Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GrexIt Inc. See All Filings	D	2018-11-21 17:18:14 UTC
Amount To Be Raised $2,475,021 Associated Brokers / Dealers N/A CIK Number 0001757129 Filed Document 0001757129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2018-11-21 17:12:17 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:12:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Capital Investors, LLC See All Filings	D/A	2018-11-21 17:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetos Capital Partners, LP See All Filings	D/A	2018-11-21 17:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659556 Filed Document 0000919574-18-007683 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:07:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC See All Filings	D	2018-11-21 17:04:52 UTC
Amount To Be Raised $7,500,102 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:04:52 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conbody Inc. See All Filings	D	2018-11-21 17:02:53 UTC
Amount To Be Raised $319,792 Associated Brokers / Dealers N/A CIK Number 0001759867 Filed Document 0001759867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:02:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
K2 Overseas Long Short Fund Ltd See All Filings	D/A	2018-11-21 17:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC, Wells Fargo Advisors Financial Network LLC, J.P. Morgan Securities LLC, and Merrill Lynch Pierce Fenner & Smith, Inc. CIK Number 0001319592 Filed Document 0001723404-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timebomb, Inc See All Filings	D/A	2018-11-21 16:55:43 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001722539 Filed Document 0001722539-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:55:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Lombard International Life Assurance Co Separate Account VA 231 See All Filings	D	2018-11-21 16:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cambridge Investment Research, Inc. CIK Number 0001759717 Filed Document 0001759717-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:52:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUILD Infusion Holdings, LLC. See All Filings	D	2018-11-21 16:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759808 Filed Document 0001759808-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:42:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 4JR LLC See All Filings	D	2018-11-21 16:38:02 UTC
Amount To Be Raised $172,500 Associated Brokers / Dealers N/A CIK Number 0001758545 Filed Document 0001758545-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:38:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glia Intelligence Inc. See All Filings	D	2018-11-21 16:28:09 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001759362 Filed Document 0001759362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:28:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SDR Partners, LLC See All Filings	D/A	2018-11-21 16:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538519 Filed Document 0000919574-18-007679 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inozyme Pharma, Inc. See All Filings	D	2018-11-21 16:22:42 UTC
Amount To Be Raised $10,699,996 Associated Brokers / Dealers N/A CIK Number 0001693011 Filed Document 0001693011-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:22:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Inozyme Pharma, Inc. See All Filings	D/A	2018-11-21 16:20:01 UTC
Amount To Be Raised $48,850,000 Associated Brokers / Dealers N/A CIK Number 0001693011 Filed Document 0001693011-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:20:01 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Skymind Inc. See All Filings	D	2018-11-21 16:18:30 UTC
Amount To Be Raised $11,499,998 Associated Brokers / Dealers None CIK Number 0001705444 Filed Document 0001705444-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:18:30 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek Private Opportunities, LLC Series C - Didi See All Filings	D	2018-11-21 16:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN CREEK CAPITAL DISTRIBUTORS, LLC CIK Number 0001759573 Filed Document 0000919574-18-007677 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:10:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Ascent Healthcare LLC See All Filings	D	2018-11-21 16:09:29 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers Ascent Capital Advisors (America) LLC and Ascent Capital Advisors Limited CIK Number 0001752738 Filed Document 0001752738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:09:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Overseas Investors I Ltd See All Filings	D/A	2018-11-21 16:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., and GS Capital Management LLC CIK Number 0001319591 Filed Document 0001723404-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonendo, Inc. See All Filings	D	2018-11-21 15:52:27 UTC
Amount To Be Raised $25,000,008 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-18-000152 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:52:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mattereum Group Ltd See All Filings	D	2018-11-21 15:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759753 Filed Document 0001759753-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:46:29 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PROPEL GPS, LLC See All Filings	D	2018-11-21 15:46:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001563466 Filed Document 0001563466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:46:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory (Bermuda) Ltd.-Brown Advisory Global Managers Fund See All Filings	D/A	2018-11-21 15:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0000899140-18-000598 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Capstone Income Opportunities Feeder Fund Ltd. See All Filings	D/A	2018-11-21 15:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621214 Filed Document 0000902664-18-004196 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:36:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Apollo Liquid Credit Fund LLC See All Filings	D/A	2018-11-21 15:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701355 Filed Document 0001723404-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Van Leeuwen Ice Cream LLC See All Filings	D	2018-11-21 15:31:23 UTC
