Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stratford Carlisle Associates, LLC See All Filings	D	2018-11-20 16:53:40 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001759669 Filed Document 0001759669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:53:40 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Childs Equity Partners V, L.P. See All Filings	D/A	2018-11-20 16:53:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001725347 Filed Document 0001012975-18-001243 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Bridge MedAlpha International Fund Ltd See All Filings	D/A	2018-11-20 16:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722696 Filed Document 0000945621-18-000343 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:51:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Bridge MedAlpha US Fund L.P. See All Filings	D/A	2018-11-20 16:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722672 Filed Document 0000945621-18-000342 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodneighbors - 1910 Building, LLC See All Filings	D	2018-11-20 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756551 Filed Document 0001756551-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:45:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Duck Foods, Inc. See All Filings	D/A	2018-11-20 16:43:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001591408-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:43:16 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NHIT: World Credit Asset Trust See All Filings	D/A	2018-11-20 16:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584089 Filed Document 0001584089-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:43:11 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2018-11-20 16:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:38:11 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Vice Ventures SPV A LLC See All Filings	D	2018-11-20 16:29:16 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001753484 Filed Document 0001753484-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITYMULTIPLE 62, LLC See All Filings	D	2018-11-20 16:27:51 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001758044 Filed Document 0001758044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:27:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIP Capital Mini Fund, LP See All Filings	D	2018-11-20 16:27:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001744804 Filed Document 0001744804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
M37 Inc. See All Filings	D	2018-11-20 16:25:03 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001709038 Filed Document 0001709038-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:25:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2018-11-20 16:22:18 UTC
Amount To Be Raised $49,500 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:22:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
API Permian #4 Joint Venture See All Filings	D	2018-11-20 16:22:05 UTC
Amount To Be Raised $1,953,000 Associated Brokers / Dealers N/A CIK Number 0001759558 Filed Document 0001759558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:22:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TETON WATERS RANCH LLC See All Filings	D	2018-11-20 16:19:23 UTC
Amount To Be Raised $7,001,976 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:19:23 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetria Investors, LLC - Series U See All Filings	D	2018-11-20 16:17:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759596 Filed Document 0001759596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Buckeye Investor Holdings, LLC See All Filings	D	2018-11-20 16:16:24 UTC
Amount To Be Raised $5,786,193 Associated Brokers / Dealers N/A CIK Number 0001759003 Filed Document 0001759003-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:16:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Radium Alternative Financing Fund I, LP See All Filings	D	2018-11-20 16:13:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759326 Filed Document 0001759326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:13:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHCP IV BC COI, L.P. See All Filings	D	2018-11-20 16:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759497 Filed Document 0000950142-18-002288 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:07:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 60, LLC See All Filings	D	2018-11-20 16:04:13 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001755848 Filed Document 0001755848-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:04:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harbour Fund IV, LP See All Filings	D/A	2018-11-20 16:00:38 UTC
Amount To Be Raised $62,105,341 Associated Brokers / Dealers Northern Lights Capital Group, LLC dba Pacific Current Group CIK Number 0001734135 Filed Document 0001734135-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:00:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kettle Hill Technology, LP See All Filings	D/A	2018-11-20 16:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702681 Filed Document 0000919574-18-007629 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:00:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2018-11-20 15:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001328547 Filed Document 0000919574-18-007627 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:57:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Understory, Inc. See All Filings	D/A	2018-11-20 15:55:09 UTC
Amount To Be Raised $8,193,218 Associated Brokers / Dealers N/A CIK Number 0001604508 Filed Document 0001604508-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:55:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SEA Venture Capital Fund - Alung Note 2018 L.P. See All Filings	D	2018-11-20 15:53:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001759042 Filed Document 0001759042-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:53:31 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
VIP RECOGNITION LLC See All Filings	D	2018-11-20 15:52:42 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001759601 Filed Document 0001759601-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:52:42 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2018-11-20 15:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001234246 Filed Document 0000919574-18-007625 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mirum Pharmaceuticals, Inc. See All Filings	D	2018-11-20 15:49:57 UTC
Amount To Be Raised $120,063,750 Associated Brokers / Dealers N/A CIK Number 0001759425 Filed Document 0001759425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:49:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Unique Medical Services, LLC See All Filings	D	2018-11-20 15:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759123 Filed Document 0001759123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:48:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Bardavon Health Innovations, LLC See All Filings	D	2018-11-20 15:44:27 UTC
Amount To Be Raised $24,379,462 Associated Brokers / Dealers N/A CIK Number 0001655687 Filed Document 0001655687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:44:27 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Harena Data, Inc. See All Filings	D/A	2018-11-20 15:40:32 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001743945 Filed Document 0001743945-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:40:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Mistral, LLC See All Filings	D	2018-11-20 15:40:12 UTC
Amount To Be Raised $55,235,000 Associated Brokers / Dealers N/A CIK Number 0001759608 Filed Document 0001759608-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:40:12 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tara Emerging Asia Liquid Fund (US), LP See All Filings	D	2018-11-20 15:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723149 Filed Document 0001723149-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:26:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remedy Plan, Inc. See All Filings	D	2018-11-20 15:19:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757460 Filed Document 0001757460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:19:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
UV Concepts Inc. See All Filings	D	2018-11-20 15:18:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001759595 Filed Document 0001759595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:18:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZIPPITY, INC. See All Filings	D/A	2018-11-20 15:10:49 UTC
Amount To Be Raised $5,024,088 Associated Brokers / Dealers N/A CIK Number 0001713556 Filed Document 0001713556-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:10:49 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Geode Therapeutics Inc. See All Filings	D	2018-11-20 15:08:10 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001759519 Filed Document 0001759519-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:08:10 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Court, LLC See All Filings	D	2018-11-20 15:05:32 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001759636 Filed Document 0001759636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 15:05:32 UTC Type of Offering D Industry Commercial Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Cypress Real Estate II L.P. See All Filings	D/A	2018-11-20 14:59:59 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001479629 Filed Document 0001479629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:59:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Research Enhanced Design & Development, Inc. See All Filings	D	2018-11-20 14:59:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Mirus Securities, Inc. CIK Number 0001704123 Filed Document 0001704123-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:59:52 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Nova Analytic Labs LLC See All Filings	D	2018-11-20 14:59:08 UTC
Amount To Be Raised $1,800,960 Associated Brokers / Dealers N/A CIK Number 0001757578 Filed Document 0001757578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:59:08 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Court Buddy Company, Inc. See All Filings	D	2018-11-20 14:58:49 UTC
Amount To Be Raised $7,175,330 Associated Brokers / Dealers N/A CIK Number 0001759323 Filed Document 0001759323-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:58:49 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fire & Flower Inc. See All Filings	D	2018-11-20 14:54:12 UTC
Amount To Be Raised $30,564 Associated Brokers / Dealers N/A CIK Number 0001759423 Filed Document 0001062993-18-004767 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:54:12 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fire & Flower Inc. See All Filings	D	2018-11-20 14:53:12 UTC
Amount To Be Raised $3,068,129 Associated Brokers / Dealers GMP SECURITIES, LLC CIK Number 0001759423 Filed Document 0001062993-18-004765 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:53:12 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LeaseLock, Inc. See All Filings	D	2018-11-20 14:46:48 UTC
Amount To Be Raised $10,162,182 Associated Brokers / Dealers N/A CIK Number 0001757360 Filed Document 0001739074-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:46:48 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCPDirect III, LP See All Filings	D/A	2018-11-20 14:43:24 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Haydon Hill Advisors Ltd. and Roam Capital, Inc. CIK Number 0001739297 Filed Document 0001739297-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:43:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cybernetex Corp. See All Filings	D	2018-11-20 14:42:41 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001759370 Filed Document 0001759370-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:42:41 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
3 Bridge Holding Corp. See All Filings	D	2018-11-20 14:40:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001725745 Filed Document 0001405086-18-000275 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:40:43 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cannon Capital Crave I, LLC See All Filings	D/A	2018-11-20 14:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721149 Filed Document 0001721149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Engage Global, Inc. See All Filings	D	2018-11-20 14:30:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001758594 Filed Document 0001599807-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 14:30:55 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity