Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Elementum NatCat Onshore Fund LP See All Filings	D/A	2018-11-13 10:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-18-000852 Exclusions or Exemptions 506b Accepted Date 2018-11-13 10:01:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stationhead, Inc. See All Filings	D	2018-11-13 09:47:17 UTC
Amount To Be Raised $6,009,950 Associated Brokers / Dealers N/A CIK Number 0001758354 Filed Document 0001758354-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:47:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arvegenix, Inc. See All Filings	D	2018-11-13 09:45:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642884 Filed Document 0001642884-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:45:45 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
CP Nexus Sidecar I, LLC See All Filings	D	2018-11-13 09:45:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757962 Filed Document 0001014100-18-000059 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund VII, L.P. See All Filings	D	2018-11-13 09:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758706 Filed Document 0000950142-18-002188 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:43:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jennison Emerging Markets Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2018-11-13 09:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001722263 Filed Document 0001757232-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACI V REIT, LLC See All Filings	D	2018-11-13 09:33:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001758483 Filed Document 0001758483-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:33:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. - Real Estate IV Series See All Filings	D/A	2018-11-13 09:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722178 Filed Document 0001315863-18-000851 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRUNT STYLE, LLC See All Filings	D	2018-11-13 09:27:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001758299 Filed Document 0001758299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:27:40 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AMP IV L.P. See All Filings	D/A	2018-11-13 09:21:06 UTC
Amount To Be Raised $78,434,410 Associated Brokers / Dealers Sean S. Plummer and Old City Securities LLC CIK Number 0001725662 Filed Document 0001725662-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 09:21:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Biosciences, Inc. See All Filings	D	2018-11-13 08:59:23 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001496185 Filed Document 0001496185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 08:59:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2018-11-13 08:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-18-004053 Exclusions or Exemptions 506b Accepted Date 2018-11-13 08:50:06 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pulmac Systems International, Inc. See All Filings	D	2018-11-13 08:16:32 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001758508 Filed Document 0001758508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 08:16:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Nolen Lake Partners, LLC See All Filings	D	2018-11-13 08:02:20 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001754137 Filed Document 0001754137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 08:02:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CHINA RECYCLING ENERGY CORP See All Filings	D	2018-11-13 08:00:42 UTC
Amount To Be Raised $3,233,203 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000721693 Filed Document 0001213900-18-015370 Exclusions or Exemptions 506b Accepted Date 2018-11-13 08:00:42 UTC Type of Offering D Industry Other Energy Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lido Cap & Cushion Fund, LP See All Filings	D/A	2018-11-13 07:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684297 Filed Document 0001144204-18-058966 Exclusions or Exemptions 506b Accepted Date 2018-11-13 07:09:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lido Cap & Cushion Fund (Institutional) LP See All Filings	D/A	2018-11-13 07:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706840 Filed Document 0001144204-18-058964 Exclusions or Exemptions 506b Accepted Date 2018-11-13 07:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westfield Fund LP See All Filings	D/A	2018-11-13 06:55:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721519 Filed Document 0001144204-18-058946 Exclusions or Exemptions 506b Accepted Date 2018-11-13 06:55:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3:10 Capital WPF IV, LLC See All Filings	D	2018-11-13 06:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758234 Filed Document 0001654954-18-012379 Exclusions or Exemptions 506b Accepted Date 2018-11-13 06:51:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Yields, Inc. See All Filings	D	2018-11-13 06:33:42 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001758696 Filed Document 0001758696-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-13 06:33:42 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Smart Yields, Inc. See All Filings	D	2018-11-13 06:29:40 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001758696 Filed Document 0001758696-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 06:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Smart Yields, Inc. See All Filings	D	2018-11-13 06:23:05 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001758696 Filed Document 0001758696-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 06:23:05 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Smart Yields, Inc. See All Filings	D	2018-11-13 06:15:55 UTC
Amount To Be Raised $348,500 Associated Brokers / Dealers N/A CIK Number 0001758696 Filed Document 0001758696-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 06:15:55 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Green Truck IX Limited Partnership See All Filings	D	2018-11-09 20:03:35 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001756564 Filed Document 0001756564-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 20:03:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SyncOnSet Technologies, Inc. See All Filings	D	2018-11-09 19:28:41 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001594814 Filed Document 0001594814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 19:28:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Paper Coin, Inc. See All Filings	D	2018-11-09 19:07:09 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001758498 Filed Document 0001758498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 19:07:09 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2018-11-09 18:39:12 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-18-000123 Exclusions or Exemptions 506b Accepted Date 2018-11-09 18:39:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PTMP Acquisition Fund, LP See All Filings	D	2018-11-09 18:23:05 UTC
Amount To Be Raised $3,178,636 Associated Brokers / Dealers N/A CIK Number 0001756781 Filed Document 0001756781-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 18:23:05 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MURSION, INC. See All Filings	D	2018-11-09 17:39:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001624657 Filed Document 0001624657-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:39:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDC/Anaheim Investors, LLC See All Filings	D	2018-11-09 17:39:21 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001754279 Filed Document 0001754279-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:39:21 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Take 12 LLC See All Filings	D	2018-11-09 17:16:55 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Lasky Productions, Inc. CIK Number 0001758357 Filed Document 0001758357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:16:55 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Gimli Holding Parent Corp See All Filings	D	2018-11-09 17:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757528 Filed Document 0001757528-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:14:12 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Savhera PBC See All Filings	D	2018-11-09 17:11:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001757054 Filed Document 0001757054-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:11:12 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gimli Holding Parent Corp See All Filings	D	2018-11-09 17:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757528 Filed Document 0001757528-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:07:46 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CANSORTIUM INC. See All Filings	D	2018-11-09 17:06:29 UTC
Amount To Be Raised $11,310,155 Associated Brokers / Dealers Ascendant Alternative Strategies, LLC CIK Number 0001758124 Filed Document 0001758124-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:06:29 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Base10 Partners I, L.P. See All Filings	D/A	2018-11-09 17:01:30 UTC
Amount To Be Raised $137,320,045 Associated Brokers / Dealers N/A CIK Number 0001707929 Filed Document 0001707929-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 17:01:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AGRE MHC Coinvest L.P. See All Filings	D	2018-11-09 16:59:55 UTC
Amount To Be Raised $247,650,000 Associated Brokers / Dealers N/A CIK Number 0001756039 Filed Document 0000950142-18-002182 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:59:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SponsorUnited, Inc. See All Filings	D	2018-11-09 16:55:55 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001694204 Filed Document 0001694204-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:55:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Health Velocity Capital I, L.P. See All Filings	D/A	2018-11-09 16:50:01 UTC
Amount To Be Raised $176,071,430 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001708186 Filed Document 0001708186-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MPM ASSET MANAGEMENT INVESTORS BV2018 LLC See All Filings	D	2018-11-09 16:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734817 Filed Document 0001567619-18-005585 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:49:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frozen Harvest Intelligence, Inc. See All Filings	D	2018-11-09 16:41:38 UTC
Amount To Be Raised $4,249,999 Associated Brokers / Dealers N/A CIK Number 0001740267 Filed Document 0001740267-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:41:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Thematic, L.P. See All Filings	D/A	2018-11-09 16:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001534911 Filed Document 0000945621-18-000336 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DoubleLine Opportunistic Income Fund II LP See All Filings	D	2018-11-09 16:38:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511260 Filed Document 0001511260-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:38:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 9UP LLC See All Filings	D	2018-11-09 16:36:39 UTC
Amount To Be Raised $199,788 Associated Brokers / Dealers N/A CIK Number 0001757541 Filed Document 0001757541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:36:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilantic Capital Partners VI Parallel (North America) L.P. See All Filings	D/A	2018-11-09 16:32:37 UTC
Amount To Be Raised $2,450,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Magenta Capital Services Ltd., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, and Butler Capital Partners CIK Number 0001724782 Filed Document 0000950103-18-013266 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Achilles Management LLC See All Filings	D	2018-11-09 16:32:15 UTC
Amount To Be Raised $2,117,382 Associated Brokers / Dealers N/A CIK Number 0001708805 Filed Document 0001708805-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:32:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
PIKE STREET CAPITAL PARTNERS, LP See All Filings	D	2018-11-09 16:32:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers GCA ADVISORS, LLC CIK Number 0001757229 Filed Document 0001757229-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:32:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DRONE AVIATION HOLDING CORP. See All Filings	D	2018-11-09 16:30:33 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001178727 Filed Document 0001213900-18-015306 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:30:33 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Trilantic Capital Partners VI (North America) L.P. See All Filings	D/A	2018-11-09 16:30:27 UTC
Amount To Be Raised $2,450,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Magenta Capital Services Ltd., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, and Butler Capital Partners CIK Number 0001724783 Filed Document 0000950103-18-013265 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:30:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Ridge Investors, LLC See All Filings	D	2018-11-09 16:29:30 UTC
Amount To Be Raised $5,990,000 Associated Brokers / Dealers N/A CIK Number 0001757938 Filed Document 0001757938-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:29:30 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity