Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Midwest Growth Partners II, L.P. See All Filings	D	2018-11-28 13:48:58 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001759957 Filed Document 0001015325-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:48:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
TYP Special Investments, LP See All Filings	D/A	2018-11-28 13:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720909 Filed Document 0001315863-18-000920 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Xontogeny Venture Fund, LP See All Filings	D	2018-11-28 13:47:40 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001757940 Filed Document 0001757940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:47:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAR, LLC See All Filings	D	2018-11-28 13:45:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001757280 Filed Document 0001757280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Wickapogue Structured Credit Fund LP See All Filings	D	2018-11-28 13:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Odeon Capital Group LLC CIK Number 0001691937 Filed Document 0001656120-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:35:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbine Street Fund, LP See All Filings	D	2018-11-28 13:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656120 Filed Document 0001656120-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:25:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CULedger, LLC See All Filings	D/A	2018-11-28 13:20:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001730431 Filed Document 0001567619-18-007022 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:20:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Capital Fund, LP See All Filings	D/A	2018-11-28 13:19:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. See All Filings	D	2018-11-28 13:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759961 Filed Document 0001759961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP LIBERTY PORTFOLIO LLC See All Filings	D	2018-11-28 13:07:50 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001759871 Filed Document 0001759871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:07:50 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sappira Inc. See All Filings	D	2018-11-28 13:06:08 UTC
Amount To Be Raised $2,345,802 Associated Brokers / Dealers N/A CIK Number 0001756047 Filed Document 0001756047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:06:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mawson Resources Ltd See All Filings	D/A	2018-11-28 13:06:00 UTC
Amount To Be Raised $7,938,908 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0001715994-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:06:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Marylebone Lane Fund LP See All Filings	D/A	2018-11-28 12:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0001612606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burford Opportunity Employee Feeder Fund LP See All Filings	D	2018-11-28 12:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760024 Filed Document 0001760024-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:49:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Feeder Fund LP See All Filings	D	2018-11-28 12:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760025 Filed Document 0001760025-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:46:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Fund B LP See All Filings	D	2018-11-28 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760019 Filed Document 0001760019-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Fund LP See All Filings	D	2018-11-28 12:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760018 Filed Document 0001760018-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marylebone Lane Fund See All Filings	D/A	2018-11-28 12:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0001592408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XLVII LLC See All Filings	D	2018-11-28 12:35:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001754442 Filed Document 0001754442-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:35:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D/A	2018-11-28 12:29:52 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:29:52 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SosteNica, Inc. See All Filings	D	2018-11-28 12:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759920 Filed Document 0001759920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Timberline Fund, LP See All Filings	D/A	2018-11-28 12:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518589 Filed Document 0001656120-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecofin Global Renewables Infrastructure Fund LP See All Filings	D/A	2018-11-28 12:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659300 Filed Document 0000902664-18-004210 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecofin Global Renewables Infrastructure Fund Ltd See All Filings	D/A	2018-11-28 12:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659299 Filed Document 0000902664-18-004209 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:14:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D	2018-11-28 12:13:13 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:13:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
QMA US Small Cap Core Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2018-11-28 12:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001723392 Filed Document 0001723392-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:10:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tunnel International Inc. See All Filings	D	2018-11-28 12:07:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760147 Filed Document 0001760147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:07:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AURIS HEALTH, INC. See All Filings	D	2018-11-28 12:03:19 UTC
Amount To Be Raised $219,999,998 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001464814 Filed Document 0001464814-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:03:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spiral Sun Opportunity Fund I, L.P. See All Filings	D	2018-11-28 11:57:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001759895 Filed Document 0001759895-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:57:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
E Squared V, LLC See All Filings	D	2018-11-28 11:53:07 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001756342 Filed Document 0001753995-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Check Verified Inc. See All Filings	D	2018-11-28 11:52:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001760114 Filed Document 0001760114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:52:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
1326-1338 Riverside Drive, Inc. See All Filings	D	2018-11-28 11:32:33 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001760028 Filed Document 0001760028-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:32:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2018-11-28 11:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-18-007773 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:28:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
LOAN CO OF SAN DIEGO A CALIFORNIA LP See All Filings	D	2018-11-28 11:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206550 Filed Document 0001206550-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:26:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AffyImmune Therapeutics, Inc. See All Filings	D/A	2018-11-28 11:20:36 UTC
Amount To Be Raised $14,607,674 Associated Brokers / Dealers N/A CIK Number 0001752966 Filed Document 0001752966-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:20:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-UOH-21-Fund, a series of AX-ExcRes-Funds, LLC See All Filings	D	2018-11-28 11:17:15 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001758071 Filed Document 0001753995-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BYG-15-Fund, a series of AX-AlSc-Funds, LLC See All Filings	D	2018-11-28 11:15:46 UTC
Amount To Be Raised $114,564 Associated Brokers / Dealers N/A CIK Number 0001752343 Filed Document 0001753995-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:15:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AEU-11-Fund, a series of AX-AgTe-Funds, LLC See All Filings	D	2018-11-28 11:13:27 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001754130 Filed Document 0001753995-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:13:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 285 See All Filings	D	2018-11-28 11:05:33 UTC
Amount To Be Raised $1,194,025 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001747914 Filed Document 0001753995-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:05:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 259 See All Filings	D	2018-11-28 11:04:45 UTC
Amount To Be Raised $348,663 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001741307 Filed Document 0001753995-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:04:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 292 See All Filings	D	2018-11-28 11:04:01 UTC
Amount To Be Raised $370,400 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001751866 Filed Document 0001753995-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 293 See All Filings	D	2018-11-28 11:03:19 UTC
Amount To Be Raised $782,890 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001751865 Filed Document 0001753995-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 303 See All Filings	D	2018-11-28 11:02:38 UTC
Amount To Be Raised $134,024 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753985 Filed Document 0001753995-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 310 See All Filings	D	2018-11-28 11:01:49 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753995 Filed Document 0001753995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:01:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VECTORMAX Corp See All Filings	D	2018-11-28 10:56:04 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-18-061878 Exclusions or Exemptions 506b Accepted Date 2018-11-28 10:56:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mpirica Health Inc. See All Filings	D	2018-11-28 10:54:56 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001640284 Filed Document 0001591408-18-000044 Exclusions or Exemptions 506b Accepted Date 2018-11-28 10:54:56 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RoadBotics, Inc. See All Filings	D	2018-11-28 10:50:45 UTC
Amount To Be Raised $3,941,000 Associated Brokers / Dealers N/A CIK Number 0001759811 Filed Document 0000898432-18-001201 Exclusions or Exemptions 506b Accepted Date 2018-11-28 10:50:45 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ReGelTec, Inc. See All Filings	D	2018-11-28 10:41:57 UTC
Amount To Be Raised $1,999,992 Associated Brokers / Dealers N/A CIK Number 0001759683 Filed Document 0001759683-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 10:41:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Jasper China, L.P. See All Filings	D/A	2018-11-28 10:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283488 Filed Document 0000919574-18-007770 Exclusions or Exemptions 506b Accepted Date 2018-11-28 10:36:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMBP REIT LLC See All Filings	D	2018-11-28 10:34:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001759884 Filed Document 0001759884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 10:34:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity