Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BW Global Credit Opportunities Fund, L.P. See All Filings	D/A	2018-11-13 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625318 Filed Document 0001625318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Procure Holdings, LLC See All Filings	D	2018-11-13 13:52:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748628 Filed Document 0001748628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:52:49 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Scientific, Inc. See All Filings	D	2018-11-13 13:47:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733999 Filed Document 0001733999-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RELMADA THERAPEUTICS, INC. See All Filings	D/A	2018-11-13 13:41:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001553643 Filed Document 0001213900-18-015444 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:41:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Domeyard Research, LP See All Filings	D/A	2018-11-13 13:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659168 Filed Document 0001659168-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Letko Brosseau RSP Balanced Fund See All Filings	D/A	2018-11-13 13:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620472 Filed Document 0001620472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle European Opportunities Fund V, L.P. See All Filings	D	2018-11-13 13:37:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incoporated CIK Number 0001749955 Filed Document 0001749955-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Noleus Technologies, Inc. See All Filings	D	2018-11-13 13:34:43 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001758506 Filed Document 0001758506-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:34:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CALIBRE MINING CORP. See All Filings	D	2018-11-13 13:29:07 UTC
Amount To Be Raised $4,018,851 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001280797 Filed Document 0001567619-18-005719 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:29:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle European Opportunities Fund V (Offshore), L.P. See All Filings	D	2018-11-13 13:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incoporated CIK Number 0001749979 Filed Document 0001749979-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:28:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pandect Bioventures, L.P. See All Filings	D	2018-11-13 13:26:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001757884 Filed Document 0001757884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:26:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCUBE VENTURES III, L.P. See All Filings	D	2018-11-13 13:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757942 Filed Document 0001757942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:17:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDES AT SOUTH TEMPE MANAGER,LLC See All Filings	D	2018-11-13 13:16:06 UTC
Amount To Be Raised $1,617,875 Associated Brokers / Dealers N/A CIK Number 0001757915 Filed Document 0001683168-18-003358 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:16:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASSURED LEADS, INC. See All Filings	D	2018-11-13 13:07:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001723948 Filed Document 0001723948-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:07:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Grace Members LLC See All Filings	D	2018-11-13 13:06:50 UTC
Amount To Be Raised $2,465,945 Associated Brokers / Dealers N/A CIK Number 0001758746 Filed Document 0001758746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:06:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
FLUGEN INC See All Filings	D	2018-11-13 13:04:30 UTC
Amount To Be Raised $5,583,000 Associated Brokers / Dealers N/A CIK Number 0001451665 Filed Document 0000897069-18-000603 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:04:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Polis, Inc. See All Filings	D	2018-11-13 13:01:30 UTC
Amount To Be Raised $2,686,422 Associated Brokers / Dealers N/A CIK Number 0001699804 Filed Document 0001699804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:01:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 111, LLC See All Filings	D/A	2018-11-13 13:01:17 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001757719 Filed Document 0001757719-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:01:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Automox Inc. See All Filings	D	2018-11-13 12:56:58 UTC
Amount To Be Raised $9,300,017 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:56:58 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hain Capital Investors, Ltd. See All Filings	D	2018-11-13 12:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758329 Filed Document 0001758329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:54:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GreenBox POS, LLC See All Filings	D	2018-11-13 12:52:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001419275 Filed Document 0001419275-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:52:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
One01 Capital Partners, L.P. See All Filings	D/A	2018-11-13 12:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722633 Filed Document 0000935836-18-000602 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Rock ProCare Dental, LLC See All Filings	D	2018-11-13 12:43:04 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Castle Rock ProCare Dental, LLC CIK Number 0001758228 Filed Document 0001758228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:43:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BizCents LLC See All Filings	D/A	2018-11-13 12:42:48 UTC
Amount To Be Raised $1,187,500 Associated Brokers / Dealers N/A CIK Number 0001629669 Filed Document 0001629669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:42:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-11-13 12:42:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, and KCD Financial, Inc. CIK Number 0001750064 Filed Document 0001750064-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:42:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SecureSet Academy, Inc. See All Filings	D	2018-11-13 12:38:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651720 Filed Document 0001651720-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:38:06 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Athletic Media Co See All Filings	D	2018-11-13 12:32:04 UTC
Amount To Be Raised $39,599,734 Associated Brokers / Dealers N/A CIK Number 0001758687 Filed Document 0001758687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:32:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stream Equity Market Neutral Fund LP See All Filings	D/A	2018-11-13 12:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664704 Filed Document 0000919574-18-007100 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:20:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SMART WIRES INC. See All Filings	D	2018-11-13 12:14:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001531223 Filed Document 0001531223-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:14:37 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zarvona III-A, L.P. See All Filings	D/A	2018-11-13 12:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Champlain Advisors, LLC CIK Number 0001716294 Filed Document 0001716323-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:11:45 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JPL Opportunity Fund LP See All Filings	D/A	2018-11-13 12:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722292 Filed Document 0001013594-18-000679 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:10:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities Fund AJ, L.P. See All Filings	D/A	2018-11-13 12:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745011 Filed Document 0001745011-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Losant IoT, Inc. See All Filings	D	2018-11-13 12:08:22 UTC
Amount To Be Raised $4,298,118 Associated Brokers / Dealers N/A CIK Number 0001683027 Filed Document 0001683027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:08:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cream, Inc. See All Filings	D	2018-11-13 12:07:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001758702 Filed Document 0001758702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:07:43 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Coalescence Emerging Markets Onshore Fund, LP See All Filings	D	2018-11-13 12:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758849 Filed Document 0000919574-18-007092 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Turnpoint Medical Devices, Inc. See All Filings	D	2018-11-13 11:52:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616322 Filed Document 0001616322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:52:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BioInformatics, Inc. See All Filings	D	2018-11-13 11:47:26 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001733675 Filed Document 0001733675-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:47:26 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Oasis, a Series of Hack VC Investments LLC See All Filings	D/A	2018-11-13 11:44:07 UTC
Amount To Be Raised $259,318 Associated Brokers / Dealers N/A CIK Number 0001741420 Filed Document 0001741420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SweetBio, Inc. See All Filings	D	2018-11-13 11:41:18 UTC
Amount To Be Raised $3,250,431 Associated Brokers / Dealers N/A CIK Number 0001643268 Filed Document 0001643268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:41:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Investment Partners Fund of Funds V (Israel), L.P. See All Filings	D	2018-11-13 11:38:33 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers N/A CIK Number 0001749619 Filed Document 0001749619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:38:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCG2R ANDERSON MILL AUSTIN, LLC See All Filings	D	2018-11-13 11:35:52 UTC
Amount To Be Raised $945,926 Associated Brokers / Dealers N/A CIK Number 0001758685 Filed Document 0001758685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:35:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BCP Saco Foods, LLC See All Filings	D	2018-11-13 11:33:51 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001692194 Filed Document 0001692194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:33:51 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Investment Partners Fund of Funds V (Emerging Managers), L.P. See All Filings	D	2018-11-13 11:32:58 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001749620 Filed Document 0001749620-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:32:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2018-11-13 11:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:31:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Private Opportunities I LLC See All Filings	D/A	2018-11-13 11:28:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001755538 Filed Document 0001755538-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COLLEGIUM PHARMACEUTICAL, INC See All Filings	D	2018-11-13 11:27:00 UTC
Amount To Be Raised $20,000,006 Associated Brokers / Dealers N/A CIK Number 0001267565 Filed Document 0001192482-18-000472 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:27:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vintage Investment Partners Fund of Funds V (Access), L.P. See All Filings	D	2018-11-13 11:23:21 UTC
Amount To Be Raised $190,000,000 Associated Brokers / Dealers N/A CIK Number 0001749649 Filed Document 0001749649-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:23:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inscope Medical Solutions, Inc. See All Filings	D	2018-11-13 11:23:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716225 Filed Document 0001716225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:23:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Sojournix, Inc. See All Filings	D	2018-11-13 11:21:49 UTC
Amount To Be Raised $43,999,992 Associated Brokers / Dealers N/A CIK Number 0001674444 Filed Document 0001674444-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:21:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Private Equity 2018 LLC See All Filings	D/A	2018-11-13 11:21:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001739273 Filed Document 0001739273-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-13 11:21:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity