Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFICA CHAMPAIGN CLASS B MEMBERS LLC See All Filings	D	2018-11-29 17:36:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001760339 Filed Document 0001760339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:36:30 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Carlyle Credit Opportunities Fund Note Issuer, L.P. See All Filings	D	2018-11-29 17:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001760307 Filed Document 0001760307-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
NxPHASE Medical, Inc. See All Filings	D/A	2018-11-29 17:27:48 UTC
Amount To Be Raised $18,084,000 Associated Brokers / Dealers N/A CIK Number 0001760157 Filed Document 0001209191-18-060278 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:27:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MPG GP Fund II, LLC See All Filings	D	2018-11-29 17:25:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001759387 Filed Document 0001759387-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:25:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Paratus Diagnostics, LLC See All Filings	D	2018-11-29 17:23:10 UTC
Amount To Be Raised $8,205,000 Associated Brokers / Dealers N/A CIK Number 0001661922 Filed Document 0001661922-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:23:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guild Travel, Inc. See All Filings	D/A	2018-11-29 17:22:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001703419 Filed Document 0001703419-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:22:44 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fortunatus Capital Fund I LP See All Filings	D	2018-11-29 17:21:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001758176 Filed Document 0001758176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute Fund IV, L.P. See All Filings	D/A	2018-11-29 17:20:20 UTC
Amount To Be Raised $3,630,038,546 Associated Brokers / Dealers Magenta Capital Services Ltd., Baro Investment & Securities Co. Ltd., and M2O Private Fund Advisors LLC CIK Number 0001735138 Filed Document 0001735138-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Bird, LLC See All Filings	D	2018-11-29 17:19:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760332 Filed Document 0001760332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:19:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS CAPITAL MS LP - ICEBERG LOUNGE SERIES See All Filings	D	2018-11-29 17:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760352 Filed Document 0001760352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 17:19:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tela Network Foundation See All Filings	D	2018-11-29 16:53:05 UTC
Amount To Be Raised $43,568 Associated Brokers / Dealers N/A CIK Number 0001750688 Filed Document 0001750688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
SWC Hedged Equity Fund, LLC See All Filings	D/A	2018-11-29 16:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680223 Filed Document 0001680223-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:52:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TOTUSRX, INC. See All Filings	D/A	2018-11-29 16:52:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717735 Filed Document 0001717735-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:52:23 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
THOMA BRAVO CREDIT FUND I FEEDER, L.P. See All Filings	D	2018-11-29 16:52:01 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001760350 Filed Document 0001760350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STFG Income Fund, LLC See All Filings	D	2018-11-29 16:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759970 Filed Document 0001759970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:49:30 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mardil, Inc. See All Filings	D	2018-11-29 16:47:42 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001498408 Filed Document 0001235802-18-000166 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:47:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Essentium, Inc. See All Filings	D	2018-11-29 16:44:28 UTC
Amount To Be Raised $27,280,947 Associated Brokers / Dealers N/A CIK Number 0001760234 Filed Document 0001760234-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:44:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Asset Network, Inc. See All Filings	D	2018-11-29 16:44:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001692251 Filed Document 0001692251-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:44:20 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Other
Trinity Capital Fund IV, L.P. See All Filings	D	2018-11-29 16:43:50 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001759905 Filed Document 0001759905-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:43:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VividGro, Inc. See All Filings	D	2018-11-29 16:43:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001760248 Filed Document 0001760248-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:43:41 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Staffing 360 Solutions, Inc. See All Filings	D	2018-11-29 16:38:54 UTC
Amount To Be Raised $13,498,000 Associated Brokers / Dealers N/A CIK Number 0001499717 Filed Document 0001209191-18-060252 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:38:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kaptyn Inc. See All Filings	D	2018-11-29 16:36:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707430 Filed Document 0001707430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:36:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Stirling Square Capital Partners Fourth Fund B Limited Partnership See All Filings	D/A	2018-11-29 16:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001737050 Filed Document 0001737050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARAS Corp See All Filings	D	2018-11-29 16:34:19 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001143731 Filed Document 0001567619-18-007113 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:34:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mile High Run Club, LLC See All Filings	D	2018-11-29 16:33:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:33:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Innovation X Holdings QP, LLC - Series 2018-5 See All Filings	D	2018-11-29 16:33:13 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001758231 Filed Document 0000905718-18-000954 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:33:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovation X Holdings II, LLC - Series 2018-5 See All Filings	D	2018-11-29 16:28:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001758240 Filed Document 0000905718-18-000952 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:28:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EM-ES Feeder Fund L.P. See All Filings	D/A	2018-11-29 16:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613297 Filed Document 0001613297-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:28:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guild Travel, Inc. See All Filings	D	2018-11-29 16:25:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001703419 Filed Document 0001703419-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:25:51 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
New Mountain Net Lease Partners, L.P. See All Filings	D/A	2018-11-29 16:21:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and SAF Financial Securities LLC CIK Number 0001723029 Filed Document 0001723029-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:21:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dyal IV Hotshot II U.S. II LLC See All Filings	D	2018-11-29 16:19:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759315 Filed Document 0001759182-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:19:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stirling Square Capital Partners Fourth Fund A Limited Partnership See All Filings	D/A	2018-11-29 16:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001737064 Filed Document 0001737064-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:17:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Mountain Net Lease Delaware Feeder, L.P. See All Filings	D	2018-11-29 16:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001754656 Filed Document 0001754656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grown Rogue International Inc. See All Filings	D	2018-11-29 16:15:51 UTC
Amount To Be Raised $22,514,574 Associated Brokers / Dealers N/A CIK Number 0001463000 Filed Document 0001463000-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:15:51 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Group K Diagnostics, Inc. See All Filings	D	2018-11-29 16:11:42 UTC
Amount To Be Raised $4,613,489 Associated Brokers / Dealers N/A CIK Number 0001752046 Filed Document 0001752046-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:11:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ICOX INNOVATIONS INC. See All Filings	D	2018-11-29 16:11:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001515139 Filed Document 0001493152-18-016868 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:11:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dyal IV Hotshot II Cayman LP See All Filings	D	2018-11-29 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759190 Filed Document 0001759182-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:08:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodside Special Opportunity PE Fund, LP See All Filings	D/A	2018-11-29 16:05:32 UTC
Amount To Be Raised $128,005,000 Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001732487 Filed Document 0001732487-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAA Fund II, L.P. See All Filings	D	2018-11-29 16:01:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001753506 Filed Document 0001753506-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 16:01:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSG8 Parallel L.P. See All Filings	D	2018-11-29 15:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759249 Filed Document 0001759249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSG8 L.P. See All Filings	D	2018-11-29 15:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759245 Filed Document 0001759245-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAC WHITEFIELD SHARON LLC See All Filings	D	2018-11-29 15:55:39 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001754168 Filed Document 0001754168-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:55:39 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RF CHECK INC See All Filings	D	2018-11-29 15:54:58 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001436512 Filed Document 0001436512-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:54:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MEPT Seaport 13 Stillings LLC See All Filings	D	2018-11-29 15:52:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001760338 Filed Document 0001760338-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:52:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Collectable.com, Inc. See All Filings	D	2018-11-29 15:49:01 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001760213 Filed Document 0001760213-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:49:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Big Squid Inc. See All Filings	D	2018-11-29 15:48:39 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001701615 Filed Document 0001701615-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:48:39 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
East Mequon Corporate Centre, LLC See All Filings	D	2018-11-29 15:48:17 UTC
Amount To Be Raised $4,080,000 Associated Brokers / Dealers N/A CIK Number 0001760182 Filed Document 0000897069-18-000624 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:48:17 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Capital Partners IV Co-Invest Hotshot II LP See All Filings	D	2018-11-29 15:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759187 Filed Document 0001759182-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:42:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Authentik Systems, LLC See All Filings	D	2018-11-29 15:41:05 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001751737 Filed Document 0001751737-18-000003 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2018-11-29 15:41:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Cornami, Inc. See All Filings	D	2018-11-29 15:39:43 UTC
Amount To Be Raised $21,186,885 Associated Brokers / Dealers N/A CIK Number 0001554869 Filed Document 0001554869-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 15:39:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity