Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cohort 8, a Series of Venture University Master, LLC See All Filings	D/A	2020-08-04 09:13:17 UTC
Amount To Be Raised $428,050 Associated Brokers / Dealers N/A CIK Number 0001815289 Filed Document 0001815289-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-04 09:13:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2020-E LLC See All Filings	D/A	2020-08-04 09:08:00 UTC
Amount To Be Raised $2,418,000 Associated Brokers / Dealers N/A CIK Number 0001817419 Filed Document 0001817419-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-04 09:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-CRJ, a series of Forge Investments LLC See All Filings	D/A	2020-08-04 09:03:42 UTC
Amount To Be Raised $411,216 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001715179 Filed Document 0001715179-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-04 09:03:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Callodine Capital Offshore Fund, Ltd. See All Filings	D/A	2020-08-04 09:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768435 Filed Document 0001768435-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-04 09:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Density 2, a Series of Jason's Syndicate, LLC See All Filings	D	2020-08-04 08:59:01 UTC
Amount To Be Raised $608,514 Associated Brokers / Dealers N/A CIK Number 0001763127 Filed Document 0001763127-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:59:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 256 See All Filings	D/A	2020-08-04 08:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001793556 Filed Document 0001793556-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:26:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CXC 1, LP See All Filings	D	2020-08-04 08:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817097 Filed Document 0001817097-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Grove Capital Partners, L.P. See All Filings	D/A	2020-08-04 08:22:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710191 Filed Document 0001710191-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:22:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 249 See All Filings	D/A	2020-08-04 08:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fieldpoint Private Securities, LLC CIK Number 0001773145 Filed Document 0001773145-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 247 See All Filings	D/A	2020-08-04 08:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercer Allied Company, L.P. and Mercer Allied Company, L.P. CIK Number 0001773191 Filed Document 0001773191-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 246 See All Filings	D/A	2020-08-04 08:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001773193 Filed Document 0001773193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-04 08:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DarioHealth Corp. See All Filings	D	2020-08-04 06:49:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001533998 Filed Document 0001104659-20-089922 Exclusions or Exemptions 506b Accepted Date 2020-08-04 06:49:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Latett, Inc. See All Filings	C/A	2020-08-03 21:51:02 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001764885 Filed Document 0001670254-20-000703 Accepted Date 2020-08-03 21:51:02 UTC Type of Offering C/A Security Offered Amount 250,000 Security Offered Type Other State SOUTH CAROLINA
Do Only Good Certified Pet Nutrition, LLC See All Filings	C/A	2020-08-03 21:43:47 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,998 CIK Number 0001813516 Filed Document 0001670254-20-000702 Accepted Date 2020-08-03 21:43:47 UTC Type of Offering C/A Security Offered Amount 45,046 Security Offered Type Preferred Stock State CALIFORNIA
TPEG Austin MC Investors LLC See All Filings	D/A	2020-08-03 21:34:45 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653804 Filed Document 0001700824-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-03 21:34:45 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
One Item, Inc. See All Filings	D/A	2020-08-03 21:19:36 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001775057 Filed Document 0001775057-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 21:19:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TPEG Venice MC Investors LLC See All Filings	D/A	2020-08-03 21:10:37 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653852 Filed Document 0001700824-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-03 21:10:37 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Trieu Technologies, Inc See All Filings	C/A	2020-08-03 20:52:28 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001817474 Filed Document 0001670254-20-000701 Accepted Date 2020-08-03 20:52:28 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State ILLINOIS
TPEG Lake Jackson Investors LLC See All Filings	D/A	2020-08-03 20:41:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001700824 Filed Document 0001700824-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-03 20:41:10 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rad Technologies Inc. See All Filings	C/A	2020-08-03 20:23:59 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001810055 Filed Document 0001670254-20-000700 Accepted Date 2020-08-03 20:23:59 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
JANVEST CAPITAL PARTNERS IV-A, L.P. See All Filings	D	2020-08-03 19:41:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001820125 Filed Document 0001820125-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 19:41:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 025, LLC See All Filings	1-A	2020-08-03 19:14:51 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001819368 Filed Document 0001493152-20-014517 Accepted Date 2020-08-03 19:14:51 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Masterworks 024, LLC See All Filings	1-A	2020-08-03 19:14:16 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001819379 Filed Document 0001493152-20-014515 Accepted Date 2020-08-03 19:14:16 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Wikisoft Corp. See All Filings	1-A/A	2020-08-03 19:09:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001393781 Filed Document 0001663577-20-000245 Accepted Date 2020-08-03 19:09:51 UTC Type of Offering 1-A/A Industry 7379 Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
An Angry Boy Inc. See All Filings	C/A	2020-08-03 19:07:07 UTC
Financial Interest Two percent (2%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $500,000 CIK Number 0001801405 Filed Document 0001665160-20-001022 Accepted Date 2020-08-03 19:07:07 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Fable Group, Inc. See All Filings	D	2020-08-03 18:46:07 UTC
Amount To Be Raised $8,797,571 Associated Brokers / Dealers N/A CIK Number 0001820124 Filed Document 0001820124-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 18:46:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sensato China Equity Offshore Fund, Ltd. See All Filings	D/A	2020-08-03 18:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777436 Filed Document 0001777436-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 18:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lulabop, Inc. See All Filings	C/A	2020-08-03 18:21:13 UTC
Financial Interest SI Securities, LLC will receive equity compensation equal to 5% of the Series Seed-2 Preferred Stock sold in this offering Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001700868 Filed Document 0001700868-20-000005 Accepted Date 2020-08-03 18:21:13 UTC Type of Offering C/A Security Offered Amount 24,237 Security Offered Type Preferred Stock State WASHINGTON
UZ Mobility Project SPV I, a series of UZ Management Capital, LLC See All Filings	D/A	2020-08-03 18:09:15 UTC
Amount To Be Raised $756,832 Associated Brokers / Dealers N/A CIK Number 0001783673 Filed Document 0001689622-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-03 18:09:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQN Investors Fund LP See All Filings	D/A	2020-08-03 18:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-20-000420 Exclusions or Exemptions 506b Accepted Date 2020-08-03 18:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dotSixOne Galaxy, LP See All Filings	D/A	2020-08-03 17:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798614 Filed Document 0001798614-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Fund II, LLC See All Filings	1-A POS	2020-08-03 17:59:33 UTC
Amount To Be Raised $15,049,694 Associated Brokers / Dealers N/A CIK Number 0001656124 Filed Document 0001731122-20-000784 Accepted Date 2020-08-03 17:59:33 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $470,651 State of Jurisdiction PENNSYLVANIA Type of Security Debt
Empire, a Series of Cathode Holdings, LLC See All Filings	D/A	2020-08-03 17:53:45 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001808045 Filed Document 0001808045-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni Bridgeway Ltd See All Filings	D	2020-08-03 17:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684212 Filed Document 0001213900-20-019951 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:50:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Talkdesk, Inc. See All Filings	D/A	2020-08-03 17:48:51 UTC
Amount To Be Raised $143,250,005 Associated Brokers / Dealers N/A CIK Number 0001819371 Filed Document 0001819371-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:48:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Omni Bridgeway Ltd See All Filings	D	2020-08-03 17:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684212 Filed Document 0001213900-20-019949 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:48:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PORTICO BREWING Co LLC See All Filings	C/A	2020-08-03 17:43:02 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $175,000 CIK Number 0001818470 Filed Document 0001746059-20-000234 Accepted Date 2020-08-03 17:43:02 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
BetterOff Health, Inc. See All Filings	D	2020-08-03 17:38:37 UTC
Amount To Be Raised $1,884,982 Associated Brokers / Dealers N/A CIK Number 0001819935 Filed Document 0001567619-20-014071 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:38:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Backstage Capital Flex Fund, LLC See All Filings	D	2020-08-03 17:36:02 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001819593 Filed Document 0001819593-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:36:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saturn Five Passenger SPV LLC See All Filings	D	2020-08-03 17:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819798 Filed Document 0001819798-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:30:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freestone Car Wash I LLC See All Filings	D	2020-08-03 17:30:32 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001820030 Filed Document 0001820030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:30:32 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
VS Growth III, a series of Venture Science Master Fund I, LLC See All Filings	D/A	2020-08-03 17:29:54 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001784649 Filed Document 0001784649-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Stones Real Estate Opportunity Fund, LLC See All Filings	D/A	2020-08-03 17:28:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers none CIK Number 0001804172 Filed Document 0001804172-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:28:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PEG Global Private Equity IX L.P. See All Filings	D/A	2020-08-03 17:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798192 Filed Document 0001012975-20-000673 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Golden Hearts Gaming, a series of Republic Master Fund, LP See All Filings	D	2020-08-03 17:25:20 UTC
Amount To Be Raised $340,850 Associated Brokers / Dealers N/A CIK Number 0001818420 Filed Document 0001818420-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placepull Corp. See All Filings	D	2020-08-03 17:23:40 UTC
Amount To Be Raised $3,731,370 Associated Brokers / Dealers N/A CIK Number 0001819829 Filed Document 0001819829-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:23:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spruceview Opportunity Fund U.S. Growth Buyout Co-Investment, LP See All Filings	D	2020-08-03 17:23:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001819038 Filed Document 0001567619-20-014066 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:23:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wind Craft Aviation Inc. See All Filings	C	2020-08-03 17:23:27 UTC
Financial Interest The Intermediary will receive a number of Crowd Notes of the Issuer equal to two percent (2%) of the total number of Securities sold by the Issuer in the Offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $250,000 CIK Number 0001816293 Filed Document 0001816293-20-000001 Accepted Date 2020-08-03 17:23:27 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State MICHIGAN
Fund FG-EDF, a series of Forge Investments LLC See All Filings	D/A	2020-08-03 17:18:49 UTC
Amount To Be Raised $16,249,930 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001689622 Filed Document 0001689622-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footprint Coalition Ventures Series SPV, LP - Cloud Paper Seed-2020 See All Filings	D	2020-08-03 17:12:19 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001814262 Filed Document 0001814262-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-03 17:12:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund