Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Connor Opportunity Debt Fund XI LLC See All Filings	D	2018-12-03 13:34:06 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Various CIK Number 0001760528 Filed Document 0000906318-18-000051 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Funding Bancorp, Inc. See All Filings	D	2018-12-03 13:22:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. and CFG Capital Markets, LLC CIK Number 0001699468 Filed Document 0001699468-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:22:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OCA Lechworth Fund LP See All Filings	D/A	2018-12-03 13:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANNEX CAPITAL HOLDINGS INC. See All Filings	D	2018-12-03 12:59:09 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001488453 Filed Document 0001183740-18-000189 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:59:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Cavalry Homes, LP See All Filings	D	2018-12-03 12:40:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760533 Filed Document 0001760533-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:40:54 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
White Pine Minerals, LLC See All Filings	D	2018-12-03 12:38:54 UTC
Amount To Be Raised $23,450,000 Associated Brokers / Dealers Crescent Securities Group, Inc., Whitehall-Parker Securities, Inc., and Lewis Financial Group, L.C. CIK Number 0001748151 Filed Document 0001596771-18-000107 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:38:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Howl's, LLC See All Filings	D	2018-12-03 12:27:38 UTC
Amount To Be Raised $206,500 Associated Brokers / Dealers N/A CIK Number 0001759434 Filed Document 0001693574-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:27:38 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
BERKELEY RUBY WIP DEVELOPMENT, LLC See All Filings	D	2018-12-03 12:22:58 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001756714 Filed Document 0001756714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:22:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Howl's, LLC See All Filings	D	2018-12-03 12:22:14 UTC
Amount To Be Raised $113,500 Associated Brokers / Dealers N/A CIK Number 0001759434 Filed Document 0001693574-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:22:14 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
CH/LCV Fund VII, L.P. See All Filings	D	2018-12-03 12:22:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001760531 Filed Document 0001760531-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:22:13 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NHIC Holdings, LLC See All Filings	D	2018-12-03 12:20:24 UTC
Amount To Be Raised $2,809,364 Associated Brokers / Dealers N/A CIK Number 0001676211 Filed Document 0001676211-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:20:24 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metalmark Capital Partners III, L.P. See All Filings	D	2018-12-03 12:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760501 Filed Document 0000950103-18-014119 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POCKETNEST INC. See All Filings	D	2018-12-03 12:14:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001760539 Filed Document 0001760539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:14:39 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Azulite, Inc. See All Filings	D/A	2018-12-03 12:07:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693574 Filed Document 0001693574-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:07:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ISAM Systematic Trend SPV LLC - Series Levitas See All Filings	D	2018-12-03 12:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760434 Filed Document 0001760434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:05:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Arrowrock Income & Growth Fund III, LP See All Filings	D	2018-12-03 11:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752568 Filed Document 0001752568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:46:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Helia Care, Inc. See All Filings	D	2018-12-03 11:44:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714963 Filed Document 0001714963-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:44:51 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Panera Holdings Corp. See All Filings	D/A	2018-12-03 11:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724199 Filed Document 0001724199-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:42:16 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Leading Edge Materials Corp. See All Filings	D	2018-12-03 11:38:55 UTC
Amount To Be Raised $2,951,714 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0001715994-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:38:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NHIC Holdings, LLC See All Filings	D	2018-12-03 11:30:48 UTC
Amount To Be Raised $190,635 Associated Brokers / Dealers N/A CIK Number 0001676211 Filed Document 0001676211-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:30:48 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woobo Holdings Ltd See All Filings	D	2018-12-03 11:26:49 UTC
Amount To Be Raised $1,024,897 Associated Brokers / Dealers N/A CIK Number 0001760107 Filed Document 0001144204-18-062786 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:26:49 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WAI, LLC See All Filings	D	2018-12-03 11:23:15 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001760363 Filed Document 0001760363-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:23:15 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rekener, Inc. See All Filings	D	2018-12-03 11:17:17 UTC
Amount To Be Raised $2,135,520 Associated Brokers / Dealers N/A CIK Number 0001684837 Filed Document 0001684837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:17:17 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fowler Nature Reserve IP, LLC See All Filings	D	2018-12-03 11:02:47 UTC
Amount To Be Raised $10,900,000 Associated Brokers / Dealers N/A CIK Number 0001760498 Filed Document 0001760498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:02:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Covalis Capital Enhanced Fund LP See All Filings	D/A	2018-12-03 11:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724162 Filed Document 0000902664-18-004245 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalis Capital Fund LP See All Filings	D/A	2018-12-03 10:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-18-004244 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitfinder, Inc. See All Filings	D	2018-12-03 10:54:50 UTC
Amount To Be Raised $10,025,000 Associated Brokers / Dealers N/A CIK Number 0001676059 Filed Document 0001676059-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:54:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
KNIGHTHEAD MASTER FUND LP See All Filings	D/A	2018-12-03 10:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438289 Filed Document 0001012975-18-001259 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:48:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2018-12-03 10:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0001012975-18-001258 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:36:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Investment Partners II LP See All Filings	D	2018-12-03 10:34:36 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers N/A CIK Number 0001760065 Filed Document 0001567619-18-007199 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:34:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benchmark Space Systems, Inc. See All Filings	D	2018-12-03 10:32:28 UTC
Amount To Be Raised $1,715,358 Associated Brokers / Dealers N/A CIK Number 0001733607 Filed Document 0001733607-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:32:28 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
KNIGHTHEAD DOMESTIC FUND, LP See All Filings	D/A	2018-12-03 10:22:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0001012975-18-001257 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:22:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Double Double D, LLC See All Filings	D	2018-12-03 10:18:30 UTC
Amount To Be Raised $206,856 Associated Brokers / Dealers N/A CIK Number 0001642002 Filed Document 0001642002-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 10:18:30 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
CA Brand Collective LLC See All Filings	D	2018-12-03 09:44:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759904 Filed Document 0001567619-18-007197 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Angeles Crest Opportunity Fund, Ltd. See All Filings	D	2018-12-03 09:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001759250 Filed Document 0001759250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:42:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERCREST INTERNATIONAL FUND, L.P. See All Filings	D/A	2018-12-03 09:32:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458459 Filed Document 0001012975-18-001256 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:32:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Angeles Crest Opportunity Fund, L.L.C. See All Filings	D	2018-12-03 09:31:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001759251 Filed Document 0001759251-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:31:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THFF REIT LLC See All Filings	D	2018-12-03 09:29:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001759912 Filed Document 0001759912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:29:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
50 South Meridian Acquisition LLC See All Filings	D	2018-12-03 09:26:28 UTC
Amount To Be Raised $1,639,000 Associated Brokers / Dealers N/A CIK Number 0001759879 Filed Document 0001759879-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:26:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5500 Pearl Street Acquisition LLC See All Filings	D	2018-12-03 09:20:27 UTC
Amount To Be Raised $7,527,000 Associated Brokers / Dealers N/A CIK Number 0001759854 Filed Document 0001759854-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:20:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ena Northport Acquisition LLC See All Filings	D	2018-12-03 09:15:14 UTC
Amount To Be Raised $1,684,255 Associated Brokers / Dealers N/A CIK Number 0001759852 Filed Document 0001759852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:15:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashenden Trend Plus Fund LP See All Filings	D/A	2018-12-03 09:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723984 Filed Document 0000902664-18-004243 Exclusions or Exemptions 506b Accepted Date 2018-12-03 09:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Colibri Capital Partners Fund III SCA, SICAV-FIAR See All Filings	D	2018-12-03 08:42:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760092 Filed Document 0000945621-18-000348 Exclusions or Exemptions 506b Accepted Date 2018-12-03 08:42:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jetoptera, Inc. See All Filings	D	2018-11-30 21:40:01 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001708246 Filed Document 0001370088-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-30 21:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Vitality Health Plans, Inc. See All Filings	D	2018-11-30 21:36:33 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001708878-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-30 21:36:33 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Vitality Health Plans, Inc. See All Filings	D	2018-11-30 21:22:21 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001708878-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-30 21:22:21 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Vitality Health Plans, Inc. See All Filings	D	2018-11-30 21:01:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001708878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 21:01:52 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
MFI FUND IV LLC See All Filings	D	2018-11-30 20:58:05 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001759766 Filed Document 0001759766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 20:58:05 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hover Developer Services, Inc. See All Filings	D	2018-11-30 20:48:31 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001759194 Filed Document 0001759194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 20:48:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PREMIER BIOMEDICAL INC See All Filings	D	2018-11-30 19:16:08 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001515740 Filed Document 0001654954-18-013428 Exclusions or Exemptions 506b Accepted Date 2018-11-30 19:16:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity