Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SSC 400 Capital Fund II Ltd. See All Filings	D/A	2020-08-06 17:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682319 Filed Document 0001315863-20-000677 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Credit Opportunities Fund Ltd. See All Filings	D/A	2020-08-06 17:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001520154 Filed Document 0001315863-20-000676 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAS Fund I, a series of OV.VC-Funds, LP See All Filings	D	2020-08-06 17:22:52 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001820620 Filed Document 0001820620-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Credit Opportunities Fund LP See All Filings	D/A	2020-08-06 17:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001467029 Filed Document 0001315863-20-000675 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:21:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SapientX Inc. See All Filings	C/A	2020-08-06 17:20:15 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $534,999 CIK Number 0001742055 Filed Document 0001670254-20-000710 Accepted Date 2020-08-06 17:20:15 UTC Type of Offering C/A Security Offered Amount 77,902 Security Offered Type Preferred Stock State CALIFORNIA
Santa Clara SCF II, L.P. See All Filings	D	2020-08-06 17:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820028 Filed Document 0001820028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Accord Fund IV (Lux), SCSp See All Filings	D	2020-08-06 17:19:04 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001819575 Filed Document 0000950142-20-001922 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:19:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PARKERVISION INC See All Filings	D	2020-08-06 17:18:26 UTC
Amount To Be Raised $174,500 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:18:26 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Accord Offshore Fund IV, L.P. See All Filings	D	2020-08-06 17:18:02 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001819479 Filed Document 0000950142-20-001921 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:18:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MM Fund I, a series of AngelList Funds, LP See All Filings	D	2020-08-06 17:17:56 UTC
Amount To Be Raised $905,000 Associated Brokers / Dealers N/A CIK Number 0001820611 Filed Document 0001820611-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:17:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Accord Fund IV, L.P. See All Filings	D	2020-08-06 17:16:52 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001819356 Filed Document 0000950142-20-001920 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:16:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PUFFCUFF LLC See All Filings	C/A	2020-08-06 17:13:58 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001802024 Filed Document 0001802024-20-000003 Accepted Date 2020-08-06 17:13:58 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State GEORGIA
Clever Leaves International Inc. See All Filings	D	2020-08-06 17:12:53 UTC
Amount To Be Raised $2,912,000 Associated Brokers / Dealers N/A CIK Number 0001716131 Filed Document 0001716131-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-08-06 17:12:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NELSON BROTHERS MEADOW VIEW, LLC See All Filings	D	2020-08-06 17:09:38 UTC
Amount To Be Raised $28,250,000 Associated Brokers / Dealers BRIAN NELSON, TIMOTHY SHERER, BRADLEY DAVIDSON, ROBERT BOGGESS, DAN HOLZER, BRUCE BEETZ, and PATRICK LAM CIK Number 0001561495 Filed Document 0001561495-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:09:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Moon Senior Housing II LP See All Filings	D/A	2020-08-06 17:04:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001742042 Filed Document 0001742042-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-06 17:04:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Fund XIII, L.P. See All Filings	D	2020-08-06 17:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001819807 Filed Document 0001819807-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 17:03:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliant Tax Credit Fund 102, LP See All Filings	D	2020-08-06 16:59:29 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Compass Securities Corporation, and BofA Securities, Inc. CIK Number 0001820571 Filed Document 0001820571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:59:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Double Impact Fund II, L.P. See All Filings	D/A	2020-08-06 16:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001800738 Filed Document 0001800738-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeepGreen Metals Inc. See All Filings	D	2020-08-06 16:57:17 UTC
Amount To Be Raised $13,674,438 Associated Brokers / Dealers N/A CIK Number 0001630641 Filed Document 0001630641-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:57:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
WM Investment Partners, LLC See All Filings	D	2020-08-06 16:54:52 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001820529 Filed Document 0001820529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:54:52 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NOVA OCULUS PARTNERS, LLC See All Filings	D/A	2020-08-06 16:53:39 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001616856 Filed Document 0001065949-20-000114 Exclusions or Exemptions 506c Accepted Date 2020-08-06 16:53:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Roman Health Ventures Inc. See All Filings	D	2020-08-06 16:50:27 UTC
Amount To Be Raised $124,510,231 Associated Brokers / Dealers N/A CIK Number 0001706332 Filed Document 0001231919-20-000052 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:50:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AtYourGate, Inc. See All Filings	C/A	2020-08-06 16:49:58 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001795681 Filed Document 0001670254-20-000709 Accepted Date 2020-08-06 16:49:58 UTC Type of Offering C/A Security Offered Amount 161,603 Security Offered Type Preferred Stock State CALIFORNIA
Blue Moon Senior Housing II Sidecar LP See All Filings	D/A	2020-08-06 16:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784281 Filed Document 0001784281-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-06 16:45:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLONY MULTIFAMILY 3321 LLC See All Filings	D	2020-08-06 16:39:57 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001820555 Filed Document 0001445866-20-001114 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:39:57 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mindoula Health, Inc. See All Filings	D	2020-08-06 16:32:40 UTC
Amount To Be Raised $27,249,970 Associated Brokers / Dealers N/A CIK Number 0001609099 Filed Document 0001609099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:32:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Energy Fund 2020-A, LP See All Filings	D	2020-08-06 16:30:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Alliance Energy Management 2020 LLC CIK Number 0001820548 Filed Document 0001820548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:30:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
HY Fund II, a series of Michael W. Wellman Funds, LP See All Filings	D	2020-08-06 16:27:56 UTC
Amount To Be Raised $266,500 Associated Brokers / Dealers N/A CIK Number 0001820415 Filed Document 0001820415-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:27:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JS Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2020-08-06 16:27:48 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001820437 Filed Document 0001820437-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:27:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Capital Partners Fund I-FF, L.P. See All Filings	D	2020-08-06 16:25:52 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001811008 Filed Document 0001811008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:25:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AR Fund I, a series of Jetstream Syndicates, LP See All Filings	D	2020-08-06 16:23:02 UTC
Amount To Be Raised $116,600 Associated Brokers / Dealers N/A CIK Number 0001820517 Filed Document 0001820517-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:23:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BO Fund I, a series of OV.VC-Funds, LP See All Filings	D	2020-08-06 16:22:51 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001820436 Filed Document 0001820436-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon AZ Fulfillment DST See All Filings	D/A	2020-08-06 16:20:43 UTC
Amount To Be Raised $35,306,051 Associated Brokers / Dealers Inland Securities Corporation, McDermott Investment Services, LLC, Stax Capital, Concorde Investment Services, LLC, Emerson Equity LLC, BENCHMARK INVESTMENTS, INC., and Western International Securities Inc CIK Number 0001819163 Filed Document 0001819163-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:20:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HBK Co-Investment Offshore Platform L.P. See All Filings	D	2020-08-06 16:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820368 Filed Document 0001820368-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:20:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Slim.AI, Inc. See All Filings	D	2020-08-06 16:18:39 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001820052 Filed Document 0001820052-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:18:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
TaxTaker, Inc. See All Filings	D	2020-08-06 16:14:34 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001820547 Filed Document 0001820547-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:14:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BRP Group, Inc. See All Filings	D	2020-08-06 16:09:34 UTC
Amount To Be Raised $444,818 Associated Brokers / Dealers N/A CIK Number 0001781755 Filed Document 0001781755-20-000055 Exclusions or Exemptions 506c Accepted Date 2020-08-06 16:09:34 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
JEPRIV Fund2, LP See All Filings	D/A	2020-08-06 16:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768625 Filed Document 0000935836-20-000449 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fibonacci LLC See All Filings	D	2020-08-06 16:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820104 Filed Document 0001477932-20-004588 Exclusions or Exemptions 504 and 506b Accepted Date 2020-08-06 16:07:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TaxTaker, Inc. See All Filings	D	2020-08-06 16:06:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001820547 Filed Document 0001820547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:06:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CO Fund I, a series of AX-RN-Funds, LP See All Filings	D	2020-08-06 16:02:55 UTC
Amount To Be Raised $179,000 Associated Brokers / Dealers N/A CIK Number 0001820435 Filed Document 0001820435-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 16:02:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LI Fund II, a series of FJ Labs Funds, LP See All Filings	D	2020-08-06 15:57:51 UTC
Amount To Be Raised $516,884 Associated Brokers / Dealers N/A CIK Number 0001820434 Filed Document 0001820434-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:57:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlelake V Dislocated Opportunities, L.P. See All Filings	D	2020-08-06 15:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810381 Filed Document 0001810381-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LOTUS DOMAINE III LP See All Filings	D	2020-08-06 15:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819300 Filed Document 0001819300-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:53:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Worthy Financial, Inc See All Filings	D	2020-08-06 15:50:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001745249 Filed Document 0001493152-20-014845 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:50:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OEP VII SPARTRONICS CO-INVESTMENT PARTNERS, L.P. See All Filings	D	2020-08-06 15:50:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819964 Filed Document 0001819964-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:50:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spirit of Texas Bancshares, Inc. See All Filings	D	2020-08-06 15:47:11 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers N/A CIK Number 0001499453 Filed Document 0001499453-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:47:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FREETHINK MEDIA, INC. See All Filings	D/A	2020-08-06 15:35:58 UTC
Amount To Be Raised $11,999,999 Associated Brokers / Dealers N/A CIK Number 0001764423 Filed Document 0001764423-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:35:58 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital LVII US Investor, LP See All Filings	D/A	2020-08-06 15:32:07 UTC
Amount To Be Raised $10,650,000 Associated Brokers / Dealers N/A CIK Number 0001819338 Filed Document 0001642247-20-000052 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:32:07 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Qualified.com, Inc. See All Filings	D	2020-08-06 15:31:25 UTC
Amount To Be Raised $11,999,999 Associated Brokers / Dealers N/A CIK Number 0001779795 Filed Document 0001779795-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 15:31:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity