Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nassau CLO SPV-II LLC See All Filings	D	2018-11-27 08:52:29 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001759353 Filed Document 0001759353-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-27 08:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Center 33 South REIT, LLC See All Filings	D	2018-11-27 08:19:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Scott Harrison, Charles B. Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759806 Filed Document 0001567619-18-006975 Exclusions or Exemptions 506b Accepted Date 2018-11-27 08:19:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
BIF IV Renewable Sidecar-A, L.P. See All Filings	D	2018-11-26 20:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, and Brookfield Private Capital (UK) Limited CIK Number 0001755438 Filed Document 0001755438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 20:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celtic Realty Acquisition III, LLC See All Filings	D	2018-11-26 20:18:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759513 Filed Document 0001759866-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 20:18:39 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Infrastructure Fund IV-A, L.P. See All Filings	D	2018-11-26 20:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, and Brookfield Private Capital (UK) Limited CIK Number 0001755441 Filed Document 0001755441-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 20:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND I (OFFSHORE) BLOCKER, L.P. See All Filings	D/A	2018-11-26 19:44:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001708206 Filed Document 0001708206-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wicklow Pecan Park LLC See All Filings	D	2018-11-26 19:36:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759559 Filed Document 0001759866-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:36:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MZ ASIA FUND LP See All Filings	D/A	2018-11-26 19:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629888 Filed Document 0001629888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8330 Carvel Holdings, LLC See All Filings	D	2018-11-26 19:25:16 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001759562 Filed Document 0001759866-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:25:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Structural Capital Investors II-C, LP See All Filings	D/A	2018-11-26 19:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC, Jefferies Financial Group, CV Brokerage Inc., and SSG Capital Advisors CIK Number 0001669378 Filed Document 0001669378-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structural Capital Investors II, LP See All Filings	D/A	2018-11-26 19:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies, LLC, CV Brokerage, Inc., Crito Capital LLC, and SSG Capital Advisors CIK Number 0001668982 Filed Document 0001668982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:14:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tucson 2 Portfolio, LLC See All Filings	D	2018-11-26 19:10:39 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001759866 Filed Document 0001759866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:10:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Structural Capital Investors I-C, LP See All Filings	D	2018-11-26 19:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751141 Filed Document 0001751141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:03:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Movers Lab Fund I LP See All Filings	D/A	2018-11-26 18:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001751631 Filed Document 0001567619-18-006960 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
PreveCeutical Medical Inc. See All Filings	D	2018-11-26 18:35:04 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:35:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oaktree European Capital Solutions Fund II, L.P. See All Filings	D	2018-11-26 18:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759344 Filed Document 0001567619-18-006957 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:33:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIGHTDATA INC See All Filings	D	2018-11-26 18:32:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001739371 Filed Document 0001739371-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:32:36 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Capital Solutions Fund II Feeder (USDH), L.P. See All Filings	D	2018-11-26 18:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759343 Filed Document 0001567619-18-006956 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:32:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Capital Solutions Fund II Feeder (USD), L.P. See All Filings	D	2018-11-26 18:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759342 Filed Document 0001567619-18-006955 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PreveCeutical Medical Inc. See All Filings	D	2018-11-26 18:25:03 UTC
Amount To Be Raised $21,000 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:25:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HFRX TRACKER MASTER TRUST See All Filings	D	2018-11-26 18:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277993 Filed Document 0001162431-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DarkOwl, LLC See All Filings	D/A	2018-11-26 18:16:33 UTC
Amount To Be Raised $2,242,086 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:16:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HFR FUND OF FUNDS MASTER TRUST See All Filings	D	2018-11-26 18:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278016 Filed Document 0001162431-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFRX II TRACKER MASTER TRUST See All Filings	D	2018-11-26 18:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425056 Filed Document 0001162431-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:06:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FITLIFE BRANDS, INC. See All Filings	D	2018-11-26 17:56:56 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001374328 Filed Document 0001415889-18-001681 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:56:56 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HFReu Umbrella Trust See All Filings	D	2018-11-26 17:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600482 Filed Document 0001162431-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Realty Finance II, LP See All Filings	D	2018-11-26 17:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FLI Investors, LLC, Kenmar Securities, LLC, and R. F. LAFFERTY & CO., INC. CIK Number 0001758700 Filed Document 0001758700-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D/A	2018-11-26 17:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107729 Filed Document 0001107729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NT Ventures, Inc. See All Filings	D/A	2018-11-26 17:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739590 Filed Document 0001739590-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:37:12 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HFR MASTER TRUSTS See All Filings	D	2018-11-26 17:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFR Asset Management, LLC CIK Number 0001162431 Filed Document 0001162431-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weild & Co., Inc. See All Filings	D	2018-11-26 17:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601430 Filed Document 0001601430-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:29:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Timberline Resources Corp See All Filings	D	2018-11-26 17:23:25 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001288750 Filed Document 0001567619-18-006936 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:23:25 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
TechTransCo, LLC See All Filings	D	2018-11-26 17:19:44 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001640423 Filed Document 0001640423-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:19:44 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Property Dynamics II, LLC See All Filings	D	2018-11-26 17:19:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers 0 CIK Number 0001759913 Filed Document 0001391609-18-000323 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:19:39 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
March Capital Bay Area Opportunity Fund II, LP See All Filings	D/A	2018-11-26 17:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658505 Filed Document 0001658505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Beauty Investors I, L.L.C. See All Filings	D	2018-11-26 17:07:24 UTC
Amount To Be Raised $4,360,000 Associated Brokers / Dealers N/A CIK Number 0001759385 Filed Document 0001567619-18-006934 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:07:24 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Operam Inc. See All Filings	D	2018-11-26 17:00:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001713975 Filed Document 0001168404-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:00:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHANGE Global Frontier Markets Offshore, Ltd. See All Filings	D/A	2018-11-26 16:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723876 Filed Document 0001723876-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:57:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Market Neutral Investors (Cayman) Ltd. See All Filings	D	2018-11-26 16:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001756729 Filed Document 0000919574-18-007746 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:55:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LAV Brassicanapus, L.P. See All Filings	D	2018-11-26 16:54:37 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001759941 Filed Document 0001759941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:54:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital Fund I Opps LP See All Filings	D	2018-11-26 16:51:18 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001759746 Filed Document 0001759746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:51:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EQT Real Estate II (No.2) SCSp See All Filings	D	2018-11-26 16:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759940 Filed Document 0001759940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:48:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
OCP SENIOR FLOATING INCOME PARTNERS, LP See All Filings	D/A	2018-11-26 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481834 Filed Document 0000919574-18-007743 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EQT Real Estate II (No.1) SCSp See All Filings	D	2018-11-26 16:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759929 Filed Document 0001759929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Owl Rock Technology Finance Corp. See All Filings	D/A	2018-11-26 16:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Owl Rock Capital Securities LLC, and Ameriprise Financial Services, Inc. CIK Number 0001747777 Filed Document 0001567619-18-006926 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D/A	2018-11-26 16:25:46 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:25:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XpresSpa Group, Inc. See All Filings	D	2018-11-26 16:19:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001410428 Filed Document 0001410428-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:19:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2018-11-26 16:16:29 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-18-016714 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:16:29 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Middle Valley Partners LLC See All Filings	D	2018-11-26 16:11:20 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001758968 Filed Document 0001758968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:11:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Asia Alternatives Ivory Partners III, L.P. See All Filings	D	2018-11-26 16:11:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638410 Filed Document 0001638410-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:11:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity