Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Graph Protocol, Inc. See All Filings	D	2018-11-19 18:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736376 Filed Document 0001736376-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:49:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Advantage Lenders Fund, LLC See All Filings	D	2018-11-19 18:48:31 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001757822 Filed Document 0001757822-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:48:31 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Recvue, Inc. See All Filings	D	2018-11-19 18:46:23 UTC
Amount To Be Raised $5,499,995 Associated Brokers / Dealers N/A CIK Number 0001759256 Filed Document 0001759256-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:46:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Senior Mezzanine Real Estate Finance Fund L.P. See All Filings	D/A	2018-11-19 18:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, KB Investment & Securities Co. Ltd., Brookfield Private Capital (UK) Limited, Brookfield Investment Management (Canada) Inc., Brookfield Advisors (Hong Kong) Limited, and Brookfield Singapore Pte. Ltd. CIK Number 0001724545 Filed Document 0001724545-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ares Senior Direct Lending Access Fund, L.P. See All Filings	D	2018-11-19 18:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001749933 Filed Document 0001749933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:39:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 24, LLC See All Filings	D	2018-11-19 18:26:20 UTC
Amount To Be Raised $730,000 Associated Brokers / Dealers N/A CIK Number 0001759111 Filed Document 0001759111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:26:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LLJ MLK Investors, LLC See All Filings	D	2018-11-19 18:25:18 UTC
Amount To Be Raised $3,742,289 Associated Brokers / Dealers N/A CIK Number 0001759397 Filed Document 0001759397-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:25:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund II, a series of Flex Venture Partners, LLC See All Filings	D/A	2018-11-19 18:20:51 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001725793 Filed Document 0001725793-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:20:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Flex Venture Partners, LLC See All Filings	D/A	2018-11-19 18:18:24 UTC
Amount To Be Raised $607,999 Associated Brokers / Dealers N/A CIK Number 0001722767 Filed Document 0001722767-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Flex Ventures m1 LLC See All Filings	D/A	2018-11-19 18:15:19 UTC
Amount To Be Raised $2,010,478 Associated Brokers / Dealers N/A CIK Number 0001716367 Filed Document 0001716367-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 23, LLC See All Filings	D	2018-11-19 18:12:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001759110 Filed Document 0001759110-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:12:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riptide IO Inc. See All Filings	D/A	2018-11-19 18:10:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614854 Filed Document 0001614854-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 18:10:14 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Woodford Horizontal Project 22, LLC See All Filings	D	2018-11-19 17:55:19 UTC
Amount To Be Raised $655,000 Associated Brokers / Dealers N/A CIK Number 0001759109 Filed Document 0001759109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:55:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LiquidX, Inc. See All Filings	D	2018-11-19 17:48:30 UTC
Amount To Be Raised $19,962,880 Associated Brokers / Dealers N/A CIK Number 0001759495 Filed Document 0001759495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:48:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EPALEX Corp See All Filings	D	2018-11-19 17:44:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755010 Filed Document 0001755010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:44:56 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leigh Orthopedic Surgery Center, LLC See All Filings	D	2018-11-19 17:31:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001758479 Filed Document 0001758479-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:31:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Private Credit Fund VT LP See All Filings	D	2018-11-19 17:29:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001758024 Filed Document 0000950142-18-002284 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:29:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Beast Moon, LLC See All Filings	D	2018-11-19 17:26:58 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001758806 Filed Document 0001758806-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:26:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ardsley Duckdive Fund, L.P. See All Filings	D/A	2018-11-19 17:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675562 Filed Document 0001675562-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:18:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO International Small-Cap Fund, Ltd. See All Filings	D/A	2018-11-19 17:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648883 Filed Document 0001648883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbor Gate at Seadrift Holdings, LLC See All Filings	D	2018-11-19 17:10:43 UTC
Amount To Be Raised $20,303,325 Associated Brokers / Dealers N/A CIK Number 0001757809 Filed Document 0001757809-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:10:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ardsley Partners Fund II, L.P. See All Filings	D/A	2018-11-19 17:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836048 Filed Document 0000836048-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-19 17:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Private Equity Fund IX-B, L.P. See All Filings	D/A	2018-11-19 16:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746155 Filed Document 0001746155-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brickman Fund VII, L.P. See All Filings	D/A	2018-11-19 16:58:29 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Accord Capital Partners LLC CIK Number 0001721682 Filed Document 0001721682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Private Equity Fund IX, L.P. See All Filings	D/A	2018-11-19 16:57:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746156 Filed Document 0001746156-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:57:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
651 Montgomery Funding L.P. See All Filings	D	2018-11-19 16:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758818 Filed Document 0001013594-18-000690 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:48:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
India Life Sciences Fund III, LLC See All Filings	D/A	2018-11-19 16:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001723284 Filed Document 0001723284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Work Hard Play Hard Train Hard LLC See All Filings	D	2018-11-19 16:45:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759403 Filed Document 0001213900-18-016217 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:45:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALFIRE BREAKOUT FUND II, L.P. See All Filings	D	2018-11-19 16:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758112 Filed Document 0001758112-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:43:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Renewable Energy Fund, L.P. See All Filings	D/A	2018-11-19 16:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485583 Filed Document 0001759337-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crossbar, Inc. See All Filings	D	2018-11-19 16:37:56 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001555455 Filed Document 0001555455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:37:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZIOPHARM ONCOLOGY INC See All Filings	D	2018-11-19 16:33:19 UTC
Amount To Be Raised $107,007,575 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001107421 Filed Document 0001107421-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:33:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CUX, Inc. See All Filings	D	2018-11-19 16:32:55 UTC
Amount To Be Raised $6,586,074 Associated Brokers / Dealers N/A CIK Number 0001759270 Filed Document 0001759270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:32:55 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
A-WEA-11-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2018-11-19 16:32:43 UTC
Amount To Be Raised $271,751 Associated Brokers / Dealers N/A CIK Number 0001756531 Filed Document 0001717348-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:32:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GGT-17-Fund, a series of AX-JoEl-Funds, LLC See All Filings	D	2018-11-19 16:31:09 UTC
Amount To Be Raised $82,999 Associated Brokers / Dealers N/A CIK Number 0001756534 Filed Document 0001717348-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4E Furniture See All Filings	D/A	2018-11-19 16:30:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001637971 Filed Document 0001637971-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:30:23 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-SZW-17-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-11-19 16:29:41 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001719855 Filed Document 0001717348-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIEP II Feeder, S.C.Sp. See All Filings	D	2018-11-19 16:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757239 Filed Document 0001757239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:28:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LMP-32-PR-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2018-11-19 16:26:23 UTC
Amount To Be Raised $157,994 Associated Brokers / Dealers N/A CIK Number 0001756530 Filed Document 0001717348-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Brands LLC See All Filings	D	2018-11-19 16:25:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001652168 Filed Document 0001754508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:25:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SAX CODA 017, a series of SAX Capital Series Fund, LP See All Filings	D	2018-11-19 16:25:05 UTC
Amount To Be Raised $323,450 Associated Brokers / Dealers N/A CIK Number 0001753970 Filed Document 0001717348-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNALFIRE FUND III, L.P. See All Filings	D	2018-11-19 16:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758113 Filed Document 0001758113-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:23:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund 1, a series of Escondido Ventures, LP. See All Filings	D/A	2018-11-19 16:23:07 UTC
Amount To Be Raised $2,590,000 Associated Brokers / Dealers N/A CIK Number 0001717348 Filed Document 0001717348-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:23:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nanoGriptech, Inc. See All Filings	D	2018-11-19 16:23:03 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001746250 Filed Document 0001746250-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:23:03 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle International Energy Partners II - EU, S.C.Sp. See All Filings	D	2018-11-19 16:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757231 Filed Document 0001757231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Advanced Healthcare Fund, L.P. See All Filings	D/A	2018-11-19 16:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667426 Filed Document 0001759337-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETROTEQ ENERGY INC. See All Filings	D	2018-11-19 16:15:13 UTC
Amount To Be Raised $350,506 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:15:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Carlyle International Energy Partners II, S.C.Sp. See All Filings	D	2018-11-19 16:14:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757243 Filed Document 0001757243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:14:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSQ Hampshire Net Lease Funds, LLC See All Filings	D	2018-11-19 16:11:12 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619384 Filed Document 0001382963-18-000151 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:11:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NTT Venture Capital, L.P. See All Filings	D	2018-11-19 16:10:32 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001758181 Filed Document 0001758181-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-19 16:10:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund