Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Maison DeVille Apartments LLC See All Filings	D	2018-11-30 16:06:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001755011 Filed Document 0001580695-18-000513 Exclusions or Exemptions 506b Accepted Date 2018-11-30 16:06:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Finitive Holdings, Inc. See All Filings	D	2018-11-30 16:03:10 UTC
Amount To Be Raised $6,032,597 Associated Brokers / Dealers N/A CIK Number 0001760264 Filed Document 0001760264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 16:03:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Burford Alternative Income Fund LP See All Filings	D	2018-11-30 16:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760326 Filed Document 0000905718-18-000958 Exclusions or Exemptions 506b Accepted Date 2018-11-30 16:02:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burford Alternative Income Feeder Fund LP See All Filings	D	2018-11-30 16:00:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760463 Filed Document 0000905718-18-000956 Exclusions or Exemptions 506b Accepted Date 2018-11-30 16:00:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury DSC PE/VC Index Fund See All Filings	D/A	2018-11-30 15:59:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001719407 Filed Document 0001615774-18-013645 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:59:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SUMERU EQUITY PARTNERS FUND III L.P. See All Filings	D	2018-11-30 15:38:09 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS CIK Number 0001758875 Filed Document 0001758875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:38:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strong Seed Fund III, L.P. See All Filings	D	2018-11-30 15:35:21 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001760015 Filed Document 0001760015-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:35:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2018-11-30 15:30:29 UTC
Amount To Be Raised $461,195,000 Associated Brokers / Dealers Various Agents CIK Number 0001444597 Filed Document 0001209191-18-060353 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:30:29 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pulse Oil Corp. See All Filings	D	2018-11-30 15:28:01 UTC
Amount To Be Raised $1,663,021 Associated Brokers / Dealers MR USA Inc. CIK Number 0001709388 Filed Document 0001709388-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:28:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SKK VALUE FUND, LP See All Filings	D/A	2018-11-30 15:14:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001323448 Filed Document 0000919574-18-007830 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:14:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Infra Equity US Fund, L.P. See All Filings	D	2018-11-30 15:11:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758993 Filed Document 0000950142-18-002328 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:11:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKK TOPAZ PARTNERS, LP See All Filings	D/A	2018-11-30 15:11:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001161897 Filed Document 0000919574-18-007828 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Infra Equity International Fund, L.P. See All Filings	D	2018-11-30 15:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759012 Filed Document 0000950142-18-002327 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Infra Equity Feeder Fund (TE), L.P. See All Filings	D	2018-11-30 15:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758977 Filed Document 0000950142-18-002326 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:09:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKK TOPAZ PARTNERS (QP), LP See All Filings	D/A	2018-11-30 15:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001426515 Filed Document 0000919574-18-007826 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:08:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Naveego, Inc. See All Filings	D	2018-11-30 15:08:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001759327 Filed Document 0001759327-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:08:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apollo Infra Equity Feeder Fund (Non-US), L.P. See All Filings	D	2018-11-30 15:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758996 Filed Document 0000950142-18-002325 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Laurel Co-Invest LLC See All Filings	D/A	2018-11-30 15:07:28 UTC
Amount To Be Raised $40,414,040 Associated Brokers / Dealers N/A CIK Number 0001743051 Filed Document 0001023453-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK DEEP WOODS PARTNERS, LP See All Filings	D/A	2018-11-30 15:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001463395 Filed Document 0000919574-18-007824 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WCM Development, LLC See All Filings	D	2018-11-30 15:02:24 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001760443 Filed Document 0001760443-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:02:24 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
SKK CLOSED-END OPPORTUNITIES, LP See All Filings	D/A	2018-11-30 15:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001435094 Filed Document 0000919574-18-007822 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
38 Main LLC See All Filings	D	2018-11-30 15:00:57 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001760442 Filed Document 0000908662-18-000234 Exclusions or Exemptions 506b Accepted Date 2018-11-30 15:00:57 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Ultra-Short Duration Investment Grade Fund LLC See All Filings	D/A	2018-11-30 14:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584233 Filed Document 0001621856-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackpot Digital Inc. See All Filings	D	2018-11-30 14:57:17 UTC
Amount To Be Raised $630,279 Associated Brokers / Dealers N/A CIK Number 0001061612 Filed Document 0001061612-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:57:17 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PALMER SQUARE CAPITAL SPECIAL SITUATIONS FUND L.P. See All Filings	D/A	2018-11-30 14:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665048 Filed Document 0001621856-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loop VOC Inc. See All Filings	D	2018-11-30 14:54:29 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers N/A CIK Number 0001760258 Filed Document 0001760258-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:54:29 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Disciplined Small Mid-Cap Core Equity, LLC See All Filings	D	2018-11-30 14:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760423 Filed Document 0001760426-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Senior Loan Fund See All Filings	D/A	2018-11-30 14:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719622 Filed Document 0001621856-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:52:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Opportunistic Credit Fund Ltd. See All Filings	D/A	2018-11-30 14:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665084 Filed Document 0001621856-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUE ANTHEM Corp See All Filings	D	2018-11-30 14:46:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001508666 Filed Document 0001508666-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:46:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Palmer Square Opportunistic Credit Fund U.S. LLC See All Filings	D/A	2018-11-30 14:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563196 Filed Document 0001621856-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Multi-Strategy Fund, Ltd. See All Filings	D/A	2018-11-30 14:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501864 Filed Document 0001621856-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:45:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Multi-Strategy Fund L.P. See All Filings	D/A	2018-11-30 14:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469909 Filed Document 0001621856-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guilford Capital Credit II L.P. See All Filings	D	2018-11-30 14:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758935 Filed Document 0001621856-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guilford Capital Credit L.P. See All Filings	D/A	2018-11-30 14:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621856 Filed Document 0001621856-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:43:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Youper, Inc. See All Filings	D	2018-11-30 14:35:29 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001760426 Filed Document 0001760426-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:35:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clean Energy Venture Fund I, LP See All Filings	D/A	2018-11-30 14:33:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001724110 Filed Document 0001724110-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundhill Financial LLC See All Filings	D	2018-11-30 14:17:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001760054 Filed Document 0001760054-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:17:10 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Structural Capital Investors I-C, LP See All Filings	D/A	2018-11-30 14:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751141 Filed Document 0001751141-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transonic Imaging, Inc. See All Filings	D	2018-11-30 14:10:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001723229 Filed Document 0001723229-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:10:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCP Special Opportunities Offshore Fund I LP See All Filings	D/A	2018-11-30 14:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715317 Filed Document 0001715317-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EB5 UNITED NYC VI LP See All Filings	D/A	2018-11-30 14:03:30 UTC
Amount To Be Raised $80,850,000 Associated Brokers / Dealers INVESTMENT VISA CONSULTANTS LLC, DALMORE GROUP, PINNACLE CAPITAL GROUP, PRIMARY CAPITAL LLC, DALMORE GROUP, WORLDWAY INTERNATIONAL INVESTMENT HOLDINGS LTD, BCI CO LTD, and KORNOVA INVESTMENTS LIMITED CIK Number 0001722445 Filed Document 0001722445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:03:30 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Harbor Group International Real Estate Securities Fund II, L.P. See All Filings	D/A	2018-11-30 14:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653842 Filed Document 0001012975-18-001252 Exclusions or Exemptions 506b Accepted Date 2018-11-30 14:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbor Group International Real Estate Securities Offshore Fund Ltd. See All Filings	D/A	2018-11-30 13:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584155 Filed Document 0001012975-18-001251 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:57:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCP Special Opportunities Fund I LP See All Filings	D/A	2018-11-30 13:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715316 Filed Document 0001715316-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centro Railyard, LLC See All Filings	D	2018-11-30 13:54:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001759357 Filed Document 0001759357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:54:49 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Obsidian Opportunity Fund 2018, LLC See All Filings	D	2018-11-30 13:51:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760202 Filed Document 0001760202-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:51:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Sunnova Energy Corp See All Filings	D/A	2018-11-30 13:44:52 UTC
Amount To Be Raised $176,000,000 Associated Brokers / Dealers Ark Stone Partners, Inc. CIK Number 0001608828 Filed Document 0001608828-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:44:52 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RBT, L.P. See All Filings	D/A	2018-11-30 13:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724072 Filed Document 0001724072-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Group International Real Estate Securities Fund, L.P. See All Filings	D/A	2018-11-30 13:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584136 Filed Document 0001012975-18-001250 Exclusions or Exemptions 506b Accepted Date 2018-11-30 13:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund