Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NexPoint Flamingo DST See All Filings	D/A	2020-08-10 13:45:21 UTC
Amount To Be Raised $58,277,704 Associated Brokers / Dealers Stax Capital, Lightpath Capital, Inc., Geat Point Capital LLC, McDermott Investment Services, LLC, Concorde Investment Services, LLC, DFPG Investments, LLC, Wealthforge Securities, LLC, Thornhill Securities, Inc., Integrity Brokerage Services, Inc., Ameritas Investment Company, LLC, Capulent LLC, Crown Capital Securities, L.P., Emerson Equity LLC, Metropolitan Capital Investment Banc, Inc., Berthel Fisher & Company Financial Services, Inc., and Axiom Capital Management Inc. CIK Number 0001804003 Filed Document 0001804003-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:45:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CIRE Real Estate Investment Trust, LLC See All Filings	D/A	2020-08-10 13:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001785747 Filed Document 0001785747-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:44:35 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holcomb Bancorp, Inc. See All Filings	D	2020-08-10 13:39:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Performance Trust Capital Partners, LLC CIK Number 0001796085 Filed Document 0001796085-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:39:04 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HEALTHPRO BRANDS INC See All Filings	D	2020-08-10 13:38:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001366382 Filed Document 0001366382-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:38:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Stogo LLC See All Filings	D	2020-08-10 13:34:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001819332 Filed Document 0001819374-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:34:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Rebound Technologies, Inc. See All Filings	D/A	2020-08-10 13:32:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707703 Filed Document 0001707703-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:32:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TARTAN FUNDS LLC-SERIES I See All Filings	D/A	2020-08-10 13:26:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685418 Filed Document 0001685418-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-10 13:26:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
137 HOLDINGS SXIII, LLC See All Filings	D	2020-08-10 13:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820703 Filed Document 0001820703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:23:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manifold Inc. See All Filings	D	2020-08-10 13:22:59 UTC
Amount To Be Raised $1,800,672 Associated Brokers / Dealers N/A CIK Number 0001762169 Filed Document 0001762169-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:22:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2020-08-10 13:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:20:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fitnonce, Inc. See All Filings	D	2020-08-10 13:11:09 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001819374 Filed Document 0001819374-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:11:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TARTAN FUNDS LLC-SERIES II See All Filings	D/A	2020-08-10 13:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685415 Filed Document 0001685415-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-10 13:10:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
LB Rule One Partners LP See All Filings	D	2020-08-10 13:07:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820370 Filed Document 0001820370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:07:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Data Foundation See All Filings	D	2020-08-10 13:06:19 UTC
Amount To Be Raised $321,560 Associated Brokers / Dealers N/A CIK Number 0001819492 Filed Document 0001819492-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:06:19 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
Eupnea Technologies Inc. See All Filings	D	2020-08-10 13:06:01 UTC
Amount To Be Raised $999,559 Associated Brokers / Dealers N/A CIK Number 0001820645 Filed Document 0001820645-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 13:06:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyApps Corp. See All Filings	C/A	2020-08-10 12:52:51 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $359,000 CIK Number 0001768717 Filed Document 0001768717-20-000005 Accepted Date 2020-08-10 12:52:51 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State FLORIDA
MidWestOne Financial Group, Inc. See All Filings	D	2020-08-10 12:52:13 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers Piper Sandler & Co., D.A. Davidson & Co., and Janney Montgomery Scott LLC CIK Number 0001412665 Filed Document 0001412665-20-000085 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:52:13 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Thalia Brands, Inc. See All Filings	C/A	2020-08-10 12:47:02 UTC
Financial Interest Two percent (2%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,069,998 CIK Number 0001782651 Filed Document 0001665160-20-001034 Accepted Date 2020-08-10 12:47:02 UTC Type of Offering C/A Security Offered Amount 3,333 Security Offered Type Other State CALIFORNIA
TARTAN FUNDS LLC-SERIES III See All Filings	D/A	2020-08-10 12:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685504 Filed Document 0001685504-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-10 12:45:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Blue Elephant Specialty Finance Fund, LP See All Filings	D/A	2020-08-10 12:42:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bradley Glen Wolfthal CIK Number 0001583822 Filed Document 0001815919-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2020-08-10 12:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hest Corp See All Filings	D/A	2020-08-10 12:35:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001758045 Filed Document 0001758045-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:35:22 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2020-08-10 12:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
11TH STREET 350, LLC See All Filings	D	2020-08-10 12:23:12 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001820556 Filed Document 0001820556-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:23:12 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Noble Naturals See All Filings	C/A	2020-08-10 12:08:30 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001777377 Filed Document 0001665160-20-001032 Accepted Date 2020-08-10 12:08:30 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2020-08-10 12:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Marquee II HoldCo LLC See All Filings	D	2020-08-10 12:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820694 Filed Document 0001820694-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 12:02:22 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Prana Growth Fund II L P See All Filings	D/A	2020-08-10 11:51:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001346019 Filed Document 0000935836-20-000451 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:51:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crux Capital, LP See All Filings	D/A	2020-08-10 11:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685131 Filed Document 0001685131-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CMWA Small Cap Fund LLC See All Filings	D/A	2020-08-10 11:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Corrum Capital Aviation Investors 2018, LP See All Filings	D/A	2020-08-10 11:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LOHI SECURITIES CIK Number 0001748607 Filed Document 0001748607-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:43:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Second Century Ag, LLC See All Filings	D	2020-08-10 11:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815919 Filed Document 0001815919-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:40:51 UTC Type of Offering D Industry Agriculture Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OFW LOW BETA CAYMAN, LLC See All Filings	D/A	2020-08-10 11:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740588 Filed Document 0001740558-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SC RESTOREPRO SIDECAR, LP See All Filings	D	2020-08-10 11:34:53 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001816921 Filed Document 0001816921-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:34:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OFW LOW BETA, LLC See All Filings	D/A	2020-08-10 11:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740558 Filed Document 0001740558-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AUSTIN CENTER FOR OUTPATIENT SURGERY, L.P. See All Filings	D	2020-08-10 11:24:33 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001427074 Filed Document 0001015325-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:24:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Agile Devices, Inc. See All Filings	D	2020-08-10 11:17:43 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001660933 Filed Document 0001660933-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:17:43 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
BP Commercial Funding Trust See All Filings	D	2020-08-10 11:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820509 Filed Document 0001820509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:16:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Hirtle Callaghan Select Equity Fund III, LP See All Filings	D	2020-08-10 11:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820139 Filed Document 0001820139-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:15:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Systematic Alpha Plus (US) Fund See All Filings	D/A	2020-08-10 11:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681858 Filed Document 0000902664-20-002935 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grabango Co. See All Filings	D	2020-08-10 11:13:56 UTC
Amount To Be Raised $8,112,826 Associated Brokers / Dealers N/A CIK Number 0001710184 Filed Document 0001710184-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:13:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hirtle Callaghan Select Equity Fund II, LP See All Filings	D	2020-08-10 11:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820140 Filed Document 0001820140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Select Equity Fund, LP See All Filings	D/A	2020-08-10 11:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773664 Filed Document 0001773664-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-10 11:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taqtile, Inc. See All Filings	D	2020-08-10 10:51:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001784227 Filed Document 0001784227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:51:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TEI Diversified Income & Opportunity Fund 5.1, LLC See All Filings	D	2020-08-10 10:50:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001820701 Filed Document 0001820701-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-10 10:50:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ENA Opportunity Onshore Fund LP See All Filings	D/A	2020-08-10 10:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714248 Filed Document 0000902664-20-002934 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camox (US) Fund LP See All Filings	D/A	2020-08-10 10:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616881 Filed Document 0000902664-20-002933 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAM International Small Cap Fund, LP See All Filings	D/A	2020-08-10 10:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785069 Filed Document 0001104659-20-092490 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAM Emerging Markets Small Cap Fund, LP See All Filings	D/A	2020-08-10 10:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662835 Filed Document 0001104659-20-092489 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:28:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avanath Affordable Housing Feeder IV, LLC See All Filings	D	2020-08-10 10:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820419 Filed Document 0001820419-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity