Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cell Detect, Inc. See All Filings	D/A	2020-01-09 13:19:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001762898 Filed Document 0001762898-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 13:19:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
10 Federal Self Storage Acquisition Co 2, LLC See All Filings	D/A	2020-01-09 12:45:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001783074 Filed Document 0001578563-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-01-09 12:45:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Harmonic Investors LLC Hedged Partners Fund See All Filings	D	2020-01-09 12:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799265 Filed Document 0001799265-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 12:10:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Kenwood Holdings, Ltd. See All Filings	D/A	2020-01-09 12:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459857 Filed Document 0001006571-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-01-09 12:10:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GLENDALE HOLDINGS LTD See All Filings	D/A	2020-01-09 12:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000732161 Filed Document 0001006571-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-01-09 12:02:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CHICAGO STANDARD HOLDING COMPANY, LTD. See All Filings	D/A	2020-01-09 11:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459859 Filed Document 0001006571-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-09 11:52:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Verte Opportunity Fund, Inc See All Filings	D/A	2020-01-09 11:35:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001784164 Filed Document 0001784164-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-09 11:35:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
ASSET HOLDING GROUP LTD See All Filings	D/A	2020-01-09 11:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006571 Filed Document 0001006571-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 11:21:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GREEN LEAF MEDICAL, LLC See All Filings	D/A	2020-01-09 09:43:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701230 Filed Document 0001701230-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 09:43:57 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Beverly Hills Jewelry, Inc. See All Filings	D	2020-01-09 09:22:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799194 Filed Document 0001376474-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-01-09 09:22:59 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CEDAR CREEK PARTNERS LLC See All Filings	D/A	2020-01-09 06:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001041718 Filed Document 0001104659-20-002407 Exclusions or Exemptions 506c Accepted Date 2020-01-09 06:13:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
305 Fitness, Inc. See All Filings	D/A	2020-01-08 18:11:15 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001650776 Filed Document 0001650776-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-08 18:11:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sixty West O4W Opportunity Fund, LLC See All Filings	D/A	2020-01-08 15:55:05 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Capulent LLC, Dempsey Lord Smith, LLC, and Emerson Equity LLC CIK Number 0001767413 Filed Document 0001767413-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-08 15:55:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #29 Joint Venture See All Filings	D	2020-01-08 15:08:50 UTC
Amount To Be Raised $2,970,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001799205 Filed Document 0001799205-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-08 15:08:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Private Investor Club Feeder Fund 2019-E LLC See All Filings	D/A	2020-01-08 14:58:55 UTC
Amount To Be Raised $10,595,000 Associated Brokers / Dealers N/A CIK Number 0001788135 Filed Document 0001794723-20-000012 Exclusions or Exemptions 506c Accepted Date 2020-01-08 14:58:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-D, LLC See All Filings	D/A	2020-01-08 14:48:15 UTC
Amount To Be Raised $18,737,957 Associated Brokers / Dealers N/A CIK Number 0001780794 Filed Document 0001794723-20-000011 Exclusions or Exemptions 506c Accepted Date 2020-01-08 14:48:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NinthDecimal, a Series of Breakawaygrowth LLC See All Filings	D/A	2020-01-08 14:40:48 UTC
Amount To Be Raised $908,760 Associated Brokers / Dealers N/A CIK Number 0001754176 Filed Document 0001794723-20-000010 Exclusions or Exemptions 506c Accepted Date 2020-01-08 14:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUMPHREYS FUND I, LLC See All Filings	D	2020-01-08 13:14:50 UTC
Amount To Be Raised $60,004,800 Associated Brokers / Dealers N/A CIK Number 0001703119 Filed Document 0001703119-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-08 13:14:50 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Quibi Holdings, LLC See All Filings	D/A	2020-01-08 10:13:37 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001748421 Filed Document 0001748421-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-08 10:13:37 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charlotte Tryon Hills Partners, LLC See All Filings	D	2020-01-07 21:54:21 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001799067 Filed Document 0001799067-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 21:54:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GRUPO AZTEX LTD See All Filings	D	2020-01-07 17:27:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001798241 Filed Document 0001798241-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-07 17:27:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Energy Fund, LP See All Filings	D	2020-01-07 17:24:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001798916 Filed Document 0001798916-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 17:24:34 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Upchurch Cemetery Prospect See All Filings	D/A	2020-01-07 16:23:54 UTC
Amount To Be Raised $852,000 Associated Brokers / Dealers N/A CIK Number 0001778257 Filed Document 0001778257-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 16:23:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Ibex Israel Fund LLLP See All Filings	D/A	2020-01-07 16:22:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners LLC, Niagara International Capital Limited, and Jefferies LLC CIK Number 0001639750 Filed Document 0001639750-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 16:22:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breakwater Investments, LLC See All Filings	D	2020-01-07 15:23:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Sequence Financial Specialists LLC, Green Vista Capital LLC, Saxony Securities, Inc., and Michael Rose CIK Number 0001797843 Filed Document 0001798044-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-07 15:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sharswood 1 OZ Fund LLC See All Filings	D	2020-01-07 15:14:24 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers None CIK Number 0001798763 Filed Document 0001493152-20-000304 Exclusions or Exemptions 506c Accepted Date 2020-01-07 15:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Verastem, Inc. See All Filings	D	2020-01-07 15:00:44 UTC
Amount To Be Raised $4,829,628 Associated Brokers / Dealers N/A CIK Number 0001526119 Filed Document 0000904454-20-000009 Exclusions or Exemptions 506c Accepted Date 2020-01-07 15:00:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
YS AF V LLC See All Filings	D	2020-01-07 13:43:03 UTC
Amount To Be Raised $11,200,000 Associated Brokers / Dealers N/A CIK Number 0001798920 Filed Document 0001798920-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 13:43:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITY STATION QUALIFIED OPPORTUNITY FUND I, LP See All Filings	D	2020-01-07 13:38:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers MCM Securities, LLC CIK Number 0001795563 Filed Document 0001567619-20-000686 Exclusions or Exemptions 506c Accepted Date 2020-01-07 13:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Phoenix Fund LLC See All Filings	D	2020-01-07 12:29:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Francisco Rivera CIK Number 0001798740 Filed Document 0001798740-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 12:29:29 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $Not Applicable Type of Security Other
PT Motion Works, Inc. See All Filings	D	2020-01-07 11:58:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001478263-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-07 11:58:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fluid Beverages, Inc. See All Filings	D	2020-01-07 10:19:33 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001798945 Filed Document 0001798945-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 10:19:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Palace Way LP See All Filings	D	2020-01-07 10:19:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001788433 Filed Document 0001214659-20-000170 Exclusions or Exemptions 506c Accepted Date 2020-01-07 10:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Harmonic Investors LLC Fund I See All Filings	D/A	2020-01-07 08:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 08:56:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
ActivArmor LLC See All Filings	D	2020-01-06 19:55:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001746480 Filed Document 0001746480-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 19:55:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3900 Paradise Venture LLC See All Filings	D	2020-01-06 19:26:50 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001798724 Filed Document 0001798724-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 19:26:50 UTC Type of Offering D Industry Construction Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HS Union Station OZ Fund - B, LLC See All Filings	D	2020-01-06 17:26:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001797399 Filed Document 0001773682-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-01-06 17:26:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HS Union Station OZ Fund - A, LLC See All Filings	D	2020-01-06 17:21:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Emerson Equity LLC, Purshe Kaplan Sterling Investments, Purshe Kaplan Sterling Investments, Purshe Kaplan Sterling Investments, Cabot Lodge Securities LLC, and Purshe Kaplan Sterling Investments CIK Number 0001797384 Filed Document 0001773682-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-06 17:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NetSTREIT Corp. See All Filings	D	2020-01-06 17:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001798100 Filed Document 0001393725-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-06 17:10:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Rivermont OZ Fund, LLC See All Filings	D/A	2020-01-06 16:41:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773682 Filed Document 0001773682-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 16:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sofi Tyler J.V. See All Filings	D	2020-01-06 15:49:54 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001795417 Filed Document 0001795417-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 15:49:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Crown Cleveland #28 Joint Venture See All Filings	D/A	2020-01-06 14:56:00 UTC
Amount To Be Raised $3,355,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001791041 Filed Document 0001791041-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 14:56:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
305 Customer SPV, LLC See All Filings	D	2020-01-06 14:35:48 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001798808 Filed Document 0001798808-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 14:35:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MERGING TRAFFIC, INC See All Filings	D/A	2020-01-06 14:19:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678139 Filed Document 0001678139-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 14:19:26 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gasset Ventures LLC See All Filings	D	2020-01-06 12:45:29 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001798850 Filed Document 0001798850-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 12:45:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Ada Series Total Return Fund LP See All Filings	D/A	2020-01-06 11:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489783 Filed Document 0001489783-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 11:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CSRA Opportunity Zone Fund IV, LLC See All Filings	D	2020-01-06 10:20:17 UTC
Amount To Be Raised $7,735,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001798742 Filed Document 0001798742-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 10:20:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TEI Diversified Income & Opportunity Fund V LLC See All Filings	D	2020-01-06 10:13:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001796643 Filed Document 0001796643-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-06 10:13:24 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CSRA Opportunity Zone Fund III, LLC See All Filings	D	2020-01-06 10:11:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001798741 Filed Document 0001798741-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 10:11:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Manhattan Securities Group Ltd See All Filings	D	2020-01-03 20:06:15 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Sunde Financial Group CIK Number 0001798791 Filed Document 0001798791-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 20:06:15 UTC Type of Offering D Industry Investment Banking Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity