|
|
D |
2018-11-13 15:37:57 UTC |
- Amount To Be Raised
- $82,500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001758708
- Filed Document
- 0001758708-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:37:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 15:37:42 UTC |
- Amount To Be Raised
- $5,250,492
- Associated Brokers / Dealers
- Richard Goodwin, Ty Bauer, Charles Huffington, Curtis Jones, Kenny Harter, Stephen J Sumner, Joseph Ondris, and Sheryl Lee Jarrett
- CIK Number
- 0001757825
- Filed Document
- 0001757825-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:37:42 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 15:37:08 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758640
- Filed Document
- 0001758640-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:37:08 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-11-13 15:36:56 UTC |
- Amount To Be Raised
- $195,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758857
- Filed Document
- 0001758872-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:36:56 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-11-13 15:34:25 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758803
- Filed Document
- 0001758803-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:34:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 15:34:11 UTC |
- Amount To Be Raised
- $21,213,382
- Associated Brokers / Dealers
- Highland Capital Funds Distributor, Inc, Edward Fernandez, Corbin S. Thomas, Patrick T Shea, Eric S. Scaff, Delmar V Mckinney, Kent A. Fitzpatrick, Mark E Urban, Mitchell A Foote, Tomas J Velken, Mathew T. Rubis, John T Hess, Roger W. Bowlin, Debra J. Schleining, Robin Tom Naylor, Mark J. Allen, Troy Thomas, Bryan C Hakola, Michael B Hansen, Blayne Allen Andersen, Kent A. Fitzpatrick, William D Mahony, Robert C. Myer, Roy V. Pfleger II, Joral Townsend Schmalle, Daniel Philip Raupp, James M. Lamont, Charles Wagner, and Jeffrey L Bangerter
- CIK Number
- 0001738976
- Filed Document
- 0001749806-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:34:11 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 15:33:01 UTC |
- Amount To Be Raised
- $164,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758872
- Filed Document
- 0001758872-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:33:01 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-11-13 15:27:26 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758630
- Filed Document
- 0001758630-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:27:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-13 15:22:19 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758677
- Filed Document
- 0001758677-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:22:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-11-13 15:20:30 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682398
- Filed Document
- 0001682398-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:20:30 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-11-13 15:15:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691115
- Filed Document
- 0000895345-18-000320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:15:44 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-11-13 15:15:37 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758899
- Filed Document
- 0001758899-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:15:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-13 15:09:36 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758191
- Filed Document
- 0001758191-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:09:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 15:09:16 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756223
- Filed Document
- 0001756223-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:09:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-13 15:08:55 UTC |
- Amount To Be Raised
- $5,230,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758822
- Filed Document
- 0001758822-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:08:55 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 15:05:32 UTC |
- Amount To Be Raised
- $1,505,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748326
- Filed Document
- 0001642247-18-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:05:32 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 15:02:04 UTC |
- Amount To Be Raised
- $35,125,712
- Associated Brokers / Dealers
- Roy V. Pfleger II, Daniel P. Raupp, Roger W Bowlin, Justin Bachman, Ed Fernandez, Troy Thomas, Gary Pohl, Gary L Chapman, Jim A. Lund, and Robert A. Horning
- CIK Number
- 0001756270
- Filed Document
- 0001749806-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:02:04 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 15:01:45 UTC |
- Amount To Be Raised
- $202,699,988
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716918
- Filed Document
- 0001716918-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 15:01:45 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:59:22 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753299
- Filed Document
- 0001753299-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:59:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-13 14:54:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758837
- Filed Document
- 0001736749-18-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:54:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:54:12 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758878
- Filed Document
- 0001758878-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:54:12 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:53:16 UTC |
- Amount To Be Raised
- $2,575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694914
- Filed Document
- 0001694914-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:53:16 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-13 14:51:56 UTC |
- Amount To Be Raised
- $1,320,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758871
- Filed Document
- 0001758871-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:51:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:51:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758562
- Filed Document
- 0001315863-18-000855
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:51:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:51:02 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724167
- Filed Document
- 0001654954-18-012494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:51:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:50:58 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633056
- Filed Document
- 0001633056-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:50:58 UTC
- Type of Offering
- D/A
- Industry
- Telecommunications
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:48:01 UTC |
- Amount To Be Raised
- $12,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757626
- Filed Document
- 0001062993-18-004557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:48:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:47:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592641
- Filed Document
- 0000919574-18-007109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:47:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:46:33 UTC |
- Amount To Be Raised
- $24,963,221
- Associated Brokers / Dealers
- Stacey Morimoto, Jason S. Finley, Edward Fernandez, William S. Sheehan, Robert J Yuloo, Roger W. Bowlin, Debra J Schleining, Corbin S. Thomas, James M. Lamont, Jonathan R. Creighton, Jeffrey L Bangerter, Roy V. Pfleger II, John T Hess, Michael A. Cuneo, Lauren M. King, Robert S. Smith, Taylor D. Ashland, Anthony Brown, Steven Carmandalian, and Michael A Bendix
- CIK Number
- 0001749806
- Filed Document
- 0001749806-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:46:33 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:45:57 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- BRAZOS SECURITIES, INC
- CIK Number
- 0001626619
- Filed Document
- 0001626619-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:45:57 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:44:53 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722987
- Filed Document
- 0001722987-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:44:53 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:41:47 UTC |
- Amount To Be Raised
- $30,318,689
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696556
- Filed Document
- 0001696556-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:41:47 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:35:17 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688927
- Filed Document
- 0001688927-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:35:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-11-13 14:35:04 UTC |
- Amount To Be Raised
- $30,318,689
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696556
- Filed Document
- 0001696556-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:35:04 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:32:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578780
- Filed Document
- 0000919574-18-007106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:32:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:27:59 UTC |
- Amount To Be Raised
- $5,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758827
- Filed Document
- 0001758827-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:27:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 14:26:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506024
- Filed Document
- 0000919574-18-007104
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:26:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:23:30 UTC |
- Amount To Be Raised
- $26,545,135
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658299
- Filed Document
- 0001658299-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:23:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:23:07 UTC |
- Amount To Be Raised
- $1,899,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758833
- Filed Document
- 0001758833-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:23:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:17:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744559
- Filed Document
- 0001744559-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:17:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:17:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737122
- Filed Document
- 0001737122-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:17:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:15:30 UTC |
- Amount To Be Raised
- $22,193,974
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758844
- Filed Document
- 0001758844-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:15:30 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:13:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737144
- Filed Document
- 0001737144-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:13:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2018-11-13 14:13:43 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758725
- Filed Document
- 0001758725-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:13:43 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-11-13 14:08:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599655
- Filed Document
- 0001566114-18-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:08:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-13 14:05:25 UTC |
- Amount To Be Raised
- $12,315,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758451
- Filed Document
- 0001758451-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:05:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-13 14:02:27 UTC |
- Amount To Be Raised
- $680,208
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606171
- Filed Document
- 0001606171-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 14:02:27 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2018-11-13 13:58:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401062
- Filed Document
- 0000919574-18-007102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 13:58:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-13 13:56:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001625349
- Filed Document
- 0001625349-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 13:56:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-13 13:56:25 UTC |
- Amount To Be Raised
- $1,212,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403372
- Filed Document
- 0001403372-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-13 13:56:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|