Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1931 Funding, LLC See All Filings	D/A	2020-01-15 10:24:56 UTC
Amount To Be Raised $14,256,900 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-15 10:24:56 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
QQUV INVESTMENTS 4, LLC See All Filings	D	2020-01-15 10:14:16 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001798204 Filed Document 0001798204-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-15 10:14:16 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
CertCan Labs, Inc. See All Filings	D/A	2020-01-14 20:14:17 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001794700 Filed Document 0001794700-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 20:14:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NovaSolix, Inc. See All Filings	D/A	2020-01-14 19:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643656 Filed Document 0001643656-20-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2020-01-14 19:15:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Catalyst Capital Group, LLC See All Filings	D	2020-01-14 18:32:12 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001799684 Filed Document 0001799684-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 18:32:12 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Global Credit Alternatives Fund, L.L.C. See All Filings	D/A	2020-01-14 16:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001612512 Filed Document 0001612512-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiintoo 1 U.S. epiic 1 L.P. See All Filings	D/A	2020-01-14 16:50:38 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001768752 Filed Document 0001567619-20-001031 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:50:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paradyme Equities Fund V LLC See All Filings	D	2020-01-14 16:46:31 UTC
Amount To Be Raised $6,320,000 Associated Brokers / Dealers N/A CIK Number 0001795957 Filed Document 0001795957-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:46:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Green D Ventures Fund 7 See All Filings	D	2020-01-14 16:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001799400 Filed Document 0001799400-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 16:21:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NNG Diversified Opportunity Fund I, LLC See All Filings	D	2020-01-14 13:09:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001795656 Filed Document 0001795656-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 13:09:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Haber Technologies, Inc. See All Filings	D	2020-01-14 12:29:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001777831 Filed Document 0001777831-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-14 12:29:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Optima Healthcare & Biotech Fund Ltd See All Filings	D	2020-01-14 11:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799805 Filed Document 0001799804-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-14 11:45:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Healthcare & Biotech Fund LLC See All Filings	D	2020-01-14 11:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799804 Filed Document 0001799804-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 11:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB OTP Co-Invest, LP See All Filings	D	2020-01-14 09:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RedBird Capital Partners Management LLC CIK Number 0001794380 Filed Document 0001799300-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-14 09:56:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB OTP Co-Invest B, LP See All Filings	D	2020-01-14 09:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RedBird Capital Partners Management LLC CIK Number 0001799300 Filed Document 0001799300-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-14 09:46:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Growth Fund Inc. See All Filings	D	2020-01-13 19:52:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001799839 Filed Document 0001799839-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 19:52:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Outdoors Pearl Fund, LP See All Filings	D	2020-01-13 19:11:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001799733 Filed Document 0001799733-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 19:11:08 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2020-01-13 18:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001499344-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 18:20:56 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CGO Fund IPA Series I, LLC See All Filings	D	2020-01-13 16:41:53 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers Cabin Securities, Inc. CIK Number 0001799840 Filed Document 0001799840-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 16:41:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wildlife Partners EBP Joint Venture & Wildlife Partners EBP 2019A See All Filings	D	2020-01-13 16:18:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Cabin Securities, Inc., Great Point Capital LLC, Emerson Equity LLC, and Center Street Securities, Inc. CIK Number 0001799572 Filed Document 0001799572-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 16:18:25 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allied Resource Partners Custer Valley #1 See All Filings	D/A	2020-01-13 15:15:28 UTC
Amount To Be Raised $112,500,000 Associated Brokers / Dealers N/A CIK Number 0001786861 Filed Document 0001786861-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 15:15:28 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Palladio Partners LLC See All Filings	D	2020-01-13 13:23:12 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001799342 Filed Document 0001799342-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 13:23:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
TE Fund I, a series of NDSPV Investments, LP See All Filings	D	2020-01-13 13:16:17 UTC
Amount To Be Raised $73,398 Associated Brokers / Dealers N/A CIK Number 0001799635 Filed Document 0001799635-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-13 13:16:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neutral Ground Holdings See All Filings	D	2020-01-13 13:05:49 UTC
Amount To Be Raised $1,105,000 Associated Brokers / Dealers N/A CIK Number 0001799729 Filed Document 0001799729-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 13:05:49 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seattle 801 Fifth REIT LLC See All Filings	D	2020-01-13 12:31:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799646 Filed Document 0001799646-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 12:31:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KRE Husky LLC See All Filings	D	2020-01-13 12:17:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799663 Filed Document 0001799663-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 12:17:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVGSF - WHAT3WORDS 2019 See All Filings	D	2020-01-13 11:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001799697 Filed Document 0001799697-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 11:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVCS 2019, LLC See All Filings	D	2020-01-13 11:22:47 UTC
Amount To Be Raised $845,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001799682 Filed Document 0001799682-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 11:22:47 UTC Type of Offering D Industry Energy Conservation Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Polar Bear Water Treatment, LLC See All Filings	D	2020-01-13 11:04:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Entoro Securities, LLC CIK Number 0001799664 Filed Document 0001799664-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 11:04:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Harmonic Investors LLC Navigator Fund See All Filings	D/A	2020-01-13 10:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736422 Filed Document 0001736422-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 10:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
JFL INTERNATIONAL EQUITY FUND LLC See All Filings	D/A	2020-01-13 09:44:40 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers HAMERSLEY PARTNERS CIK Number 0000877248 Filed Document 0000877248-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-13 09:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
506 Group Grubb Fund VI 2 LLC See All Filings	D	2020-01-10 18:49:27 UTC
Amount To Be Raised $4,509,650 Associated Brokers / Dealers N/A CIK Number 0001794288 Filed Document 0001794288-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 18:49:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vilas Income Partners, LP See All Filings	D	2020-01-10 17:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799524 Filed Document 0001799524-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 17:06:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Apartments Holdco, LLC See All Filings	D	2020-01-10 14:46:27 UTC
Amount To Be Raised $7,070,244 Associated Brokers / Dealers N/A CIK Number 0001798194 Filed Document 0001798194-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 14:46:27 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PetaWatt Holdings Inc. See All Filings	D	2020-01-10 13:40:13 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001762497 Filed Document 0001793907-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-10 13:40:13 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mood Science Co LLC See All Filings	D	2020-01-10 13:37:59 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001799570 Filed Document 0001799570-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 13:37:59 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
300 N. Michigan Partners, LLC See All Filings	D	2020-01-10 13:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799126 Filed Document 0001567619-20-000868 Exclusions or Exemptions 506c Accepted Date 2020-01-10 13:35:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Peoples's Credit Co., Inc. See All Filings	D	2020-01-10 13:08:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001799001 Filed Document 0001799001-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 13:08:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Acretrader 112, LLC See All Filings	D	2020-01-10 10:56:44 UTC
Amount To Be Raised $603,317 Associated Brokers / Dealers N/A CIK Number 0001770011 Filed Document 0001770011-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:56:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Tacitus Therapeutics Inc. See All Filings	D	2020-01-10 10:55:19 UTC
Amount To Be Raised $10,002,000 Associated Brokers / Dealers N/A CIK Number 0001799226 Filed Document 0001567619-20-000851 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:55:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Green D Ventures Fund 7Q See All Filings	D	2020-01-10 10:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001799420 Filed Document 0001799420-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DOSO LLC See All Filings	D	2020-01-10 10:19:37 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001799546 Filed Document 0001799546-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-10 10:19:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Owl Peak Technologies, Inc See All Filings	D	2020-01-10 09:25:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001798517 Filed Document 0001493152-20-000436 Exclusions or Exemptions 506c Accepted Date 2020-01-10 09:25:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beta 202 Daniel Fund LLC See All Filings	D	2020-01-09 17:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799323 Filed Document 0001799323-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 17:16:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Atlantic Holding, Ltd See All Filings	D/A	2020-01-09 16:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463747-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-09 16:36:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lariat Holding Company, Ltd See All Filings	D/A	2020-01-09 16:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463747 Filed Document 0001463747-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 16:31:23 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tower Hill Prospect Partners See All Filings	D/A	2020-01-09 16:18:45 UTC
Amount To Be Raised $852,000 Associated Brokers / Dealers N/A CIK Number 0001786886 Filed Document 0001786886-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 16:18:45 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Treehouse Real Estate Investment Trust, Inc. See All Filings	D	2020-01-09 15:54:07 UTC
Amount To Be Raised $2,599,992 Associated Brokers / Dealers N/A CIK Number 0001764748 Filed Document 0001567619-20-000809 Exclusions or Exemptions 506c Accepted Date 2020-01-09 15:54:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rock Cove Investments, LLC See All Filings	D	2020-01-09 14:21:26 UTC
Amount To Be Raised $9,394,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Brian Clark, Corvi Capital, LLC, Peyton Ethridge, Center Street Securities, Inc., and Jodi Bugter CIK Number 0001799213 Filed Document 0001799213-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-01-09 14:21:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Atlantic Holding, Ltd See All Filings	D/A	2020-01-09 13:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463748-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-09 13:37:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity