
- CIK Number
- 0001758437
- Filed Document
- 0001758437-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 19:37:23 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2018-11-07 19:21:25 UTC |
- Amount To Be Raised
- $13,683,222
- Associated Brokers / Dealers
- Katalyst Securities LLC, Chardan Capital Markets, LLC, and Jannsen Partners, Inc.
- CIK Number
- 0001702924
- Filed Document
- 0001415889-18-001595
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 19:21:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-11-07 19:07:41 UTC |
- Amount To Be Raised
- $25,000,001
- Associated Brokers / Dealers
- Morgan Stanley & Co. LLC
- CIK Number
- 0001502126
- Filed Document
- 0001382963-18-000145
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 19:07:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 19:06:13 UTC |
- Amount To Be Raised
- $5,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758423
- Filed Document
- 0001758423-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 19:06:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 18:51:56 UTC |
- Amount To Be Raised
- $2,708,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757493
- Filed Document
- 0001748559-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 18:51:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 18:33:19 UTC |
- Amount To Be Raised
- $2,823,557
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629178
- Filed Document
- 0001629178-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 18:33:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 18:06:21 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758481
- Filed Document
- 0001758481-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 18:06:21 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 17:54:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fortress Capital Formation LLC (the "LLC") and UBS Securities LLC
- CIK Number
- 0001755648
- Filed Document
- 0000950172-18-000115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:54:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 17:40:18 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758155
- Filed Document
- 0001567619-18-005313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:40:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 17:39:13 UTC |
- Amount To Be Raised
- $3,328,659
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757281
- Filed Document
- 0001757281-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:39:13 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 17:30:57 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757264
- Filed Document
- 0001757264-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:30:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:29:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758420
- Filed Document
- 0001758420-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:29:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-07 17:27:35 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757265
- Filed Document
- 0001757265-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:27:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:23:08 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757352
- Filed Document
- 0001757352-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:23:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:23:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757765
- Filed Document
- 0001757765-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:23:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 17:20:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PROBITAS FUNDS GROUP, LLC
- CIK Number
- 0001748207
- Filed Document
- 0001748207-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:20:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:20:18 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757266
- Filed Document
- 0001757266-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:20:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:18:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758401
- Filed Document
- 0001758401-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:18:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 17:16:37 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001721706
- Filed Document
- 0001721706-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:16:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 17:16:33 UTC |
- Amount To Be Raised
- $350,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595215
- Filed Document
- 0001595215-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:16:33 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 17:16:21 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757267
- Filed Document
- 0001757267-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:16:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:13:37 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757268
- Filed Document
- 0001757268-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:13:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:10:52 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757269
- Filed Document
- 0001757269-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:10:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-07 17:07:03 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Orchard Securities, LLC, Concorde Investment Services, LLC, DFPG Investments, Inc., Emerson Equity LLC, Sunbelt Securities, Inc., Independent Financial Group, LLC, Center Street Securities, Inc., and Questar Capital Corporation
- CIK Number
- 0001756875
- Filed Document
- 0001567619-18-005308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:07:03 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 17:07:03 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757270
- Filed Document
- 0001757270-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:07:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 17:02:45 UTC |
- Amount To Be Raised
- $350,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595215
- Filed Document
- 0001595215-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:02:45 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 17:01:38 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758414
- Filed Document
- 0001758414-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 17:01:38 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:57:16 UTC |
- Amount To Be Raised
- $121,014,064
- Associated Brokers / Dealers
- GMP Securities, LLC and Haywood Securities (USA) Inc.
- CIK Number
- 0001756770
- Filed Document
- 0001062993-18-004411
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:57:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:57:12 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757633
- Filed Document
- 0001757633-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:57:12 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-07 16:56:21 UTC |
- Amount To Be Raised
- $470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758446
- Filed Document
- 0001758446-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:56:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2018-11-07 16:56:06 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756770
- Filed Document
- 0001062993-18-004410
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:56:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:56:03 UTC |
- Amount To Be Raised
- $26,078,000
- Associated Brokers / Dealers
- Colorado Financial Service Corp, Concorde Investment Services, LLC, DFPG Investments, Inc., McDermott Investment Services, LLC, American Portfolios Financial Services, Inc., Ausdal Financial Partners, INc, BD4RIA, Inc., Cabot Lodge Securities LLC, CFD Investments, Inc., Harbour Investments, Inc., HD Vest Investment Services, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, Securities America, Inc, Triad Advisors LLC, Ameritas Investment Corp, Berthel Fischer, Capital Investment Brokerage, Inc, Concorde Investment Services, LL, Lincoln Financial Securities Corporation, McDermott Investment Services, LLC, M.H. Leblang, Inc, Purshe Kaplan Sterling Investments, RCX Capital Group, LLC, Sigma Financial Corporation, and Wealthforge Securities, LLC
- CIK Number
- 0001738269
- Filed Document
- 0001738269-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:56:03 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:52:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758389
- Filed Document
- 0001758389-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:52:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-07 16:52:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623352
- Filed Document
- 0001623352-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:52:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:49:56 UTC |
- Amount To Be Raised
- $187,086
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758189
- Filed Document
- 0001015325-18-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:49:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:49:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719728
- Filed Document
- 0001719728-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:49:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:47:50 UTC |
- Amount To Be Raised
- $25,512
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758186
- Filed Document
- 0001015325-18-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:47:50 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-07 16:44:22 UTC |
- Amount To Be Raised
- $25,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758340
- Filed Document
- 0001758340-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:44:22 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-07 16:42:34 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- FOCUSPOINT PRIVATE CAPITAL GROUP
- CIK Number
- 0001722248
- Filed Document
- 0001722248-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-07 16:42:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|