Amount To Be Raised $1,361,250 Associated Brokers / Dealers N/A CIK Number 0001730008 Filed Document 0001730008-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:31:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Denham IV Continuation Fund LP See All Filings	D	2018-11-21 15:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759709 Filed Document 0001759709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shapelog, Inc. See All Filings	D	2018-11-21 15:24:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001759623 Filed Document 0001759623-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:24:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Gelest Intermediate Holdings, Inc. See All Filings	D/A	2018-11-21 15:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703286 Filed Document 0000895345-18-000323 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:20:58 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Select Private Opportunities Fund III LP See All Filings	D/A	2018-11-21 15:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:17:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric Black Diamond Arbitrage Ltd See All Filings	D/A	2018-11-21 15:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723404 Filed Document 0001723404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Technology Impact Growth Fund, LP See All Filings	D	2018-11-21 15:16:29 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001758692 Filed Document 0001758692-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Offshore Equity Partners LP See All Filings	D/A	2018-11-21 15:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657748 Filed Document 0001723196-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T24 Income Fund, LP See All Filings	D/A	2018-11-21 15:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652965 Filed Document 0001652965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
iVIK Holdings Ltd. See All Filings	D	2018-11-21 15:11:19 UTC
Amount To Be Raised $541,658 Associated Brokers / Dealers N/A CIK Number 0001759754 Filed Document 0001062993-18-004786 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:11:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Metric SPC - Black Diamond Arbitrage SP See All Filings	D/A	2018-11-21 15:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723402 Filed Document 0001705853-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanside Hotel Investors, LLC See All Filings	D	2018-11-21 15:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756617 Filed Document 0001759713-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:03:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Charlie Finance Co. See All Filings	D	2018-11-21 15:02:18 UTC
Amount To Be Raised $12,896,166 Associated Brokers / Dealers N/A CIK Number 0001759613 Filed Document 0001759613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:02:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Felicis Associates Fund VI, L.P. See All Filings	D	2018-11-21 15:00:55 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001746049 Filed Document 0001746049-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 15:00:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSEVILLE RETAIL I, LLC See All Filings	D	2018-11-21 14:57:09 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001759757 Filed Document 0001759757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:57:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
A&Q Metric Clinton Opportunistic Ltd See All Filings	D/A	2018-11-21 14:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705853 Filed Document 0001705853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flock Group Inc. See All Filings	D	2018-11-21 14:40:39 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001751333 Filed Document 0001751333-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:40:39 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL Evolution Frontier LLC See All Filings	D/A	2018-11-21 14:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001659128 Filed Document 0001659128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhino Small-Cap Financial Fund, LP See All Filings	D	2018-11-21 14:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523953 Filed Document 0001460468-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Equity Partners LP See All Filings	D/A	2018-11-21 14:36:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657746 Filed Document 0001723196-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:36:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PeoplesBancorp, MHC See All Filings	D	2018-11-21 14:24:17 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001759658 Filed Document 0001759658-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:24:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Captains Fund 1 LP See All Filings	D/A	2018-11-21 14:13:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719286 Filed Document 0001719286-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:13:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced Fund L.P. See All Filings	D/A	2018-11-21 14:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seniorly, Inc. See All Filings	D	2018-11-21 14:06:35 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001638964 Filed Document 0001638964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 14:06:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sunriver Fund LP See All Filings	D/A	2018-11-21 13:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658867 Filed Document 0000919574-18-007665 Exclusions or Exemptions 506b Accepted Date 2018-11-21 13:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity